UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Reed Elsevier PLC |
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(Translation of registrants name into English) | ||||
1-3 Strand London WC2N 5JR |
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(Address of principal executive office) |
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Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: [x] Form 20-F [ ] Form 40-F | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [ ] | ||||
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [ ] | ||||
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934: [ ] Yes [x] No | ||||
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a |
Holdings in Company
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. |
Reed Elsevier PLC | ||
Date: 08/19/2013 | By: |
/s/A.McCUlloch |
Name: | A.McCUlloch | |
Title: | Deputy Secretary | |
Exhibit No. | Description | |
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99 | Holdings in Company 08/19/2013 | |
For filings with the FCA include the annex | ||||||
For filings with issuer exclude the annex | ||||||
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer |
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of existing shares to which voting rights are attached: ii |
Reed Elsevier PLC |
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2 Reason for the notification (please tick the appropriate box or boxes): |
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An acquisition or disposal of voting rights
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ü | |||||
An acquisition or disposal of qualifying financial instruments which may result in the |
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acquisition of shares already issued to which voting rights are attached |
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An acquisition or disposal of instruments with similar economic effect to qualifying financial |
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instruments
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An event changing the breakdown of voting rights |
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Other (please specify):
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3. Full name of person(s) subject to the
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notification obligation: iii | The Capital Group Companies, Inc. | |||||
4. Full name of shareholder(s)
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(if different from 3.):iv | See Schedule A | |||||
5. Date of the transaction and date on which the threshold is crossed or |
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reached: v | 15 August 2013 | |||||
6. Date on which issuer notified: | 16 August 2013 | |||||
7. Threshold(s) that is/are crossed or
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reached: vi, vii | Below 3% | |||||
8. Notified details: |
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A: Voting rights attached to shares viii, ix |
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Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||||||||||||||||||||||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x | ||||||||||||||||||||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||||||||||||||||||||
Ordinary Shares (ISIN: GB00B2B0DG97) |
37,188,891 | 37,188,891 | 35,438,891 | 2.9997% | ||||||||||||||||||||||||||||||
ADRs (ISIN: US7582052079) |
492 | 1,968 | 1,968 | 0.0002% | ||||||||||||||||||||||||||||||
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B: Qualifying Financial Instruments |
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Resulting situation after the triggering transaction |
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Type of financial
instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||||||||||||||||||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
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Resulting situation after the triggering transaction |
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Type of financial
instrument |
Exercise price | Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |||||||||||||||||||||||||||||
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Nominal | Delta | ||||||||||||||||||||||||||||||||
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Total (A+B+C) |
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Number of voting rights |
Percentage of voting rights | |||||||||||||||||||||||||||||||||
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35,440,859 |
2.9999% | |||||||||||||||||||||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or the | ||
financial instruments are effectively held, if applicable: xxi | ||
See Schedule A
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Proxy Voting:
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10. Name of the proxy holder:
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11. Number of voting rights proxy holder will cease |
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to hold:
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12. Date on which proxy holder will cease to hold |
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voting rights:
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13. Additional information:
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14. Contact name:
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Marsha Watson | |
15. Contact telephone number:
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0207 930 7077 | |
Note: Annex should only be submitted to the FCA not the issuer | ||
Annex: Notification of major interests in sharesxxii | ||
A: Identity of the persons or legal entity subject to the notification obligation | ||
Full name | ||
(including legal form of legal entities) | The Capital Group Companies, Inc. | |
Contact address | 333 South Hope Street, 55th Floor | |
(registered office for legal entities) | Los Angeles, California 90071 | |
(213) 615-0469 & | ||
Phone number & email | GRGroup@capgroup.com | |
Other useful information | ||
(at least legal representative for legal persons) | ||
B: Identity of the notifier, if applicable |
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Full name
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Christopher Aquino | |
Contact address
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333 South Hope Street, 55th Floor Los Angeles, California 90071 |
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Phone number & email
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(213) 615-0469 & GRGroup@capgroup.com |
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Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
Fax: (213) 615-4056 |
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C: Additional information |
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Due to a company reorganization, Capital Group International, Inc. (CGII) and Capital
Research and Management Company (CRMC) will no longer report relevant holdings separately. With
effect from 1 September 2012, the holdings under management will be reported in aggregate by the
groups parent company, The Capital Group Companies, Inc. |
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For notes on how to complete form TR-1 please see the FCA website. |
Schedule A
As of 15 August 2013
Reed Elsevier PLC
Number of | Percent of | |||||||
SharesOutstanding | ||||||||
The Capital Group Companies, Inc. (CG) holdings
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35,440,859 | 2.9999 | % | |||||
Holdings by CG Management Companies and Funds:
| Capital Guardian Trust Company 1,968 0.0002% |
| Capital Research and Management Company 35,438,891 2.9997% |