0001571049-16-020570.txt : 20161212 0001571049-16-020570.hdr.sgml : 20161212 20161212212656 ACCESSION NUMBER: 0001571049-16-020570 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161208 FILED AS OF DATE: 20161212 DATE AS OF CHANGE: 20161212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIONS GATE ENTERTAINMENT CORP /CN/ CENTRAL INDEX KEY: 0000929351 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 2700 COLORADO AVENUE STREET 2: SUITE 200 CITY: SANTA MONICA STATE: CA ZIP: 90404 BUSINESS PHONE: 877-848-3866 MAIL ADDRESS: STREET 1: 250 HOWE STREET STREET 2: 20TH FLOOR CITY: VANCOUVER STATE: A1 ZIP: V6C #R8 FORMER COMPANY: FORMER CONFORMED NAME: BERINGER GOLD CORP DATE OF NAME CHANGE: 19970618 FORMER COMPANY: FORMER CONFORMED NAME: GUYANA GOLD CORP DATE OF NAME CHANGE: 19960212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARGE JAMES W CENTRAL INDEX KEY: 0001237441 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14880 FILM NUMBER: 162047494 MAIL ADDRESS: STREET 1: VIACOM INC. STREET 2: 1515 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 4 1 t1602967_x9.xml OWNERSHIP DOCUMENT X0306 4 2016-12-08 0 0000929351 LIONS GATE ENTERTAINMENT CORP /CN/ LGF 0001237441 BARGE JAMES W 2700 COLORADO AVENUE SANTA MONICA CA 90404 0 1 0 0 Chief Financial Officer Common Shares 2016-12-08 4 J 0 79187 D 0 D Class A Voting Shares 2016-12-08 4 J 0 39593 A 39593 D Class B Non-Voting Shares 2016-12-08 4 J 0 39593 A 39593 D Employee stock option (right to buy) 37.45 2016-12-08 4 J 0 301875 0 D 2023-09-16 Common Shares 301875 0 D Employee stock option (right to buy) 38.76 2016-12-08 4 J 0 148319 0 A 2023-09-16 Class A Voting Shares 148319 148319 D Employee stock option (right to buy) 37.47 2016-12-08 4 J 0 148319 0 A 2023-09-16 Class B Non-Voting Shares 148319 148319 D Employee stock option (right to buy) 30.72 2016-12-08 4 J 0 50000 0 D 2020-05-08 Common Shares 50000 0 D Employee stock option (right to buy) 31.80 2016-12-08 4 J 0 24566 0 A 2020-05-08 Class A Voting Shares 24566 24566 D Employee stock option (right to buy) 30.74 2016-12-08 4 J 0 24566 0 A 2020-05-08 Class B Non-Voting Shares 24566 24566 D Pursuant to a reclassification exempt under Rule 16b-7, each Common Share, without par value, was reclassified into 0.5 Class A voting shares, without par value, and 0.5 Class B non-voting shares, without par value (the "Reclassification"). Restricted share units and stock options granted prior to the Reclassification were equitably adjusted in connection with the Reclassification. Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 6,250 restricted share units scheduled to vest on September 16, 2017; and (ii) 8,333 restricted share units scheduled to vest on September 22, 2017. Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of Class A voting shares of the Issuer: (i) 3,125 restricted share units scheduled to vest on September 16, 2017; and (ii) 4,166 restricted share units scheduled to vest on September 22, 2017. Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of Class B non-voting shares of the Issuer: (i) 3,125 restricted share units scheduled to vest on September 16, 2017; and (ii) 4,166 restricted share units scheduled to vest on September 22, 2017. 85.5% of the options are vested and the remaining unvested options will vest on September 16, 2017. One-third of the options are vested and the remaining unvested options are scheduled to vest in two equal installments on May 8, 2017 and May 8, 2018. Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B non-voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A voting shares and Class B non-voting shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A voting shares or Class B non-voting shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled. Upon the completion of the Reclassification, the number of shares and exercise prices of the stock option awards were adjusted to preserve their pre-reclassification intrinsic value. Stock options were rounded down to the nearest share and up to the nearest penny, and cash was issued in lieu of lost value attributable to the adjustment. /s/ James W Barge (By Adrian Kuzycz by Power of Attorney) 2016-12-12