0000929887-12-000091.txt : 20120918 0000929887-12-000091.hdr.sgml : 20120918 20120918172441 ACCESSION NUMBER: 0000929887-12-000091 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120915 FILED AS OF DATE: 20120918 DATE AS OF CHANGE: 20120918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOLLO GROUP INC CENTRAL INDEX KEY: 0000929887 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 860419443 STATE OF INCORPORATION: AZ FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 4615 EAST ELWOOD ST CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: 6029665394 MAIL ADDRESS: STREET 1: 4615 E ELWOOD STREET CITY: PHOENIX STATE: AZ ZIP: 85040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WRUBEL ROBERT W CENTRAL INDEX KEY: 0001209729 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25232 FILM NUMBER: 121098108 BUSINESS ADDRESS: STREET 1: 95 S JACKSON STREET 2: STE 300 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: 2064419100 MAIL ADDRESS: STREET 1: 199 FREMONT STREET STREET 2: SUITE 1800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 4 1 wf-form4_134800346812027.xml FORM 4 X0306 4 2012-09-15 0 0000929887 APOLLO GROUP INC APOL 0001209729 WRUBEL ROBERT W 4025 S. RIVERPOINT PKWY PHOENIX AZ 85040 0 1 0 0 EVP, CM&PD Officer Class A Common Stock 2012-09-15 4 F 0 3815 29.42 D 79586 D Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock. Includes (i) 12,108 shares of the Issuer's Class A common stock subject to the RSUs granted July 2, 2012, (ii) 4,128 shares of the Issuer's Class A common stock subject to the RSUs granted July 2, 2012, (iii) 4,148 shares of the Issuer's Class A common stock subject to the RSUs granted October 5, 2011, (iv) 35,500 shares of the Issuer's Class A common stock subject to the RSUs granted July 6, 2011, and (v) 10,400 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011. The 12,108 shares underlying the July 2, 2012 RSUs listed in (i) above will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2013, July 2, 2014, July 2, 2015, and July 2, 2016 vesting dates. (footnote continued below) (continued from footnote 2 above) The 4,128 shares underlying the July 2, 2012 RSUs listed in (ii) above will be issued when those units vest (subject to an initial performance-vesting requirement) in two successive equal installments over the Reporting Person's period of service with the Issuer through each of the August 31, 2013 and July 2, 2014 vesting dates. The 4,148 shares underlying the October 5, 2011 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2012, July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. (footnote continued below) (continued from footnote 3 above) The 35,500 shares underlying the July 6, 2011 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2012, July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. The 10,400 shares underlying the January 14, 2011 RSUs will be issued when those units vest upon the Reporting Person's continuation in service with the Issuer through the September 15, 2013 vesting date. The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. (footnote continued below) (continued from footnote 4 above) Does not include (i) 1,653 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (ii) 1,921 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 2, 2012, (iii) 12,222 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, (iv) 5,034 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on October 5, 2011, or (v) 7,365 target shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011. The performance awards will not actually convert into any shares of the Issuer's Class A common stock unless the applicable performance goals are attained at threshold level or above. By Brian L. Swartz for Robert W. Wrubel 2012-09-18