0001209191-19-032029.txt : 20190522 0001209191-19-032029.hdr.sgml : 20190522 20190522160803 ACCESSION NUMBER: 0001209191-19-032029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190520 FILED AS OF DATE: 20190522 DATE AS OF CHANGE: 20190522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO. CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19845820 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS & CO DATE OF NAME CHANGE: 19940901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19845821 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE CHARLES R CENTRAL INDEX KEY: 0001239318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19845822 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Landy Joseph P. CENTRAL INDEX KEY: 0001220638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38525 FILM NUMBER: 19845824 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: LANDY JOSEPH DATE OF NAME CHANGE: 20030225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVALARA, INC. CENTRAL INDEX KEY: 0001348036 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 911995935 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 BUSINESS PHONE: (206) 826-4900 MAIL ADDRESS: STREET 1: 255 S. KING ST. STREET 2: SUITE 1800 CITY: SEATTLE STATE: WA ZIP: 98104 FORMER COMPANY: FORMER CONFORMED NAME: AVALARA INC DATE OF NAME CHANGE: 20051227 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-20 1 0001348036 AVALARA, INC. AVLR 0000929408 WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001162870 WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001239318 KAYE CHARLES R C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001220638 Landy Joseph P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock 2019-05-20 4 S 0 4400000 69.625 D 4859989 I See Footnotes WP AVLR Holdco LLC ("WP AVLR") is a wholly owned subsidiary of WPXI Finance, LP ("WPXIF") and Warburg Pincus XI Partners, L.P. ("WPXI Partners"). WPXIF is a subsidiary of Warburg Pincus Private Equity XI, L.P. ("WPXI"). WPXI Partners and WPXI are collectively referred to as the "WPXI Funds." WPXI GP, L.P. ("WPXIF GP") is the managing general partner of WPXIF. WPXI is the general partner of WPXIF GP. Warburg Pincus XI, L.P. ("WP XI GP") is the general partner of each of WPXI and WPXI Partners. WP Global LLC ("WP Global") is the general partner of WP XI GP. Warburg Pincus Partners II, L.P. ("WPP II") is the managing member of WP Global. Warburg Pincus Partners GP LLC ("WPP GP LLC") is the general partner of WPP II. Warburg Pincus & Co. ("WP") is the managing member of WPP GP LLC. Warburg Pincus LLC ("WP LLC") is the manager of the WPXI Funds. (Continued from Footnote 1) Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus entities. Each of WPXIF, WPXI Partners, WPXIF GP, WPXI, WP XI GP, WP Global, WPP II, WPP GP LLC, WP, WP LLC and Messrs. Kaye and Landy disclaim beneficial ownership of all shares held by WP AVLR, except to the extent of its or his pecuniary interest therein, if any. Form 2 of 2. Two reports are filed that relate to the same transactions. See Form 1 of 2 for additional reporting owners. Exhibit 99.1 list of reporting owners and signature page filed herewith. WARBURG PINCUS & Co. by Robert B. Knauss, Partner, /s/ Robert B. Knauss 2019-05-22 See Exhibit 99.1 for signatures of other Reporting Owners 2019-05-22 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

Exhibit 99.1 								Date: May 22, 2019

Form 4 List of Reporting Owners and Signature Page

Name of designated filer: WARBURG PINCUS & CO.

Other joint filers: WP AVLR Holdco LLC, Warburg Pincus Private Equity XI, L.P.,
WPXI Finance, LP, Warburg Pincus XI Partners, L.P., WPXI GP, L.P., Warburg
Pincus XI, L.P., WP Global LLC, Warburg Pincus Partners II, L.P., Warburg Pincus
Partners GP LLC, Warburg Pincus LLC, Charles R. Kaye, Joseph P. Landy

Address for each joint filer is: c/o Warburg Pincus & Co., 450 Lexington Avenue,
New York, New York 10017

Issuer Name and Ticker or Trading Symbol: Avalara, Inc. (AVLR)

					WP AVLR HOLDCO LLC
					/s/ ROBERT B. KNAUSS
					---------------------------------
					By: Robert B. Knauss
					Title: Vice President and Secretary

					WARBURG PINCUS PRIVATE EQUITY XI, L.P.
						BY:	WARBURG PINCUS XI, L.P., ITS GENERAL PARTNER
						BY:	WP GLOBAL LLC, ITS GENERAL PARTNER
						BY:	WARBURG PINCUS PARTNERS II, L.P., ITS MANAGING
							MEMBER
						BY:	WARBURG PINCUS PARTNERS GP LLC, ITS GENERAL
							PARTNER
						BY:	WARBURG PINCUS & CO., ITS MANAGING MEMBER
					/s/ ROBERT B. KNAUSS
					---------------------------------
					By: Robert B. Knauss
					Title: Partner

					WPXI FINANCE, LP
						BY:	WPXI GP, L.P., ITS MANAGING GENERAL PARTNER
						BY:	WARBURG PINCUS PRIVATE EQUITY XI, L.P., ITS
							GENERAL PARTNER
						BY:	WARBURG PINCUS XI, L.P., ITS GENERAL PARTNER
						BY:	WP GLOBAL LLC, ITS GENERAL PARTNER
						BY:	WARBURG PINCUS PARTNERS II, L.P., ITS MANAGING
							MEMBER
						BY:	WARBURG PINCUS PARTNERS GP LLC, ITS GENERAL
							PARTNER
						BY:	WARBURG PINCUS & CO., ITS MANAGING MEMBER
					/s/ ROBERT B. KNAUSS
					---------------------------------
					By: Robert B. Knauss
					Title: Partner








					WARBURG PINCUS XI PARTNERS, L.P.
						BY:	WARBURG PINCUS XI, L.P., ITS GENERAL PARTNER
						BY:	WP GLOBAL LLC, ITS GENERAL PARTNER
						BY:	WARBURG PINCUS PARTNERS II, L.P., ITS MANAGING
							MEMBER
						BY:	WARBURG PINCUS PARTNERS GP LLC, ITS GENERAL
							PARTNER
						BY:	WARBURG PINCUS & CO., ITS MANAGING MEMBER
					/s/ ROBERT B. KNAUSS
					---------------------------------
					By: Robert B. Knauss
					Title: Partner

					WPXI GP, L.P.
						BY:	WARBURG PINCUS PRIVATE EQUITY XI, L.P., ITS
							GENERAL PARTNER
						BY:	WARBURG PINCUS XI, L.P., ITS GENERAL PARTNER
						BY:	WP GLOBAL LLC, ITS GENERAL PARTNER
						BY:	WARBURG PINCUS PARTNERS II, L.P., ITS MANAGING
							MEMBER
						BY:	WARBURG PINCUS PARTNERS GP LLC, ITS GENERAL
							PARTNER
						BY:	WARBURG PINCUS & CO., ITS MANAGING MEMBER
					/s/ ROBERT B. KNAUSS
					---------------------------------
					By: Robert B. Knauss
					Title: Partner

					WARBURG PINCUS XI, L.P.
						BY:	WP GLOBAL LLC, ITS GENERAL PARTNER
						BY:	WARBURG PINCUS PARTNERS II, L.P., ITS MANAGING
							MEMBER
						BY:	WARBURG PINCUS PARTNERS GP LLC, ITS GENERAL
							PARTNER
						BY:	WARBURG PINCUS & CO., ITS MANAGING MEMBER
					/s/ ROBERT B. KNAUSS
					---------------------------------
					By: Robert B. Knauss
					Title: Partner










					WP GLOBAL LLC
						BY:	WARBURG PINCUS PARTNERS II, L.P., ITS MANAGING
							MEMBER
						BY:	WARBURG PINCUS PARTNERS GP LLC, ITS GENERAL
							PARTNER
						BY:	WARBURG PINCUS & CO., ITS MANAGING MEMBER
					/s/ ROBERT B. KNAUSS
					---------------------------------
					By: Robert B. Knauss
					Title: Partner

					WARBURG PINCUS PARTNERS II, L.P.
						BY:	WARBURG PINCUS PARTNERS GP LLC, ITS GENERAL
							PARTNER
						BY:	WARBURG PINCUS & CO., ITS MANAGING MEMBER
					/s/ ROBERT B. KNAUSS
					---------------------------------
					By: Robert B. Knauss
					Title: Partner

					WARBURG PINCUS PARTNERS GP LLC
						BY:	WARBURG PINCUS & CO., ITS MANAGING MEMBER
					/s/ ROBERT B. KNAUSS
					---------------------------------
					By: Robert B. Knauss
					Title: Partner

					WARBURG PINCUS LLC
					/s/ ROBERT B. KNAUSS
					---------------------------------
					By: Robert B. Knauss
					Title: Managing Director

					CHARLES R. KAYE
					/s/ ROBERT B. KNAUSS
					---------------------------------
					Name: Charles R. Kaye
					By: Robert B. Knauss, Attorney-in-Fact

					JOSEPH P. LANDY
					/s/ ROBERT B. KNAUSS
					---------------------------------
					Name: Joseph P. Landy
					By: Robert B. Knauss, Attorney-in-Fact