0001140361-18-018273.txt : 20180411 0001140361-18-018273.hdr.sgml : 20180411 20180411185640 ACCESSION NUMBER: 0001140361-18-018273 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170908 FILED AS OF DATE: 20180411 DATE AS OF CHANGE: 20180411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Yu Wayne CENTRAL INDEX KEY: 0001353500 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32396 FILM NUMBER: 18750960 MAIL ADDRESS: STREET 1: 5601 WEST BUCKEYE ROAD CITY: PHOENIX STATE: AZ ZIP: 85043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KNIGHT TRANSPORTATION INC CENTRAL INDEX KEY: 0000929452 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 860649974 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 W BUCKEYE RD CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 6022692000 MAIL ADDRESS: STREET 1: 5601 W BUCKEYE RD CITY: PHOENIX STATE: AZ ZIP: 85043 4/A 1 doc1.xml FORM 4/A X0306 4/A 2017-09-08 2017-09-12 0 0000929452 KNIGHT TRANSPORTATION INC KNX 0001353500 Yu Wayne 20002 NORTH 19TH AVENUE PHOENIX AZ 85027 0 1 0 0 CAO of Knight Trans. Inc. Restricted Stock Performance Units 2017-09-08 4 D 0 2487 0 D 2017-09-08 Common Stock 2487 0 D Restricted Stock Performance Units 2017-09-08 4 D 0 1673 0 D 2019-01-31 Common Stock 1673 0 D Restricted Stock Performance Units 2017-09-08 4 D 0 2476 0 D 2020-01-31 Common Stock 2476 0 D Restricted Stock Units 2017-09-08 4 D 0 7050 0 D Common Stock 7050 0 D Restricted Stock Units 2017-09-08 4 D 0 2000 0 D Common Stock 2000 0 D Restricted Stock Units 2017-09-08 4 D 0 1799 0 D Common Stock 1799 0 D Employee Stock Option (Right to Buy) 33.35 2017-09-08 4 D 0 5000 0 D 2022-05-31 Common Stock 5000 0 D This row is added to show disposition of derivative securities pursuant to the Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"). The derivate securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). On March 14, 2014, the reporting person was granted restricted stock units with the amount of shares of common stock awarded to be based on achieving or failing to achieve performance targets measured over a three-year period that ended December 31, 2016. As part of the Merger Agreement, the restricted stock units vest on the closing date of the Merger Agreement and the shares issued have a market value of $40.85 per share on the closing date of the Merger Agreement. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the issuer. The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. The remaining restricted stock units for this grant were scheduled to vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023. The remaining restricted stock units for this grant were scheduled to vest in two equal annual installments beginning on January 31, 2018. This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018. This option was scheduled to vest in four equal annual installments beginning on May 31, 2018. /s/ Jessica Benford, Attorney-in-Fact 2018-04-11