-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MGqwKPnRfrqluvPVeKFwX7R59tvbLoST3lQLaDJpRUUMPGJvO2ByXVDRKh7DVyPq Elr5s0updKyYRRKFrrI+cQ== 0000903423-02-000312.txt : 20020510 0000903423-02-000312.hdr.sgml : 20020510 ACCESSION NUMBER: 0000903423-02-000312 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020430 FILED AS OF DATE: 20020510 COMPANY DATA: COMPANY CONFORMED NAME: HELU CARLOS SLIM CENTRAL INDEX KEY: 0001080910 OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: PARQUE VIA 190 STREET 2: COLONIA CUAUHTEOC 06599 MEXICO D E CITY: MEXICO MAIL ADDRESS: STREET 1: PARAQUE VIA 190 STREET 2: COLONIA CUAUHTEROC 06599 MEXICO DE CITY: MEXICO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OFFICEMAX INC /OH/ CENTRAL INDEX KEY: 0000929428 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 341573735 STATE OF INCORPORATION: OH FISCAL YEAR END: 0125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13380 FILM NUMBER: 02641441 BUSINESS ADDRESS: STREET 1: 3605 WARRENSVILLE CENTER RD CITY: SHAKER HEIGHTS STATE: OH ZIP: 44122 BUSINESS PHONE: 2169216900 MAIL ADDRESS: STREET 1: 3605 WARRENSVILLE CENTER RD CITY: SHAKE HEIGHTS STATE: OH ZIP: 44122 4 1 slimf4_5-10.txt ------------------------------- OMB Number: Expires: Estimated average burden hours per response: ------------------------------- U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [X] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Orient Star Holdings LLC ("Orient Star") - -------------------------------------------------------------------------------- (Last) (First) (Middle) 1000 Louisiana Street - -------------------------------------------------------------------------------- (Street) Houston, TX 77002 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol OfficeMax, Inc. (OMX) ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year April/2002 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ________________________________________________________________________________ 6. Relationship of Reporting Person to Issuer (Check all applicable) [_] Director [X] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [_] Form filed by one Reporting Person [X] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================ 6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, no par value 4/2/2002 S 50,000 D 5.7000 12,170,000 D ("OfficeMax Shares") - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/3/2002 S 350,000 D 5.9137 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/4/2002 S 30,800 D 5.8627 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/5/2002 S 100,000 D 5.8415 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/8/2002 S 59,200 D 5.5846 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/10/2002 S 150,000 D 5.8060 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/11/2002 S 1,100,000 D 6.1317 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/12/2002 S 10,000 D 6.4186 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/15/2002 S 100,000 D 6.7303 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/16/2002 S 200,000 D 6.9150 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/17/2002 S 100,000 D 7.0340 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------ OfficeMax Shares 4/18/2002 S 480,000 D 7.0540 12,170,000 D - ------------------------------------------------------------------------------------------------------------------------------------
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================ 10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: See attached Exhibit to Form 4, which is hereby incorporated herein by reference.
Exhibit to Form 4 ----------------- Name and Address of Additional Reporting Persons: - ------------------------------------------------ Inmobiliaria Carso, S.A. de C.V. ("Inmobiliaria") with the following address: Insurgentes Sur #3500, PB-4 Colonia Pena Pobre 14060 Mexico D.F. Mexico Mr. Carlos Slim Helu, Mr. Carlos Slim Domit, Mr. Marco Antonio Slim Domit, Mr. Patrick Slim Domit, Ms. Maria Soumaya Slim Domit, Ms. Vanessa Paola Slim Domit and Ms. Johanna Monique Slim Domit (collectively, the "Slim Family"), each with the following address: Paseo de Las Palmas #736 Colonia Lomas de Chapultepec 11000 Mexico D.F. Mexico Explanation of Responses: - ------------------------ During the month of April, Inmobiliaria did not effect any transactions with respect to the securities of OfficeMax, Inc. that are subject to Section 16 of the U.S. Securities Exchange Act of 1934, as amended (the "Exchange Act"). As of April 30, 2002, Inmobiliaria had indirect beneficial ownership of the 12,170,000 OfficeMax Shares then directly owned by its wholly-owned subsidiary, Orient Star. During the month of April, the Slim Family did not effect any transactions with respect to the securities of OfficeMax, Inc. that are subject to Section 16 of the Exchange Act. The Slim Family beneficially owns all of the outstanding voting and equity securities of Inmobiliaria, and therefore each member of the Slim Family may be deemed to have indirect beneficial ownership of the 12,170,000 OfficeMax Shares then beneficially owned indirectly by Inmobiliaria and owned directly by Orient Star. Signature Page -------------------------------- Carlos Slim Helu -------------------------------- Carlos Slim Domit By: /s/ Eduardo Valdes Acra ------------------------ -------------------------------- Eduardo Valdes Acra* Marco Antonio Slim Domit Attorney-in-Fact May 10, 2002 -------------------------------- Patrick Slim Domit -------------------------------- Maria Soumaya Slim Domit -------------------------------- Vanessa Paola Slim Domit -------------------------------- Johanna Monique Slim Domit INMOBILIARIA CARSO, S.A. DE C.V. -------------------------------- By: Alejandro Escoto Title: Attorney-in-Fact ORIENT STAR HOLDINGS LLC -------------------------------- By: James M. Nakfoor Title: Manager * See the Powers of Attorney dated January 14, 2000 and the Joint Filing Agreement dated January 18, 2000, each filed as exhibits to the Schedule 13G filed by Orient Star, Inmobiliaria and the members of the Slim Family with the U.S. Securities and Exchange Commission on May 19, 2000, which are hereby incorporated herein by reference. -----END PRIVACY-ENHANCED MESSAGE-----