0001140361-18-018183.txt : 20180411 0001140361-18-018183.hdr.sgml : 20180411 20180411163052 ACCESSION NUMBER: 0001140361-18-018183 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170908 FILED AS OF DATE: 20180411 DATE AS OF CHANGE: 20180411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlson Todd F. CENTRAL INDEX KEY: 0001420036 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-32396 FILM NUMBER: 18750351 MAIL ADDRESS: STREET 1: 5601 WEST BUCKEYE ROAD CITY: PHOENIX STATE: AZ ZIP: 85043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KNIGHT TRANSPORTATION INC CENTRAL INDEX KEY: 0000929452 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 860649974 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 W BUCKEYE RD CITY: PHOENIX STATE: AZ ZIP: 85043 BUSINESS PHONE: 6022692000 MAIL ADDRESS: STREET 1: 5601 W BUCKEYE RD CITY: PHOENIX STATE: AZ ZIP: 85043 4/A 1 doc1.xml FORM 4/A X0306 4/A 2017-09-08 2017-09-12 0 0000929452 KNIGHT TRANSPORTATION INC KNX 0001420036 Carlson Todd F. 20002 NORTH 19TH AVENUE PHOENIX AZ 85027 0 1 0 0 General Counsel and Secretary Common Stock 2017-09-08 4 D 0 7257 D 0 I Trust Common Stock 2017-09-08 4 D 0 13381 D 0 D Restricted Stock Performance Units 2017-09-08 4 D 0 2845 0 D 2019-01-31 Common Stock 2845 0 D Restricted Stock Performance Units 2017-09-08 4 D 0 3508 0 D 2020-01-31 Common Stock 3508 0 D Restricted Stock Units 0 2017-09-08 4 D 0 7050 0 D Common Stock 7050 0 D Restricted Stock Units 0 2017-09-08 4 D 0 1000 0 D Common Stock 1000 0 D Restricted Stock Units 0 2017-09-08 4 D 0 2800 0 D Common Stock 2800 0 D Restricted Stock Units 0 2017-09-08 4 D 0 3748 0 D Common Stock 3748 0 D Employee Stock Option (Right to Buy) 14.79 2017-09-08 4 D 0 9000 0 D 2017-11-25 Common Stock 9000 0 D Employee Stock Option (Right to Buy) 17.29 2017-09-08 4 D 0 5000 0 D 2018-05-21 Common Stock 5000 0 D This row is being amended to clarify the direct and indirect ownership of the shares disposed of in the transaction reported in the original Form 4. Disposed of pursuant to Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"), providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger. This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivate securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.). The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017. The remaining restricted stock units for this grant were scheduled to vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023. The remaining restricted stock units for this grant were scheduled to vest on January 31, 2018. The remaining restricted stock units for this grant were scheduled to vest in two equal annual installments beginning on January 31, 2018. This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018. This option vested in three equal annual installments beginning on November 26, 2010. This option vested in five equal annual installments beginning on May 22, 2011. /s/ Jessica Benford, Attorney-in-Fact 2018-04-11