0001571049-16-020570.txt : 20161212
0001571049-16-020570.hdr.sgml : 20161212
20161212212656
ACCESSION NUMBER: 0001571049-16-020570
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161208
FILED AS OF DATE: 20161212
DATE AS OF CHANGE: 20161212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIONS GATE ENTERTAINMENT CORP /CN/
CENTRAL INDEX KEY: 0000929351
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 2700 COLORADO AVENUE
STREET 2: SUITE 200
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
BUSINESS PHONE: 877-848-3866
MAIL ADDRESS:
STREET 1: 250 HOWE STREET
STREET 2: 20TH FLOOR
CITY: VANCOUVER
STATE: A1
ZIP: V6C #R8
FORMER COMPANY:
FORMER CONFORMED NAME: BERINGER GOLD CORP
DATE OF NAME CHANGE: 19970618
FORMER COMPANY:
FORMER CONFORMED NAME: GUYANA GOLD CORP
DATE OF NAME CHANGE: 19960212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARGE JAMES W
CENTRAL INDEX KEY: 0001237441
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14880
FILM NUMBER: 162047494
MAIL ADDRESS:
STREET 1: VIACOM INC.
STREET 2: 1515 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
4
1
t1602967_x9.xml
OWNERSHIP DOCUMENT
X0306
4
2016-12-08
0
0000929351
LIONS GATE ENTERTAINMENT CORP /CN/
LGF
0001237441
BARGE JAMES W
2700 COLORADO AVENUE
SANTA MONICA
CA
90404
0
1
0
0
Chief Financial Officer
Common Shares
2016-12-08
4
J
0
79187
D
0
D
Class A Voting Shares
2016-12-08
4
J
0
39593
A
39593
D
Class B Non-Voting Shares
2016-12-08
4
J
0
39593
A
39593
D
Employee stock option (right to buy)
37.45
2016-12-08
4
J
0
301875
0
D
2023-09-16
Common Shares
301875
0
D
Employee stock option (right to buy)
38.76
2016-12-08
4
J
0
148319
0
A
2023-09-16
Class A Voting Shares
148319
148319
D
Employee stock option (right to buy)
37.47
2016-12-08
4
J
0
148319
0
A
2023-09-16
Class B Non-Voting Shares
148319
148319
D
Employee stock option (right to buy)
30.72
2016-12-08
4
J
0
50000
0
D
2020-05-08
Common Shares
50000
0
D
Employee stock option (right to buy)
31.80
2016-12-08
4
J
0
24566
0
A
2020-05-08
Class A Voting Shares
24566
24566
D
Employee stock option (right to buy)
30.74
2016-12-08
4
J
0
24566
0
A
2020-05-08
Class B Non-Voting Shares
24566
24566
D
Pursuant to a reclassification exempt under Rule 16b-7, each Common Share, without par value, was reclassified into 0.5 Class A voting shares, without par value, and 0.5 Class B non-voting shares, without par value (the "Reclassification"). Restricted share units and stock options granted prior to the Reclassification were equitably adjusted in connection with the Reclassification.
Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of common shares of the Issuer: (i) 6,250 restricted share units scheduled to vest on September 16, 2017; and (ii) 8,333 restricted share units scheduled to vest on September 22, 2017.
Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of Class A voting shares of the Issuer: (i) 3,125 restricted share units scheduled to vest on September 16, 2017; and (ii) 4,166 restricted share units scheduled to vest on September 22, 2017.
Amount includes the following restricted share units granted by the Issuer, payable upon vesting in an equal number of Class B non-voting shares of the Issuer: (i) 3,125 restricted share units scheduled to vest on September 16, 2017; and (ii) 4,166 restricted share units scheduled to vest on September 22, 2017.
85.5% of the options are vested and the remaining unvested options will vest on September 16, 2017.
One-third of the options are vested and the remaining unvested options are scheduled to vest in two equal installments on May 8, 2017 and May 8, 2018.
Upon the completion of the Reclassification, each restricted share unit award was adjusted to cover (a) a number of Class A voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share and (b) a number of Class B non-voting shares equal to the number of common shares subject to the restricted share unit award immediately prior to the Reclassification, multiplied by 0.5, rounded down to the nearest whole share. Fractional Class A voting shares and Class B non-voting shares resulting from the adjustment were cancelled in exchange for a cash payment equal to the closing trading price of the Class A voting shares or Class B non-voting shares, as applicable, on December 9, 2016, multiplied by the fraction cancelled.
Upon the completion of the Reclassification, the number of shares and exercise prices of the stock option awards were adjusted to preserve their pre-reclassification intrinsic value. Stock options were rounded down to the nearest share and up to the nearest penny, and cash was issued in lieu of lost value attributable to the adjustment.
/s/ James W Barge (By Adrian Kuzycz by Power of Attorney)
2016-12-12