-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KPt247uqFRfo4xhFfEQmdq+qY9QxFsjPfNDxrJ/RMdqoVpKI/Dsn/xU1RtSNQP9z fD9kqNPmUrqqVciQe5kyVw== 0000773757-10-000022.txt : 20100225 0000773757-10-000022.hdr.sgml : 20100225 20100225160105 ACCESSION NUMBER: 0000773757-10-000022 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100225 DATE AS OF CHANGE: 20100225 EFFECTIVENESS DATE: 20100225 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WANGER ADVISORS TRUST CENTRAL INDEX KEY: 0000929521 IRS NUMBER: 362692100 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-08748 FILM NUMBER: 10633601 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126349200 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET STE 3000 CITY: CHICAGO STATE: IL ZIP: 60606-5016 0000929521 S000008981 Wanger USA C000024403 Wanger USA WUSAX 0000929521 S000008982 Wanger International C000024404 Wanger International WSCAX 0000929521 S000008983 Wanger Select C000024405 Wanger Select WATWX 0000929521 S000008984 Wanger International Select C000024406 Wanger International Select WAFFX NSAR-B 1 answer.fil PAGE 1 000 B000000 12/31/2009 000 C000000 0000929521 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 WANGER ADVISORS TRUST 001 B000000 811-08748 001 C000000 6174263750 002 A000000 ONE FINANCIAL CENTER 002 B000000 BOSTON 002 C000000 MA 002 D010000 02111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 4 007 C010100 1 007 C020100 WANGER USA 007 C030100 N 007 C010200 2 007 C020200 WANGER INTERNATIONAL 007 C030200 N 007 C010300 3 007 C020300 WANGER SELECT 007 C030300 N 007 C010400 4 007 C020400 WANGER INTERNATIONAL SELECT 007 C030400 N 008 A00AA01 COLUMBIA WANGER ASSET MANAGEMENT, L.P. 008 B00AA01 A 008 C00AA01 801-41391 008 D01AA01 CHICAGO 008 D02AA01 IL 008 D03AA01 60606 011 A00AA01 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 011 B00AA01 8-44998 011 C01AA01 BOSTON 011 C02AA01 MA 011 C03AA01 02111 012 A00AA01 COLUMBIA MANAGEMENT SERVICES, INC. 012 B00AA01 84-01329 012 C01AA01 BOSTON 012 C02AA01 MA 012 C03AA01 02266 012 C04AA01 8081 PAGE 2 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 CHICAGO 013 B02AA01 IL 013 B03AA01 60606 014 A00AA01 BA AUSTRALIA LIMITED 014 B00AA01 8-99999 014 A00AA02 BANC OF AMERICA SECURITIES (INDIA) 014 B00AA02 8-99999 014 A00AA03 BANC OF AMERICA SECURITIES ASIA LIMITED 014 B00AA03 8-99999 014 A00AA04 BANC OF AMERICA SECURITIES LIMITED 014 B00AA04 8-99999 014 A00AA05 BANC OF AMERICA SECURITIES LLC 014 B00AA05 8-33805 014 A00AA06 BANC OF AMERICA SECURITIES, CASA DE BOLSA 014 B00AA06 8-99999 014 A00AA07 BANC OF AMERICA SPECIALIST, INC. 014 B00AA07 8-99999 014 A00AA08 BANK OF AMERICA SINGAPORE LIMITED 014 B00AA08 8-99999 014 A00AA09 BOSTON SECURITIES S.A. SOCIEDAD DE BOLSA 014 B00AA09 8-99999 014 A00AA10 COLUMBIA MANAGEMENT DISTRIBUTORS, INC. 014 B00AA10 8-30683 014 A00AA11 COLUMBIA MANAGEMENT PTE. LTD. 014 B00AA11 8-99999 014 A00AA12 BERNDALE SECURITIES LIMITED 014 B00AA12 8-99999 014 A00AA13 DSP MERRILL LYNCH LIMITED 014 B00AA13 8-99999 014 A00AA14 FIRST REPUBLIC SECURITIES COMPANY, LLC 014 B00AA14 8-99999 014 A00AA15 GPC SECURITIES, INC. 014 B00AA15 8-99999 014 A00AA16 MERRILL LYNCH (ASIA PACIFIC) LIMITED 014 B00AA16 8-99999 014 A00AA17 MERRILL LYNCH (AUSTRALIA) FUTURES LIMITED 014 B00AA17 8-99999 014 A00AA18 MERRILL LYNCH (SINGAPORE) PTE LTD 014 B00AA18 8-99999 014 A00AA19 MERRILL LYNCH ARGENTINA S.A. 014 B00AA19 8-99999 014 A00AA20 MERRILL LYNCH CANADA INC. 014 B00AA20 8-99999 014 A00AA21 MERRILL LYNCH CAPITAL MARKETS AG 014 B00AA21 8-99999 014 A00AA22 MERRILL LYNCH CAPITAL MKTS ESPANA, S.A.S.V. 014 B00AA22 8-99999 014 A00AA23 MERRILL LYNCH CORREDORES DE BOLSA S.A. 014 B00AA23 8-99999 014 A00AA24 MERRILL LYNCH EQUITIES (AUSTRALIA) LIMITED PAGE 3 014 B00AA24 8-99999 014 A00AA25 MERRILL LYNCH ESPANOLA AGENCIA DE VALORES 014 B00AA25 8-99999 014 A00AA26 MERRILL LYNCH FAR EAST LIMITED 014 B00AA26 8-99999 014 A00AA27 MERRILL LYNCH FINANCIAL MARKETS, INC. 014 B00AA27 8-99999 014 A00AA28 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 014 B00AA28 8-99999 014 A00AA29 MERRILL LYNCH FUTURES ASIA LIMITED 014 B00AA29 8-99999 014 A00AA30 MERRILL LYNCH GOVERNMENT SECURITIES INC. 014 B00AA30 8-99999 014 A00AA31 MERRILL LYNCH INTERNATIONAL 014 B00AA31 8-99999 014 A00AA32 MERRILL LYNCH JAPAN SECURITIES CO., LTD. 014 B00AA32 8-99999 014 A00AA33 MERRILL LYNCH MENKUL DEGERLER A.S. 014 B00AA33 8-99999 014 A00AA34 MERRILL LYNCH MEXICO SA DE CV CASA DE BOLSA 014 B00AA34 8-99999 014 A00AA35 MERRILL LYNCH PROFESSIONAL CLEARING CORP. 014 B00AA35 8-99999 014 A00AA36 MERRILL LYNCH S.A. CORRETORA DE TITUTOS 014 B00AA36 8-99999 014 A00AA37 MERRILL LYNCH SECURITIES (TAIWAN) LTD. 014 B00AA37 8-99999 014 A00AA38 MERRILL LYNCH SOUTH AFRICA (PROP) LIMITED 014 B00AA38 8-99999 014 A00AA39 MERRILL LYNCH VALORES S.A. SOCIEDAD DE BOLSA 014 B00AA39 8-99999 014 A00AA40 MERRILL LYNCH PIERCE FENNER SMITH INC 014 B00AA40 8-99999 014 A00AA41 NUVEEN INVESTMENTS, LLC 014 B00AA41 8-99999 014 A00AA42 OOO MERRILL LYNCH SECURITIES 014 B00AA42 8-99999 014 A00AA43 PT MERRILL LYNCH INDONESIA 014 B00AA43 8-99999 014 A00AA44 THE MUNICENTER, L.L.C. 014 B00AA44 8-99999 015 A00AA01 CITIBANK, N.A. 015 B00AA01 S 015 C01AA01 BUENOS AIRES 015 D01AA01 ARGENTINA 015 E04AA01 X 015 A00AA02 HSBC BANK MIDDLE EAST 015 B00AA02 S 015 C01AA02 MANAMA 015 D01AA02 BAHRAIN 015 E04AA02 X PAGE 4 015 A00AA03 STANDARD CHARTERED BANK 015 B00AA03 S 015 C01AA03 DHAKA 015 D01AA03 BANGLADESH 015 E04AA03 X 015 A00AA04 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA04 S 015 C01AA04 ABIDJAN, IVORY COAST 015 D01AA04 BENIN 015 E04AA04 X 015 A00AA05 BANK OF BERMUDA LIMITED 015 B00AA05 S 015 C01AA05 HAMILTON 015 D01AA05 BERMUDA 015 E04AA05 X 015 A00AA06 BARCLAYS BANK OF BOTSWANA LIMITED 015 B00AA06 S 015 C01AA06 GABORONE 015 D01AA06 BOTSWANA 015 E04AA06 X 015 A00AA07 CITIBANK, N.A. 015 B00AA07 S 015 C01AA07 SAO PAULO 015 D01AA07 BRAZIL 015 E04AA07 X 015 A00AA08 ING BANK N.V. 015 B00AA08 S 015 C01AA08 SOFIA 015 D01AA08 BULGARIA 015 E04AA08 X 015 A00AA09 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA09 S 015 C01AA09 ABIDJAN, IVORY COAST 015 D01AA09 BURKINA FASO 015 E04AA09 X 015 A00AA10 STATE STREET TRUST COMPANY CANADA 015 B00AA10 S 015 C01AA10 TORONTO 015 D01AA10 CANADA 015 E04AA10 X 015 A00AA11 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA11 S 015 C01AA11 SHANGHAI 015 D01AA11 CHINA 015 E04AA11 X 015 A00AA12 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA 015 B00AA12 S 015 C01AA12 BOGOTA 015 D01AA12 COLOMBIA 015 E04AA12 X 015 A00AA13 BANCO BCT S.A. PAGE 5 015 B00AA13 S 015 C01AA13 SAN JOSE 015 D01AA13 COSTA RICA 015 E04AA13 X 015 A00AA14 PRIVREDNA BANKA ZAGREB D.D. 015 B00AA14 S 015 C01AA14 ZAGREB 015 D01AA14 CROATIA 015 E04AA14 X 015 A00AA15 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA15 S 015 C01AA15 PRAGUE 015 D01AA15 CZECH REPUBLIC 015 E04AA15 X 015 A00AA16 HSBC BANK EGYPT S.A.E. 015 B00AA16 S 015 C01AA16 CAIRO 015 D01AA16 EGYPT 015 E04AA16 X 015 A00AA17 BARCLAYS BANK OF GHANA LIMITED 015 B00AA17 S 015 C01AA17 ACCRA 015 D01AA17 GHANA 015 E04AA17 X 015 A00AA18 NATIONAL BANK OF GREECE S.A. 015 B00AA18 S 015 C01AA18 ATHENS 015 D01AA18 GREECE 015 E04AA18 X 015 A00AA19 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA19 S 015 C01AA19 ABIDJAN, IVORY COAST 015 D01AA19 GUINEA-BISSAU 015 E04AA19 X 015 A00AA20 STANDARD CHARTERED BANK 015 B00AA20 S 015 C01AA20 HONG KONG 015 D01AA20 HONG KONG (SAR) 015 E04AA20 X 015 A00AA21 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA21 S 015 C01AA21 MUMBAI 015 D01AA21 INDIA 015 E04AA21 X 015 A00AA22 DEUTSCHE BANK AG 015 B00AA22 S 015 C01AA22 MUMBAI 015 D01AA22 INDIA 015 E04AA22 X 015 A00AA23 BANK OF IRELAND 015 B00AA23 S PAGE 6 015 C01AA23 DUBLIN 015 D01AA23 IRELAND 015 E04AA23 X 015 A00AA24 BANK HAPOALIM B.M. 015 B00AA24 S 015 C01AA24 TEL AVIV 015 D01AA24 ISRAEL 015 E04AA24 X 015 A00AA25 SUMITOMO MITSUI BANKING CORPORATION 015 B00AA25 S 015 C01AA25 TOKYO 015 D01AA25 JAPAN 015 E04AA25 X 015 A00AA26 HSBC BANK MIDDLE EAST 015 B00AA26 S 015 C01AA26 AMMAN 015 D01AA26 JORDAN 015 E04AA26 X 015 A00AA27 BARCLAYS BANK OF KENYA LIMITED 015 B00AA27 S 015 C01AA27 NAIROBI 015 D01AA27 KENYA 015 E04AA27 X 015 A00AA28 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA28 S 015 C01AA28 SEOUL 015 D01AA28 REPUBLIC OF KOREA 015 E04AA28 X 015 A00AA29 HSBC BANK MIDDLE EAST 015 B00AA29 S 015 C01AA29 BEIRUT 015 D01AA29 LEBANON 015 E04AA29 X 015 A00AA30 STANDARD CHARTERED BANK MALAYSIA BERHAD 015 B00AA30 S 015 C01AA30 KUALA LUMPUR 015 D01AA30 MALAYSIA 015 E04AA30 X 015 A00AA31 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA31 S 015 C01AA31 ABIDJAN, IVORY COAST 015 D01AA31 MALI 015 E04AA31 X 015 A00AA32 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA32 S 015 C01AA32 PORT LOUIS 015 D01AA32 MAURITIUS 015 E04AA32 X 015 A00AA33 BANCO NACIONAL DE MEXICO S.A. 015 B00AA33 S 015 C01AA33 MEXICO CITY PAGE 7 015 D01AA33 MEXICO 015 E04AA33 X 015 A00AA34 STANDARD BANK NAMIBIA LIMITED 015 B00AA34 S 015 C01AA34 WINDHOEK 015 D01AA34 NAMIBIA 015 E04AA34 X 015 A00AA35 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA35 S 015 C01AA35 ABIDJAN, IVORY COAST 015 D01AA35 NIGER 015 E04AA35 X 015 A00AA36 STANBIC BANK NIGERIA LIMITED 015 B00AA36 S 015 C01AA36 LAGOS 015 D01AA36 NIGERIA 015 E04AA36 X 015 A00AA37 HSBC BANK MIDDLE EAST 015 B00AA37 S 015 C01AA37 MUSCAT 015 D01AA37 OMAN 015 E04AA37 X 015 A00AA38 DEUTSCHE BANK AG 015 B00AA38 S 015 C01AA38 KARACHI 015 D01AA38 PAKISTAN 015 E04AA38 X 015 A00AA39 HSBC BANK MIDDLE EAST 015 B00AA39 S 015 C01AA39 RAMALLAH 015 D01AA39 PALESTINE 015 E04AA39 X 015 A00AA40 STANDARD CHARTERED BANK 015 B00AA40 S 015 C01AA40 MANILA 015 D01AA40 PHILIPPINES 015 E04AA40 X 015 A00AA41 BANK HANDLOWY W WARSZAWIE S.A. 015 B00AA41 S 015 C01AA41 WARSAW 015 D01AA41 POLAND 015 E04AA41 X 015 A00AA42 BANCO COMERCIAL PORTUGUES 015 B00AA42 S 015 C01AA42 LISBON 015 D01AA42 PORTUGAL 015 E04AA42 X 015 A00AA43 CITIBANK, N.A. 015 B00AA43 S 015 C01AA43 SAN JUAN 015 D01AA43 PUERTO RICO PAGE 8 015 E04AA43 X 015 A00AA44 HSBC BANK MIDDLE EAST 015 B00AA44 S 015 C01AA44 DOHA 015 D01AA44 QATAR 015 E04AA44 X 015 A00AA45 ING BANK N.V. 015 B00AA45 S 015 C01AA45 BUCHAREST 015 D01AA45 ROMANIA 015 E04AA45 X 015 A00AA46 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA46 S 015 C01AA46 ABIDJAN, IVORY COAST 015 D01AA46 SENEGAL 015 E04AA46 X 015 A00AA47 THE DEVELOPMENT BANK OF SINGAPORE LIMITED 015 B00AA47 S 015 C01AA47 SINGAPORE 015 D01AA47 SINGAPORE 015 E04AA47 X 015 A00AA48 CESKOSLOVENSKA OBCHODNI BANKA A.S. 015 B00AA48 S 015 C01AA48 BRATISLAVA 015 D01AA48 SLOVAK REPUBLIC 015 E04AA48 X 015 A00AA49 STANDARD BANK OF SOUTH AFRICA LIMITED 015 B00AA49 S 015 C01AA49 JOHANNESBURG 015 D01AA49 SOUTH AFRICA 015 E04AA49 X 015 A00AA50 HONGKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA50 S 015 C01AA50 COLOMBO 015 D01AA50 SRI LANKA 015 E04AA50 X 015 A00AA51 STANDARD BANK SWAZILAND LIMITED 015 B00AA51 S 015 C01AA51 MBABANE 015 D01AA51 SWAZILAND 015 E04AA51 X 015 A00AA52 SKANDINAVISKA ENSKILDA BANKEN 015 B00AA52 S 015 C01AA52 STOCKHOLM 015 D01AA52 SWEDEN 015 E04AA52 X 015 A00AA53 UBS AG 015 B00AA53 S 015 C01AA53 ZURICH 015 D01AA53 SWITZERLAND 015 E04AA53 X PAGE 9 015 A00AA54 STANDARD CHARTERED BANK 015 B00AA54 S 015 C01AA54 BANGKOK 015 D01AA54 THAILAND 015 E04AA54 X 015 A00AA55 SOCIETE GENERALE DE BANQUES EN COTE DIVOIRE 015 B00AA55 S 015 C01AA55 ABIDJAN, IVORY COAST 015 D01AA55 TOGO 015 E04AA55 X 015 A00AA56 REPUBLIC BANK LIMITED 015 B00AA56 S 015 C01AA56 PORT-OF-SPAIN 015 D01AA56 TRINIDAD & TOBAGO 015 E04AA56 X 015 A00AA57 BANQUE INTERNATIONALE ARABE DE TUNISIE 015 B00AA57 S 015 C01AA57 TUNIS 015 D01AA57 TUNISIA 015 E04AA57 X 015 A00AA58 CITIBANK, N.A. 015 B00AA58 S 015 C01AA58 ISTANBUL 015 D01AA58 TURKEY 015 E04AA58 X 015 A00AA59 ING BANK UKRAINE 015 B00AA59 S 015 C01AA59 KIEV 015 D01AA59 UKRAINE 015 E04AA59 X 015 A00AA60 HSBC BANK MIDDLE EAST 015 B00AA60 S 015 C01AA60 DUBAI 015 D01AA60 UNITED ARAB EMIRATES 015 E04AA60 X 015 A00AA61 STATE STREET BANK AND TRUST COMPANY 015 B00AA61 S 015 C01AA61 LONDON 015 D01AA61 UNITED KINGDOM 015 E04AA61 X 015 A00AA62 STATE STREET BANK AND TRUST COMPANY 015 B00AA62 C 015 C01AA62 BOSTON 015 C02AA62 MA 015 C03AA62 02110 015 D01AA62 UNITED STATES 015 E01AA62 X 015 A00AA63 CITIBANK, N.A. 015 B00AA63 S 015 C01AA63 CARACAS 015 D01AA63 VENEZUELA PAGE 10 015 E04AA63 X 015 A00AA64 HONKKONG AND SHANGHAI BANKING CORP LIMITED 015 B00AA64 S 015 C01AA64 HO CHI MINH CITY 015 D01AA64 VIETNAM 015 E04AA64 X 015 A00AA65 THE HONGKONG AND SHANGHAI BANKING CORP. LTD. 015 B00AA65 S 015 C01AA65 SYDNEY 015 D01AA65 AUSTRALIA 015 E04AA65 X 015 A00AA66 UNICREDIT BANK AUSTRIA AG 015 B00AA66 S 015 C01AA66 VIENNA 015 D01AA66 AUSTRIA 015 E04AA66 X 015 A00AA67 DEUTSCHE BANK AG, NETHERLANDS 015 B00AA67 S 015 C01AA67 BRUSSELS 015 D01AA67 BELGIUM 015 E04AA67 X 015 A00AA68 CLOSE TRUSTEES (CAYMAN) LTD 015 B00AA68 S 015 C01AA68 GRAND CAYMAN 015 D01AA68 CAYMAN ISLANDS 015 E04AA68 X 015 A00AA69 BANCO ITAU CHILE 015 B00AA69 S 015 C01AA69 SANTIAGO 015 D01AA69 CHILE 015 E04AA69 X 015 A00AA70 BNP PARIBAS SECURITIES SERVICES, S.A. 015 B00AA70 S 015 C01AA70 ATHENS 015 D01AA70 GREECE 015 E04AA70 X 015 A00AA71 SKANDINAVISKA ENSKILDA BANKEN AB 015 B00AA71 S 015 C01AA71 COPENHAGEN 015 D01AA71 DENMARK 015 E04AA71 X 015 A00AA72 BANCO DE LA PRODUCCION S.A. 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INC. 022 B000009 43-0538770 022 C000009 297 022 D000009 0 022 A000010 SALOMON SMITH BARNEY CITIGROUP 022 B000010 13-3082694 022 C000010 51 022 D000010 0 023 C000000 12979236 023 D000000 6900 024 00AA00 N 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y PAGE 15 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 N 027 000000 Y 028 A010100 26861 028 A020100 0 028 A030100 0 028 A040100 10891 028 B010100 2677 028 B020100 0 028 B030100 0 028 B040100 6078 028 C010100 5314 028 C020100 0 028 C030100 0 028 C040100 10238 028 D010100 2388 028 D020100 0 028 D030100 0 028 D040100 43291 028 E010100 1752 028 E020100 0 028 E030100 0 028 E040100 6404 028 F010100 4187 028 F020100 0 028 F030100 0 028 F040100 11842 028 G010100 43179 028 G020100 0 028 G030100 0 028 G040100 88744 028 H000100 0 028 A010200 107257 028 A020200 0 028 A030200 0 028 A040200 33737 028 B010200 7550 028 B020200 1558 028 B030200 0 028 B040200 3715 028 C010200 4843 028 C020200 0 028 C030200 0 028 C040200 5825 028 D010200 5963 028 D020200 0 028 D030200 0 028 D040200 43644 PAGE 16 028 E010200 4907 028 E020200 0 028 E030200 0 028 E040200 5640 028 F010200 6834 028 F020200 19999 028 F030200 0 028 F040200 5093 028 G010200 137354 028 G020200 21557 028 G030200 0 028 G040200 97654 028 H000200 0 028 A010300 5352 028 A020300 0 028 A030300 0 028 A040300 1323 028 B010300 1642 028 B020300 0 028 B030300 0 028 B040300 2179 028 C010300 2578 028 C020300 0 028 C030300 0 028 C040300 3154 028 D010300 4054 028 D020300 0 028 D030300 0 028 D040300 2910 028 E010300 4311 028 E020300 0 028 E030300 0 028 E040300 1576 028 F010300 3486 028 F020300 0 028 F030300 0 028 F040300 1427 028 G010300 21423 028 G020300 0 028 G030300 0 028 G040300 12569 028 H000300 0 028 A010400 75 028 A020400 0 028 A030400 0 028 A040400 588 028 B010400 391 028 B020400 62 028 B030400 0 028 B040400 330 028 C010400 163 PAGE 17 028 C020400 0 028 C030400 0 028 C040400 411 028 D010400 162 028 D020400 0 028 D030400 0 028 D040400 418 028 E010400 249 028 E020400 0 028 E030400 0 028 E040400 768 028 F010400 155 028 F020400 250 028 F030400 0 028 F040400 372 028 G010400 1195 028 G020400 312 028 G030400 0 028 G040400 2887 028 H000400 0 029 000100 N 029 000200 N 029 000300 N 029 000400 N 030 A000100 0 030 B000100 0.00 030 C000100 0.00 030 A000200 0 030 B000200 0.00 030 C000200 0.00 030 A000300 0 030 B000300 0.00 030 C000300 0.00 030 A000400 0 030 B000400 0.00 030 C000400 0.00 031 A000100 0 031 B000100 0 031 A000200 0 031 B000200 0 031 A000300 0 031 B000300 0 031 A000400 0 031 B000400 0 032 000100 0 032 000200 0 032 000300 0 032 000400 0 033 000100 0 033 000200 0 033 000300 0 PAGE 18 033 000400 0 034 000100 N 034 000200 N 034 000300 N 034 000400 N 035 000100 0 035 000200 0 035 000300 0 035 000400 0 036 B000100 0 036 B000200 0 036 B000300 0 036 B000400 0 037 000100 N 037 000200 N 037 000300 N 037 000400 N 038 000100 0 038 000200 0 038 000300 0 038 000400 0 039 000100 N 039 000200 N 039 000300 N 039 000400 N 040 000100 N 040 000200 N 040 000300 N 040 000400 N 042 A000100 0 042 B000100 0 042 C000100 0 042 D000100 0 042 E000100 0 042 F000100 0 042 G000100 0 042 H000100 0 042 A000200 0 042 B000200 0 042 C000200 0 042 D000200 0 042 E000200 0 042 F000200 0 042 G000200 0 042 H000200 0 042 A000300 0 042 B000300 0 042 C000300 0 042 D000300 0 042 E000300 0 042 F000300 0 PAGE 19 042 G000300 0 042 H000300 0 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000100 0 043 000200 0 043 000300 0 043 000400 0 044 000100 0 044 000200 0 044 000300 0 044 000400 0 045 000100 Y 045 000200 Y 045 000300 Y 045 000400 Y 046 000100 N 046 000200 N 046 000300 N 046 000400 N 047 000100 Y 047 000200 Y 047 000300 Y 047 000400 Y 048 000100 0.000 048 A010100 100000 048 A020100 0.940 048 B010100 150000 048 B020100 0.890 048 C010100 1750000 048 C020100 0.840 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 PAGE 20 048 K010100 2000000 048 K020100 0.800 048 000200 0.000 048 A010200 100000 048 A020200 1.100 048 B010200 150000 048 B020200 0.950 048 C010200 250000 048 C020200 0.900 048 D010200 500000 048 D020200 0.800 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 1000000 048 K020200 0.720 048 000300 0.000 048 A010300 500000 048 A020300 0.800 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 500000 048 K020300 0.780 048 000400 0.000 048 A010400 500000 048 A020400 0.940 PAGE 21 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 500000 048 K020400 0.890 049 000100 N 049 000200 N 049 000300 N 049 000400 N 050 000100 N 050 000200 N 050 000300 N 050 000400 N 051 000100 N 051 000200 N 051 000300 N 051 000400 N 052 000100 N 052 000200 N 052 000300 N 052 000400 N 053 A000100 N 053 A000200 N 053 A000300 N 053 A000400 Y 053 B000400 Y 053 C000400 N 054 A00AA00 Y 054 B00AA00 Y 054 C00AA00 Y 054 D00AA00 N 054 E00AA00 N 054 F00AA00 N 054 G00AA00 Y 054 H00AA00 Y 054 I00AA00 N PAGE 22 054 J00AA00 Y 054 K00AA00 N 054 L00AA00 Y 054 M00AA00 Y 054 N00AA00 N 054 O00AA00 Y 055 A000100 Y 055 B000100 N 055 A000200 Y 055 B000200 N 055 A000300 N 055 B000300 N 055 A000400 Y 055 B000400 N 056 000100 Y 056 000200 Y 056 000300 Y 056 000400 Y 057 000100 N 057 000200 N 057 000300 N 057 000400 N 058 A000100 N 058 A000200 N 058 A000300 N 058 A000400 N 059 000100 Y 059 000200 Y 059 000300 Y 059 000400 Y 060 A000100 Y 060 B000100 Y 060 A000200 Y 060 B000200 Y 060 A000300 N 060 B000300 N 060 A000400 Y 060 B000400 Y 061 000100 0 061 000200 0 061 000300 0 061 000400 0 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 PAGE 23 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 062 R000200 0.0 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 PAGE 24 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 063 A000100 0 063 B000100 0.0 063 A000200 0 063 B000200 0.0 063 A000300 0 063 B000300 0.0 063 A000400 0 063 B000400 0.0 066 A000100 Y 066 B000100 N 066 C000100 Y 066 D000100 N 066 E000100 N 066 F000100 N 066 G000100 N 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 066 A000400 Y 066 B000400 N 066 C000400 Y 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 067 000100 N 067 000200 N 067 000300 N PAGE 25 067 000400 N 068 A000100 N 068 B000100 N 068 A000200 N 068 B000200 Y 068 A000300 N 068 B000300 N 068 A000400 N 068 B000400 Y 069 000100 N 069 000200 N 069 000300 N 069 000400 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 Y 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 Y 070 Q020100 N 070 R010100 N 070 R020100 N 070 A010200 Y 070 A020200 Y PAGE 26 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 Y 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 Y 070 N010200 Y 070 N020200 Y 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 Y 070 Q020200 N 070 R010200 N 070 R020200 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 N 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N PAGE 27 070 I020300 N 070 J010300 Y 070 J020300 Y 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 Y 070 Q020300 N 070 R010300 Y 070 R020300 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N PAGE 28 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000100 313418 071 B000100 358810 071 C000100 1036474 071 D000100 30 071 A000200 446320 071 B000200 412414 071 C000200 1101614 071 D000200 37 071 A000300 64981 071 B000300 69478 071 C000300 185191 071 D000300 35 071 A000400 17027 071 B000400 22562 071 C000400 27566 071 D000400 62 072 A000100 12 072 B000100 16 072 C000100 7190 072 D000100 0 072 E000100 76 072 F000100 9050 072 G000100 528 072 H000100 0 072 I000100 1 072 J000100 51 072 K000100 0 072 L000100 366 072 M000100 83 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 34 072 S000100 125 072 T000100 0 072 U000100 0 072 V000100 0 072 W000100 80 072 X000100 10318 072 Y000100 0 072 Z000100 -3036 072AA000100 0 072BB000100 2633 072CC010100 398445 072CC020100 0 072DD010100 0 PAGE 29 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D000000 N 077 E000000 N 077 F000000 N PAGE 34 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 N 077 Q020000 N 077 Q030000 N 078 000000 N 080 A00AA00 ICI MUTUAL INSURANCE COMPANY 080 B00AA00 N/A 080 C00AA00 10000 081 A00AA00 Y 081 B00AA00 12 082 A00AA00 Y 082 B00AA00 50 083 A00AA00 N 083 B00AA00 0 084 A00AA00 N 084 B00AA00 0 085 A00AA00 Y 085 B00AA00 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE PATRICE HURLEY TITLE VICE PRESIDENT EX-99 2 exh.txt 77B Report of Independent Registered Public Accounting Firm To the Board of Directors and Shareholders Of the Funds (hereinafter defined) In planning and performing our audit of the financial statements of Wanger USA, Wanger International, Wanger Select and Wanger International Select (the "Funds") as of and for the year ended December 31, 2009, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Funds' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Funds' internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Funds' internal control over financial reporting. The management of the Funds is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Funds' annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Funds' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Funds' internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be material weaknesses as defined above as of December 31, 2009. This report is intended solely for the information and use of management and the Board of Directors of the Funds and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP Chicago, Illinois February 18, 2010 Exhibit 77O Transactions Effected Pursuant to Rule 10f-3 On May 20, 2009, Wanger USA purchased 109,600 shares of Hertz Global Holdings Inc. for a total purchase price of $712,400 from J.P. Morgan Securities Inc. ("J.P. Morgan") pursuant to a secondary offering in which Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch") acted as a participating underwriter. Also on May 20, 2009, pursuant to a secondary offering in which Merrill Lynch acted as a participating underwriter, Wanger Select purchased from J.P. Morgan 91,400 shares of Hertz Global Holdings Inc. for a total purchase price of $594,100. Merrill Lynch may be considered to be an affiliate of the Funds. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Funds' board of trustees: * The issuer of the shares of Hertz Global Holdings Inc. has been in continuous operation for at least three years; * The shares of Hertz Global Holdings Inc. were to be purchased at not more than the public offering price no later than the first day of the offering; * The shares of Hertz Global Holdings Inc. were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the shares of Hertz Global Holdings Inc. being offered; * The Funds' advisor, Columbia Wanger Asset Management, L.P., believed that the gross underwriting spread or profit associated with the purchase of the shares of Hertz Global Holdings Inc. was reasonable and fair compared to the commissions, spreads and profits in connection with similar underwritings of similar securities being sold during a comparable period of time; * The amount of Securities purchased did not exceed 25% of the amount of the offering; and * Along with Merrill Lynch, the following is a list of members of the underwriting syndicate for the aforementioned shares of Hertz Global Holdings Inc.: J.P. Morgan, Goldman, Sachs & Co. ("Goldman Sachs"), Barclays Capital Inc., Deutsche Bank Securities Inc., ABN AMRO Incorporated, BNP Paribas Securities Corp., Calyon Securities (USA Inc.). On August 7, 2009, Wanger USA purchased 80,000 shares of Sirona Dental Group for a total purchase price of $1,900,000 from J.P. Morgan pursuant to a secondary public offering in which Merrill Lynch & Co., Inc. group of companies, which are wholly-owned by Bank of America Corporation ("B of A Merrill Lynch") acted as a participating underwriter. B of A Merrill Lynch may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: * The issuer of the shares of Sirona Dental Group has been in continuous operation for at least three years; * The shares of Sirona Dental Group were to be purchased at not more than the public offering price no later than the first day of the offering; * The shares of Sirona Dental Group were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the shares of Sirona Dental Group being offered; * The Funds' advisor, Columbia Wanger Asset Management, L.P., believed that the gross underwriting spread or profit associated with the purchase of the shares of Sirona Dental Group was reasonable and fair compared to the commissions, spreads and profits in connection with similar underwritings of similar securities being sold during a comparable period of time; * The amount of shares of Sirona Dental Group purchased did not exceed 25% of the amount of the offering; and * Along with B of A Merrill Lynch, the following is a list of members of the underwriting syndicate for the aforementioned shares of Sirona Dental Group: William Blair & Company LLC ("Williams Blair"), Credit Suisse Group AG, Jeffries & Company, LLC On September 17, 2009, Wanger USA purchased 291,200 shares of Mueller Water Products for a total purchase price of $1,383,200 from J.P. Morgan pursuant to a secondary public offering in which B of A Merrill Lynch acted as a participating underwriter. B of A Merrill Lynch may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: * The issuer of the shares of Mueller Water Products has been in continuous operation for at least three years; * The shares of Mueller Water Products were to be purchased at not more than the public offering price no later than the first day of the offering; * The shares of Mueller Water Products were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the shares of Mueller Water Products being offered; * The Funds' advisor, Columbia Wanger Asset Management, L.P., believed that the gross underwriting spread or profit associated with the purchase of the shares of Mueller Water Products was reasonable and fair compared to the commissions, spreads and profits in connection with similar underwritings of similar securities being sold during a comparable period of time; * The amount of shares of Mueller Water Products purchased did not exceed 25% of the amount of the offering; and * Along with B of A Merrill Lynch, the following is a list of members of the underwriting syndicate for the aforementioned Mueller Water Products: Robert W. Baird & Co. Incorporated ("Robert Baird"), Morgan Stanley, SunTrust Robinson Humphrey, Inc., BB&T Capital Markets, Brean Murray, Carret & Co., LLC. On October 6, 2009, Wanger USA purchased 9,100 shares of Verisk Analytics for a total purchase price of $200,200 from Morgan Stanley pursuant to a public offering in which B of A Merrill Lynch acted as a participating underwriter. B of A Merrill Lynch may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: * The issuer of the shares of Verisk Analytics has been in continuous operation for at least three years; * The shares of Verisk Analytics were to be purchased at not more than the public offering price no later than the first day of the offering; * The shares of Verisk Analytics were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the shares of Verisk Analytics being offered; * The Funds' advisor, Columbia Wanger Asset Management, L.P., believed that the gross underwriting spread or profit associated with the purchase of the shares of Verisk Analytics was reasonable and fair compared to the commissions, spreads and profits in connection with similar underwritings of similar securities being sold during a comparable period of time; * The amount of shares of Verisk Analytics purchased did not exceed 25% of the amount of the offering; and * Along with B of A Merrill Lynch, the following is a list of members of the underwriting syndicate for the aforementioned Verisk Analytics: Morgan Stanley, J.P. Morgan, Wells Fargo Securities, LLC, William Blair, Fox-Pitt Kelton Cochran Caronia Waller LLC; Keefe, Bruyette & Woods, Inc. On November 12, 2009, Wanger USA purchased 13,600 shares of Rue21 Inc. for a total purchase price of $258,400 from Goldman Sachs pursuant to a public offering in which B of A Merrill Lynch acted as a participating underwriter. B of A Merrill Lynch may be considered to be an affiliate of the Fund. The following information was collected pursuant to Rule 10f-3 procedures adopted by the Fund's Trustees: * The issuer of the shares of Rue21 Inc. has been in continuous operation for at least three years; * The shares of Rue21 Inc. were to be purchased at not more than the public offering price no later than the first day of the offering; * The shares of Rue21 Inc. were offered pursuant to an underwriting or similar agreement under which the underwriters were committed to purchase all of the shares of Rue21 Inc. being offered; * The Funds' advisor, Columbia Wanger Asset Management, L.P., believed that the gross underwriting spread or profit associated with the purchase of the shares of Rue21 Inc. was reasonable and fair compared to the commissions, spreads and profits in connection with similar underwritings of similar securities being sold during a comparable period of time; * The amount of shares of Rue21 Inc. purchased did not exceed 25% of the amount of the offering; and * Along with B of A Merrill Lynch, the following is a list of members of the underwriting syndicate for the aforementioned Rue21 Inc.: Goldman Sachs, J.P. Morgan, Piper Jaffray & Co. -----END PRIVACY-ENHANCED MESSAGE-----