0000929887-13-000046.txt : 20130705 0000929887-13-000046.hdr.sgml : 20130704 20130705132150 ACCESSION NUMBER: 0000929887-13-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130702 FILED AS OF DATE: 20130705 DATE AS OF CHANGE: 20130705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPERLING PETER V CENTRAL INDEX KEY: 0001213138 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 13955371 MAIL ADDRESS: STREET 1: 4615 E ELWOOD CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_137304489988381.xml FORM 4 X0306 4 2013-07-02 0 0000929887 APOLLO GROUP INC APOL 0001213138 SPERLING PETER V 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 1 1 0 0 Chairman of the Board Class A Common Stock 2013-07-02 4 F 0 198 18.08 D 2653022 D Class A Common Stock 900000 I John Sperling 1994 Irrevocable Trust Class A Common Stock 551156 I Peter V. Sperling Revocable Trust Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of the Issuer's Class A common stock. Includes (i) 10,512 shares of the Issuer's Class A common stock subject to RSUs granted on May 1, 2013, (ii) 8,324 shares of the Issuer's Class A common stock subject to RSUs granted on July 2, 2012, (iii) 4,218 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2011, and (iv) 1,644 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2010. The 10,512 shares underlying the May 1, 2013 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015 and July 2, 2016 vesting dates. The 8,324 shares underlying the July 2, 2012 RSUs will be (footnote continued below) (continued from footnote 2 above) issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015 and July 2, 2016 vesting dates. The 4,218 shares underlying the July 6, 2011 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013, July 6, 2014 and July 6, 2015 vesting dates. The 1,644 shares underlying the July 6, 2010 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2013 and July 6, 2014 vesting dates. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 705 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 330 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 or (iii) 1,161 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. By self as co-trustee and beneficiary of the John Sperling 1994 Irrevocable Trust dated April 27, 1994. By self as trustee and beneficiary of the Peter V. Sperling Revocable Trust dated January 31, 1995. By Joseph L. D'Amico for Peter V. Sperling 2013-07-05