0000929887-13-000023.txt : 20130415 0000929887-13-000023.hdr.sgml : 20130415 20130415172635 ACCESSION NUMBER: 0000929887-13-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130413 FILED AS OF DATE: 20130415 DATE AS OF CHANGE: 20130415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cappelli Gregory William CENTRAL INDEX KEY: 0001396055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 13762149 MAIL ADDRESS: STREET 1: 4025 S RIVERPOINT PKWY STREET 2: MS CF-K815 CITY: PHOENIX STATE: AZ ZIP: 85040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 4 1 wf-form4_136606118360945.xml FORM 4 X0306 4 2013-04-13 0 0000929887 APOLLO GROUP INC APOL 0001396055 Cappelli Gregory William 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 1 1 0 0 Chief Executive Officer Class A Common Stock 2013-04-13 4 F 0 33850 17.84 D 377600 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock. Includes (i) 104 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2011, (ii) 124,000 shares of the Issuer's Class A common stock subject to RSUs granted April 13, 2011, (iii) 12,250 shares of the Issuer's Class A common stock subject to RSUs granted on April 13, 2011, (iv) 15,200 shares of the Issuer's Class A common stock subject to RSUs granted April 13, 2011, and (v) 23,096 shares of the Issuer's Class A common stock subject to RSUs granted to the Reporting Person on January 18, 2011. The 104 shares underlying the July 6, 2011 RSUs will be issued when those units vest in two successive equal annual installments upon the Reporting Person's continuation (footnote continued below) (continued from footnote 2 above) in service with the Issuer through each of the April 13, 2014 and April 13, 2015 vesting dates. The 124,000 shares underlying the April 13, 2011 RSUs described in (ii) above will be issued as those units vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the April 13, 2014, and April 13, 2015 vesting dates. The 12,250 shares underlying the April 13, 2011 RSUs described in (iii) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through (footnote continued below) (continued from footnote 3 above) April 13, 2014. The 15,200 shares underlying the April 13, 2011 RSUs described in (iv) above will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through April 13, 2014. The 23,096 shares underlying the January 18, 2011 RSUs will vest in 12 successive equal monthly installments upon the Reporting Person's completion of each month of service with the Issuer over the 12-month period measured from September 16, 2012, with the shares of Class A common stock that so vest to be issued on September 15, 2013. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer, and all of the RSUs are subject to service-vesting credits in the event the Reporting Person is terminated under certain specified circumstances during the service-vesting period. Does not include (i) 12,810 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on March 29, 2012, (ii) 21,066 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 and (iii) 55,617 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares unless the applicable performance goals are attained at threshold level or above. By Brian L. Swartz for Gregory W. Cappelli 2013-04-15