-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BbhWr1FeilTH76ja2pkrfctjlZxFzRPJMLOpigsw/fYO0RJedziGDjmh44vY1j0R EnEGHJ5kMR+i0h/79M5HcA== 0000903423-02-000313.txt : 20020510 0000903423-02-000313.hdr.sgml : 20020510 ACCESSION NUMBER: 0000903423-02-000313 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HELU CARLOS SLIM CENTRAL INDEX KEY: 0001080910 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PARQUE VIA 190 STREET 2: COLONIA CUAUHTEOC 06599 MEXICO D E CITY: MEXICO MAIL ADDRESS: STREET 1: PARAQUE VIA 190 STREET 2: COLONIA CUAUHTEROC 06599 MEXICO DE CITY: MEXICO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OFFICEMAX INC /OH/ CENTRAL INDEX KEY: 0000929428 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 341573735 STATE OF INCORPORATION: OH FISCAL YEAR END: 0125 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43377 FILM NUMBER: 02641457 BUSINESS ADDRESS: STREET 1: 3605 WARRENSVILLE CENTER RD CITY: SHAKER HEIGHTS STATE: OH ZIP: 44122 BUSINESS PHONE: 2169216900 MAIL ADDRESS: STREET 1: 3605 WARRENSVILLE CENTER RD CITY: SHAKE HEIGHTS STATE: OH ZIP: 44122 SC 13G/A 1 slim13ga_5-10.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) OfficeMax, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, no par value ("OfficeMax Shares") - -------------------------------------------------------------------------------- (Title of Class of Securities) 67622M108 - -------------------------------------------------------------------------------- (CUSIP Number) April 18, 2002 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 67622M108 Page 2 of 14 Pages 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Carlos Slim Helu 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico 5 SOLE VOTING POWER - 0 - NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 12,170,000 OfficeMax Shares (See Item 4(c)) EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH - 0 - 8 SHARED DISPOSITIVE POWER 12,170,000 OfficeMax Shares (See Item 4(c)) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,170,000 OfficeMax Shares (See Item 4(a)) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.8% (See Item 4(b)) 12 TYPE OF REPORTING PERSON IN 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Carlos Slim Domit 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico 5 SOLE VOTING POWER - 0 - NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 12,170,000 OfficeMax Shares (See Item 4(c)) EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH - 0 - 8 SHARED DISPOSITIVE POWER 12,170,000 OfficeMax Shares (See Item 4(c)) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,170,000 OfficeMax Shares (See Item 4(a)) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.8% (See Item 4(b)) 12 TYPE OF REPORTING PERSON IN 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Marco Antonio Slim Domit 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico 5 SOLE VOTING POWER - 0 - NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 12,170,000 OfficeMax Shares (See Item 4(c)) EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH - 0 - 8 SHARED DISPOSITIVE POWER 12,170,000 OfficeMax Shares (See Item 4(c)) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,170,000 OfficeMax Shares (See Item 4(a)) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.8% (See Item 4(b)) 12 TYPE OF REPORTING PERSON IN 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Patrick Slim Domit 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico 5 SOLE VOTING POWER - 0 - NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 12,170,000 OfficeMax Shares (See Item 4(c)) EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH - 0 - 8 SHARED DISPOSITIVE POWER 12,170,000 OfficeMax Shares (See Item 4(c)) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,170,000 OfficeMax Shares (See Item 4(a)) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.8% (See Item 4(b)) 12 TYPE OF REPORTING PERSON IN 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Maria Soumaya Slim Domit 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico 5 SOLE VOTING POWER - 0 - NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 12,170,000 OfficeMax Shares (See Item 4(c)) EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH - 0 - 8 SHARED DISPOSITIVE POWER 12,170,000 OfficeMax Shares (See Item 4(c)) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,170,000 OfficeMax Shares (See Item 4(a)) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.8% (See Item 4(b)) 12 TYPE OF REPORTING PERSON IN 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Vanessa Paola Slim Domit 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico 5 SOLE VOTING POWER - 0 - NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 12,170,000 OfficeMax Shares (See Item 4(c)) EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH - 0 - 8 SHARED DISPOSITIVE POWER 12,170,000 OfficeMax Shares (See Item 4(c)) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,170,000 OfficeMax Shares (See Item 4(a)) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.8% (See Item 4(b)) 12 TYPE OF REPORTING PERSON IN 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Johanna Monique Slim Domit 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico 5 SOLE VOTING POWER - 0 - NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 12,170,000 OfficeMax Shares (See Item 4(c)) EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH - 0 - 8 SHARED DISPOSITIVE POWER 12,170,000 OfficeMax Shares (See Item 4(c)) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,170,000 OfficeMax Shares (See Item 4(a)) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.8% (See Item 4(b)) 12 TYPE OF REPORTING PERSON IN 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Inmobiliaria Carso, S.A. de C.V. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Mexico 5 SOLE VOTING POWER - 0 - NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 12,170,000 OfficeMax Shares (See Item 4(c)) EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH - 0 - 8 SHARED DISPOSITIVE POWER 12,170,000 OfficeMax Shares (See Item 4(c)) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,170,000 OfficeMax Shares (See Item 4(a)) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.8% (See Item 4(b)) 12 TYPE OF REPORTING PERSON HC 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Orient Star Holdings LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 5 SOLE VOTING POWER - 0 - NUMBER OF SHARES 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 12,170,000 OfficeMax Shares (See Item 4(c)) EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH - 0 - 8 SHARED DISPOSITIVE POWER 12,170,000 OfficeMax Shares (See Item 4(c)) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,170,000 OfficeMax Shares (See Item 4(a)) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.8% (See Item 4(b)) 12 TYPE OF REPORTING PERSON HC Item 1. (a) Name of Issuer: OfficeMax, Inc. (b) Address of Issuer's Principal Executive Offices: 3605 Warrensville Center Road Shaker Heights, OH 44122 Item 2. (a) Name of Persons Filing: This statement is filed pursuant to Rule 13d-2(c) promulgated under the U.S. Securities Exchange Act of 1934, as amended (the "Act"), by the persons listed below (the "Reporting Persons"). (1) Mr. Carlos Slim Helu, Mr. Carlos Slim Domit, Mr. Marco Antonio Slim Domit, Mr. Patrick Slim Domit, Ms. Maria Soumaya Slim Domit, Ms. Vanessa Paola Slim Domit and Ms. Johanna Monique Slim Domit (collectively, the "Slim Family"). The members of the Slim Family are beneficiaries of a Mexican trust which in turn owns all of the outstanding voting securities of Inmobiliaria Carso, S.A. de C.V. ("Inmobiliaria"). (2) Inmobiliaria is a holding company with interests in the real estate industry, and is the sole member of Orient Star Holdings LLC ("Orient Star"). (3) Orient Star is a holding company with portfolio investments in various companies. (b) Address of Principal Business Office: (i) The principal business address for each member of the Slim Family is: Paseo de las Palmas #736 Colonia Lomas de Chapultepec 11000 Mexico D.F. Mexico (ii) Inmobiliaria's principal business address is: Insurgentes Sur #3500, PB-4 Colonia Pena Pobre 14060 Mexico D.F. Mexico (iii) Orient Star's principal business address is: 1000 Louisiana Street Suite 565 Houston, TX 77002 (c) Citizenship: Each member of the Slim Family is a Mexican citizen. Inmobiliaria is a sociedad anonima de capital variable organized under the laws of the United Mexican States, and Orient Star is a Delaware limited liability company. (d) Title of Class of Securities: Common Stock, no par value. (e) CUSIP Number: 67622M108 Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a(n): (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [ ] Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) [ ] Parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G). (h) [ ] Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) [ ] Group in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership (a) Amount Beneficially Owned: As of the date hereof, (i) Orient Star directly owns 12,170,000 OfficeMax Shares, (ii) Inmobiliaria, as the sole member of Orient Star, is deemed to beneficially own indirectly the OfficeMax Shares owned directly by Orient Star, and (iii) the Slim Family, which owns all of the issued and outstanding voting securities of Inmobiliaria, is deemed to beneficially own indirectly the OfficeMax Shares deemed beneficially owned indirectly by Inmobiliaria and owned directly by Orient Star. (b) Percent of Class: The OfficeMax Shares beneficially owned by the Reporting Persons constitute approximately 9.8% of the issued and outstanding OfficeMax Shares (based on the total number of OfficeMax Shares issued and outstanding as reported in the most recently available filing with the Securities and Exchange Commission). (c) Number of Shares as to which such person has: (i) Sole power to vote or to direct the vote: -0- (ii) Shared power to vote or to direct the vote: 12,170,000 OfficeMax Shares (iii) Sole power to dispose or to direct the disposition of: -0- (iv) Shared power to direct the disposition of: 12,170,000 OfficeMax Shares Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as [ ] of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of Group Not applicable. Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Carlos Slim Helu By: /s/ Eduardo Valdes ------------------------------ ------------------------ Eduardo Valdes* Carlos Slim Domit Attorney-in-Fact May 10, 2002 ------------------------------ Marco Antonio Slim Domit ------------------------------ Patrick Slim Domit ------------------------------ Maria Soumaya Slim Domit ------------------------------ Vanessa Paola Slim Domit ------------------------------ Johanna Monique Slim Domit ------------------------------ INMOBILIARIA CARSO, S.A. DE C.V. ------------------------------ By: Alejandro Escoto Title: Attorney, in Fact ORIENT STAR HOLDINGS LLC ------------------------------ By: James M. Nakfoor Title: Manager * See the Powers of Attorney dated January 14, 2000 and Joint Filing Agreement dated January 18, 2000, each filed as exhibits to the Schedule 13G filed by the Reporting Persons with the Securities and Exchange Commission on May 19, 2000, which are hereby incorporated herein by reference. -----END PRIVACY-ENHANCED MESSAGE-----