0000950142-19-001818.txt : 20190820 0000950142-19-001818.hdr.sgml : 20190820 20190820195449 ACCESSION NUMBER: 0000950142-19-001818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190624 FILED AS OF DATE: 20190820 DATE AS OF CHANGE: 20190820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONTINENTAL GRAIN CO CENTRAL INDEX KEY: 0000929607 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36245 FILM NUMBER: 191041086 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: 2122072898 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10153 FORMER NAME: FORMER CONFORMED NAME: CONTIGROUP COMPANIES, INC. DATE OF NAME CHANGE: 20050609 FORMER NAME: FORMER CONFORMED NAME: CONTINENTAL GRAIN CO DATE OF NAME CHANGE: 19940906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RiceBran Technologies CENTRAL INDEX KEY: 0001063537 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 870673375 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1330 LAKE ROBBINS DRIVE, SUITE 250 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 2816752421 MAIL ADDRESS: STREET 1: 1330 LAKE ROBBINS DRIVE, SUITE 250 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: NUTRACEA DATE OF NAME CHANGE: 20030930 FORMER COMPANY: FORMER CONFORMED NAME: NUTRASTAR INC DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CONSUMER INTERNATIONAL INC DATE OF NAME CHANGE: 20010418 4 1 es1901028_4-ricebran.xml OWNERSHIP DOCUMENT X0306 4 2019-06-24 0 0001063537 RiceBran Technologies RIBT 0000929607 CONTINENTAL GRAIN CO 767 FIFTH AVENUE NEW YORK NY 10153 0 0 1 0 Common Stock 2019-06-24 4 X 0 1003344 0.01 A 7283046 D Common Stock 2019-08-16 4 P 0 200 2.49 A 7283246 D Common Stock 2019-08-19 4 P 0 13700 2.5877 A 7296946 D Warrant to purchase Common Stock 0.01 2019-06-24 4 X 0 1003344 0 D 2019-03-08 2029-03-08 Common Stock 1003344 0 D The price reported in Column 4 is a weighted average price. The 13,700 shares were sold in multiple transactions at prices ranging from $2.55 to $2.60, inclusive. The reporting person will provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. The warrant was exercisable beginning March 8, 2019, subject to a blocker provision that prohibited the reporting person from exercising the warrant if the common shares issuable upon the exercise of the warrant would result in beneficial ownership by the reporting person and its affiliates of more than 19.99% of the Issuer's common shares following such exercise (the "Maximum Percentage"), unless the shareholders of the Company approved of such exercise above the Maximum Percentage as required under the Nasdaq listing requirements. Such shareholder approval was obtained in June 2019. /s/ Ari D. Gendason, Chief Investment Officer, on behalf of Continental Grain Company 2019-08-20