-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TWioo9els0U5GqXN4pDZtNQCqySP2jZy9rN7P+L1G+Nr9VlwwPMM7xkibYtg03Cl RuPA7jjc3Ab204qC3Tko6Q== 0000899140-05-000893.txt : 20050929 0000899140-05-000893.hdr.sgml : 20050929 20050929155830 ACCESSION NUMBER: 0000899140-05-000893 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050927 FILED AS OF DATE: 20050929 DATE AS OF CHANGE: 20050929 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNESIS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001061027 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943295878 BUSINESS ADDRESS: STREET 1: 341 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650-266-3500 MAIL ADDRESS: STREET 1: 341 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 FORMER COMPANY: FORMER CONFORMED NAME: MOSAIC PHARMACEUTICALS INC DATE OF NAME CHANGE: 19980709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners LLC CENTRAL INDEX KEY: 0001322709 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51531 FILM NUMBER: 051111383 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51531 FILM NUMBER: 051111384 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51531 FILM NUMBER: 051111385 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS EQUITY PARTNERS LP CENTRAL INDEX KEY: 0001075598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51531 FILM NUMBER: 051111386 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVE. CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 4 1 wpep_sunesis4-092905ex.xml X0202 4 2005-09-27 0 0001061027 SUNESIS PHARMACEUTICALS INC SNSS 0001075598 WARBURG PINCUS EQUITY PARTNERS LP 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0000929408 WARBURG PINCUS & CO 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001162870 WARBURG PINCUS LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001322709 Warburg Pincus Partners LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock 2005-09-27 4 J 0 2376722 0 A 2376722 D Common Stock 2005-09-27 4 P 0 445000 7.00 A 2821722 D Series B Convertible Preferred Stock 2005-09-27 4 C 0 4961540 0 D Common Stock 1442595 0 D Series B Convertible Preferred Stock 2005-09-27 4 C 0 1771000 0 D Common Stock 934127 0 D See Schedule 99.1 -- Continuation Sheet. See Schedule 99.1 -- Continuation Sheet. See Schedule 99.1 -- Continuation Sheet. See Schedule 99.1 -- Continuation Sheet. By: Warburg, Pincus Partners LLC, its General Partner, By: Warburg Pincus & Co., its Managing Member, By: /s/ Scott A. Arenare, Partner 2005-09-29 EX-99.1 2 s092905.txt CONTINUATION SHEET EXHIBIT 99.1 ------------ CONTINUATION SHEET Explanation of Responses: - ------------------------- (1) Upon the effectiveness of the initial public offering (the "IPO") of Sunesis Pharmaceuticals, Inc. (the "Company") and after giving effect to the reverse stock split that occurred in connection with the IPO, all of the shares of Series B Convertible Preferred Stock and Series C Convertible Preferred Stock held by Warburg, Pincus Equity Partners, L.P., a Delaware limited partnership (and together with two affiliated partnerships, "WPEP") converted into shares of common stock of the Company (the "Common Stock"). (2) WPEP also purchased an additional 445,000 shares of Common Stock in connection with the IPO at the offering price of $7.00 per share. (3) These shares are held by WPEP. Warburg Pincus Partners LLC, a New York limited liability company ("WPP LLC") and a subsidiary of Warburg Pincus & Co., a New York general partnership ("WP"), is the general partner of WPEP. WPEP is managed by Warburg Pincus LLC, a New York limited liability company ("WP LLC"). (4) By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of WPEP, WPP LLC, WP and WP LLC may be deemed to be the beneficial owner of all of the shares of Common Stock owned by WPEP. Each of WPP LLC, WP and WP LLC disclaim beneficial ownership of all shares of the Common Stock owned by WPEP, except to the extent of any indirect pecuniary interest therein. Designated Filer: Warburg, Pincus Equity Partners, L.P. Issuer & Ticker Symbol: Sunesis Pharmaceuticals, Inc. (SNSS) Date of Event Requiring Statement: September 27, 2005 1. Name: Warburg, Pincus Equity Partners, L.P. Address: 466 Lexington Avenue New York, New York 10017 2. Name: Warburg Pincus & Co. Address: 466 Lexington Avenue New York, New York 10017 3. Name: Warburg Pincus LLC Address: 466 Lexington Avenue New York, New York 10017 4. Name: Warburg Pincus Partners LLC Address: 466 Lexington Avenue New York, New York 10017 WARBURG PINCUS & CO. By: /s/ Scott A. Arenare September 29, 2005 ------------------------ ------------------ Name: Scott A. Arenare Date Title: Partner WARBURG PINCUS LLC By: /s/ Scott A. Arenare September 29, 2005 ------------------------ ------------------ Name: Scott A. Arenare Date Title: Member WARBURG PINCUS PARTNERS LLC By: Warburg Pincus & Co. its Managing Member By: /s/ Scott A. Arenare September 29, 2005 ------------------------ ------------------ Name: Scott A. Arenare Date Title: Partner -----END PRIVACY-ENHANCED MESSAGE-----