0000929887-13-000011.txt : 20130318
0000929887-13-000011.hdr.sgml : 20130318
20130318164608
ACCESSION NUMBER: 0000929887-13-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130314
FILED AS OF DATE: 20130318
DATE AS OF CHANGE: 20130318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cappelli Gregory William
CENTRAL INDEX KEY: 0001396055
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25232
FILM NUMBER: 13698218
MAIL ADDRESS:
STREET 1: 4025 S RIVERPOINT PKWY
STREET 2: MS CF-K815
CITY: PHOENIX
STATE: AZ
ZIP: 85040
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOLLO GROUP INC
CENTRAL INDEX KEY: 0000929887
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 860419443
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: 4615 EAST ELWOOD ST
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: 6029665394
MAIL ADDRESS:
STREET 1: 4615 E ELWOOD STREET
CITY: PHOENIX
STATE: AZ
ZIP: 85040
4
1
wf-form4_136363955595783.xml
FORM 4
X0306
4
2013-03-14
0
0000929887
APOLLO GROUP INC
APOL
0001396055
Cappelli Gregory William
4025 S. RIVERPOINT PKWY
PHOENIX
AZ
85040
1
1
0
0
Chief Executive Officer
Class A Common Stock
411450
D
Non-Qualified Stock Option (right to buy)
16.75
2013-03-14
4
A
0
600000
0
A
2017-03-13
Non-Qualified Stock Option (right to buy)
600000.0
600000
D
Includes (i) 156 shares of the Issuer's Class A common stock subject to RSUs granted on July 6, 2011, (ii) 186,000 shares of the Issuer's Class A common stock subject to RSUs granted April 13, 2011, (iii) 24,500 shares of the Issuer's Class A common stock subject to RSUs granted on April 13, 2011, (iv) 30,400 shares of the Issuer's Class A common stock subject to RSUs granted April 13, 2011, and (v) 23,096 shares of the Issuer's Class A common stock subject to RSUs granted to the Reporting Person on January 18, 2011. The 156 shares underlying the July 6, 2011 RSUs will be issued when those units vest in three successive equal annual installments upon the Reporting Person's continuation (footnote continued below)
(continued from footnote 2 above) in service with the Issuer though each of the April 13, 2013, April 13, 2014 and April 13, 2015 vesting dates. The 186,000 shares underlying the April 13, 2011 RSUs described in (ii) above will be issued as those units vest in three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the April 13, 2013, April 13, 2014, and April 13, 2015 vesting dates. The 24,500 shares underlying the April 13, 2011 RSUs described in (iii) above will be issued as those units vest in two successive equal annual installments upon the Reporting Person's continuation in service with the Issuer though each of the April 13, 2013 (footnote continued below)
(continued from footnote 3 above) and April 13, 2014 vesting dates. The 30,400 shares underlying the April 13, 2011 RSUs described in (iv) above will be issued when those units vest in two equal successive installments over the Reporting Person's period of service with the Issuer through each of the April 13, 2013 and April 13, 2014 vesting dates. The 23,096 shares underlying the January 18, 2011 RSUs will vest in 12 successive equal monthly installments upon the Reporting Person's completion of each month of service over the 12-month period measured from September 16, 2012, with the shares of Class A common stock that so vest to be issued on September 15, 2013. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer, and all of the RSUs are subject to service-vesting credits in the event the Reporting Person is terminated under certain specified circumstances during the service-vesting period.
Does not include (i) 12,810 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on March 29, 2012, (ii) 21,066 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 and (iii) 55,617 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. Those awards will not actually convert into any shares unless the applicable performance goals are attained at threshold level or above.
The option will vest and become exercisable for the underlying shares of the Issuer's Class A common stock as follows: 20% of the options will vest upon the Reporting Person's continuation in service with the Issuer through December 12, 2013, and the balance will vest in two successive equal installments upon the Reporting Person's continuation in service with the Issuer through August 31, 2014 and February 12, 2015, respectively, subject to accelerated vesting upon certain changes in ownership or control of the Issuer. In addition, the Reporting Person will be entitled to certain service-vesting credits in the event his employment with the Issuer should terminate under certain specified circumstances during the service-vesting period.
By Brian L. Swartz for Gregory W. Cappelli
2013-03-18