-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TZAt5xpPhROeVymgHA5moTQseghjZAOuo294U0sWSY/DcJv9q1Q1AoOYXGJVZS5t T92+UB+pC8XzDmoC8nMEgg== 0000914317-98-000756.txt : 19981231 0000914317-98-000756.hdr.sgml : 19981231 ACCESSION NUMBER: 0000914317-98-000756 CONFORMED SUBMISSION TYPE: 10KSB/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EAST TEXAS FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000929646 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 752559089 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 10KSB/A SEC ACT: SEC FILE NUMBER: 000-24848 FILM NUMBER: 98778107 BUSINESS ADDRESS: STREET 1: 1200 S BECKHAM AVE CITY: TYLER STATE: TX ZIP: 75701 BUSINESS PHONE: 9035931767 MAIL ADDRESS: STREET 1: 1200 SOUTH BECKHAM AVE CITY: TYLER STATE: TX ZIP: 75701 10KSB/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A (Amendment No. One) [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (FEE REQUIRED) For the fiscal year ended September 30, 1998 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED) For the transition period from __________________ to ___________________ Commission file number: 0-24848 EAST TEXAS FINANCIAL SERVICES, INC. (Name of small business issuer as specified in its charter) Delaware 75-2559089 - -------------------------------------------------------------------------------- (State or other jurisdiction of incorporation (I.R.S. Employer or organization) Identification No. 1200 South Beckham Avenue, Tyler, Texas 75701 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (903) 593-1767 -------------- Securities Registered Pursuant to Section 12(b) of the Act: None Securities Registered Pursuant to Section 12(g) of the Act: Common Stock, par value $.01 per share -------------------------------------- (Title of Class) Check whether the issuer (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the issuer was required to file such reports), and (2) has been subject to such requirements for the past 90 days. YES [ X ] NO [ ]. Check if there is no disclosure of delinquent filers in response to Item 405 of Regulation S-B contained herein, and no disclosure will be contained, to the best of Registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-KSB or any amendment to this Form 10-KSB. [ X ] State the issuer's revenues for its most recent fiscal year: $8,624,000. The aggregate market value of the voting stock held by non-affiliates of the Registrant, computed by reference to the average of the closing bid and ask prices of such stock on the OTC Electronic Bulletin Board as of December 9, 1998 was $9.4 million. (The exclusion from such amount of the market value of the shares owned by any person shall not be deemed an admission by the Registrant that such person is an affiliate of the Registrant.) As of December 9, 1998, there were issued and outstanding 1,464,056 shares of the Registrant's Common Stock. DOCUMENTS INCORPORATED BY REFERENCE Part II of Form 10-KSB - Portions of Annual Report to Stockholders for the fiscal year ended September 30, 1998. Part III of Form 10-KSB - Portions of Proxy Statement for 1999 Annual Meeting of Stockholders. Transitional Small Business Disclosure Format: YES [ ] NO [ X ]. SIGNATURES Pursuant to the requirements of Section 15(d) of the Securities Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. EAST TEXAS FINANCIAL SERVICES, INC. Date: December 30, 1998 By: /s/Gerald W. Free ------------------- Gerald W. Free, President, Chief Executive Officer and Director (Duly Authorized Representative) Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons in the capacities and on the dates indicated. /s/Gerald W. Free /s/Jack W. Flock - ----------------- ---------------- Gerald W. Free, President, Chief Jack W. Flock, Chairman of the Board Executive Officer and Director (Principal Executive Officer) Date: December 30, 1998 Date: December 30, 1998 /s/Derrell W. Chapman /s/M. Earl Davis - --------------------- ---------------- Derrell W. Chapman, Vice President, M. Earl Davis, Director Chief Operating Officer and Chief Financial Officer (Principal Financial And Accounting Officer) Date: December 30, 1998 Date: December 30, 1998 /s/James W. Fair /s/Charles R. Halstead - ---------------- ---------------------- James W. Fair, Director Charles R. Halstead, Director Date: December 30, 1998 Date: December 30, 1998 /s/L. Lee Kidd /s/H. H. Richardson, Jr. - -------------- ------------------------ L. Lee Kidd, Director H. H. Richardson, Jr., Director Date: December 30, 1998 Date: December 30, 1998 /s/Jim M. Vaughn, M.D. - ---------------------- Jim M. Vaughn, M.D., Director Date: December 30, 1998 EX-27 2
9 THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE CONSOLIDATED FINANCIAL STATEMENTS OF EAST TEXAS FINANCIAL SERVICES, INC., AT SEPTEMBER 30, 1998, AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH FINANCIAL STATEMENTS. 12-MOS SEP-30-1998 SEP-30-1998 592,363 3,064,312 129,187 0 12,810,165 40,707,344 41,204,509 61,352,227 233,180 124,017,462 86,643,657 13,150,000 2,044,259 1,795,852 0 0 18,845 20,364,849 124,017,642 4,770,636 3,266,838 226,256 8,263,730 4,425,979 4,966,073 3,297,657 0 0 2,768,079 890,219 560,946 0 0 560,946 .39 .38 2.00 228,000 0 0 488,000 273,000 40,000 0 233,180 52,000 0 181,000
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