0000950142-19-001818.txt : 20190820
0000950142-19-001818.hdr.sgml : 20190820
20190820195449
ACCESSION NUMBER: 0000950142-19-001818
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190624
FILED AS OF DATE: 20190820
DATE AS OF CHANGE: 20190820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CONTINENTAL GRAIN CO
CENTRAL INDEX KEY: 0000929607
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36245
FILM NUMBER: 191041086
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 2122072898
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10153
FORMER NAME:
FORMER CONFORMED NAME: CONTIGROUP COMPANIES, INC.
DATE OF NAME CHANGE: 20050609
FORMER NAME:
FORMER CONFORMED NAME: CONTINENTAL GRAIN CO
DATE OF NAME CHANGE: 19940906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RiceBran Technologies
CENTRAL INDEX KEY: 0001063537
STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040]
IRS NUMBER: 870673375
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1330 LAKE ROBBINS DRIVE, SUITE 250
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 2816752421
MAIL ADDRESS:
STREET 1: 1330 LAKE ROBBINS DRIVE, SUITE 250
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
FORMER COMPANY:
FORMER CONFORMED NAME: NUTRACEA
DATE OF NAME CHANGE: 20030930
FORMER COMPANY:
FORMER CONFORMED NAME: NUTRASTAR INC
DATE OF NAME CHANGE: 20011221
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE CONSUMER INTERNATIONAL INC
DATE OF NAME CHANGE: 20010418
4
1
es1901028_4-ricebran.xml
OWNERSHIP DOCUMENT
X0306
4
2019-06-24
0
0001063537
RiceBran Technologies
RIBT
0000929607
CONTINENTAL GRAIN CO
767 FIFTH AVENUE
NEW YORK
NY
10153
0
0
1
0
Common Stock
2019-06-24
4
X
0
1003344
0.01
A
7283046
D
Common Stock
2019-08-16
4
P
0
200
2.49
A
7283246
D
Common Stock
2019-08-19
4
P
0
13700
2.5877
A
7296946
D
Warrant to purchase Common Stock
0.01
2019-06-24
4
X
0
1003344
0
D
2019-03-08
2029-03-08
Common Stock
1003344
0
D
The price reported in Column 4 is a weighted average price. The 13,700 shares were sold in multiple transactions at prices ranging from $2.55 to $2.60, inclusive. The reporting person will provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
The warrant was exercisable beginning March 8, 2019, subject to a blocker provision that prohibited the reporting person from exercising the warrant if the common shares issuable upon the exercise of the warrant would result in beneficial ownership by the reporting person and its affiliates of more than 19.99% of the Issuer's common shares following such exercise (the "Maximum Percentage"), unless the shareholders of the Company approved of such exercise above the Maximum Percentage as required under the Nasdaq listing requirements. Such shareholder approval was obtained in June 2019.
/s/ Ari D. Gendason, Chief Investment Officer, on behalf of Continental Grain Company
2019-08-20