0001140361-18-018183.txt : 20180411
0001140361-18-018183.hdr.sgml : 20180411
20180411163052
ACCESSION NUMBER: 0001140361-18-018183
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170908
FILED AS OF DATE: 20180411
DATE AS OF CHANGE: 20180411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlson Todd F.
CENTRAL INDEX KEY: 0001420036
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32396
FILM NUMBER: 18750351
MAIL ADDRESS:
STREET 1: 5601 WEST BUCKEYE ROAD
CITY: PHOENIX
STATE: AZ
ZIP: 85043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KNIGHT TRANSPORTATION INC
CENTRAL INDEX KEY: 0000929452
STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213]
IRS NUMBER: 860649974
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5601 W BUCKEYE RD
CITY: PHOENIX
STATE: AZ
ZIP: 85043
BUSINESS PHONE: 6022692000
MAIL ADDRESS:
STREET 1: 5601 W BUCKEYE RD
CITY: PHOENIX
STATE: AZ
ZIP: 85043
4/A
1
doc1.xml
FORM 4/A
X0306
4/A
2017-09-08
2017-09-12
0
0000929452
KNIGHT TRANSPORTATION INC
KNX
0001420036
Carlson Todd F.
20002 NORTH 19TH AVENUE
PHOENIX
AZ
85027
0
1
0
0
General Counsel and Secretary
Common Stock
2017-09-08
4
D
0
7257
D
0
I
Trust
Common Stock
2017-09-08
4
D
0
13381
D
0
D
Restricted Stock Performance Units
2017-09-08
4
D
0
2845
0
D
2019-01-31
Common Stock
2845
0
D
Restricted Stock Performance Units
2017-09-08
4
D
0
3508
0
D
2020-01-31
Common Stock
3508
0
D
Restricted Stock Units
0
2017-09-08
4
D
0
7050
0
D
Common Stock
7050
0
D
Restricted Stock Units
0
2017-09-08
4
D
0
1000
0
D
Common Stock
1000
0
D
Restricted Stock Units
0
2017-09-08
4
D
0
2800
0
D
Common Stock
2800
0
D
Restricted Stock Units
0
2017-09-08
4
D
0
3748
0
D
Common Stock
3748
0
D
Employee Stock Option (Right to Buy)
14.79
2017-09-08
4
D
0
9000
0
D
2017-11-25
Common Stock
9000
0
D
Employee Stock Option (Right to Buy)
17.29
2017-09-08
4
D
0
5000
0
D
2018-05-21
Common Stock
5000
0
D
This row is being amended to clarify the direct and indirect ownership of the shares disposed of in the transaction reported in the original Form 4.
Disposed of pursuant to Agreement and Plan of Merger, dated April 9, 2017, by and among Swift Transportation Company, Bishop Merger Sub, Inc., and the issuer (the "Merger Agreement"), providing that all shares of issuer shall be exchanged for an equal number of shares of Knight-Swift Transportation Holdings Inc., such exchanged shares having a market value of $40.85 per share on the effective date of the merger.
This row is added to show disposition of derivative securities pursuant to the Merger Agreement. The derivate securities were assumed and replaced by Swift Transportation Company (renamed Knight-Swift Transportation Holdings Inc.).
The number of underlying securities is subject to adjustment based on the level of achievement for specified performance targets measured over a performance period ending on December 31, 2017. The shares underlying this award vested as of September 8, 2017.
The remaining restricted stock units for this grant were scheduled to vest as follows: approximately 17% on January 31, 2018, approximately 17% on January 31, 2019, approximately 15% on January 31, 2020, and approximately 17% on each of January 31, 2021, 2022, and 2023.
The remaining restricted stock units for this grant were scheduled to vest on January 31, 2018.
The remaining restricted stock units for this grant were scheduled to vest in two equal annual installments beginning on January 31, 2018.
This restricted stock unit grant was scheduled to vest in five equal annual installments beginning on May 31, 2018.
This option vested in three equal annual installments beginning on November 26, 2010.
This option vested in five equal annual installments beginning on May 22, 2011.
/s/ Jessica Benford, Attorney-in-Fact
2018-04-11