-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LH+ERjdeR4vRY+neVG74EiT43WNgDZTrG1BwTNRs8vigrxx3g2zl3X+8qsxhvwi4 ZYirUYJY09HcDWe/GwBUMA== 0001209191-09-020369.txt : 20090403 0001209191-09-020369.hdr.sgml : 20090403 20090403170304 ACCESSION NUMBER: 0001209191-09-020369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090401 FILED AS OF DATE: 20090403 DATE AS OF CHANGE: 20090403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shaw Jerome M CENTRAL INDEX KEY: 0001378133 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33077 FILM NUMBER: 09732896 MAIL ADDRESS: STREET 1: 29621 NORTHWESTERN HIGHWAY CITY: SOUTHFIELD STATE: MI ZIP: 48034 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MERCURY FINANCIAL CORP CENTRAL INDEX KEY: 0000929186 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383164336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29621 NORTHWESTERN HWY STREET 2: PO BOX 5096 CITY: SOUTHFIELD STATE: MI ZIP: 48034 BUSINESS PHONE: 8103584010 MAIL ADDRESS: STREET 1: 29621 NORTHWESTERN HGWY STREET 2: PO BOX 5096 CITY: SOUTHFIELD STATE: MI ZIP: 48086 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-04-01 0 0000929186 FIRST MERCURY FINANCIAL CORP FMR 0001378133 Shaw Jerome M 29621 NORTHWESTERN HWY SOUTHFIELD MI 48034 1 0 1 0 Common Stock 2009-04-01 2009-04-01 4 S 0 11515 14.6158 D 1989422 I By trust Common Stock 2009-04-02 2009-04-02 4 S 0 22885 14.9023 D 1966537 I By trust Common Stock 2009-04-02 2009-04-02 4 S 0 7600 15.1301 D 1958937 I By trust Common Stock 3622 D Consists of 26 transactions as follows: a) 2,220 shares @ $14.50; b) 500 shares @ $14.51; c) 500 shares @ $14.52; d) 200 shares @ $14.525; e) 583 shares @ $14.53; f) 200 shares @ $14.54; g) 200 shares @ $14.545; h) 1,174 shares @ $14.55; i) 179 shares @ $14.56; j) 200 shares @ $14.57; k) 100 shares @ $14.58; l) 200 shares @ $14.60; m) 100 shares @ $14.62; n) 100 shares @ $14.64; o) 100 shares @ $14.65; p) 1,548 shares @ $14.66; q) 24 shares @ $14.6763; r) 3 shares @ $14.68; s) 55 shares @ $14.69; t) 500 shares @ $14.73; u) 100 shares @ $14.74; v) 1,194 shares @ $14.75; w) 100 shares @ $14.76; x) 500 shares @ $14.77; y) 620 shares @ $14.78 and z) 315 shares @ $14.79. The weighted-average price of these transactions is $14.6158. Consists of shares held by the Jerome M. Shaw Revocable Trust, which is controlled by Mr. Shaw. Consists of 24 transactions as follows: a) 600 shares @ $14.50; b) 300 shares @ $14.52; c) 1,700 shares @ $14.53; d) 100 shares @ $14.56; e) 700 shares @ $14.58; f) 200 shares @ $14.59; g) 100 shares @ $14.61; h) 100 shares @ $14.63; i) 1,000 shares @ $14.75; j) 100 shares @ $14.78; k) 1,000 shares @ $14.80; l) 200 shares @ $14.88; m) 200 shares @ $14.89; n) 400 shares @ $14.90; o) 2,200 shares @ $14.95; p) 1,400 shares @ $14.97; q) 300 shares @ $14.98; r) 1,000 shares @ $14.99; s) 3,400 shares @ $15.00; t) 1,885 shares @ $15.01; u) 1,200 shares @$15.02; v) 2,100 shares @ $15.03; w) 1,100 shares @ $15.04; and x) 1,600 shares @ $15.05. The weighted-average price of these transactions is $14.9023. Consists of 17 transactions as follows: a) 800 shares @ $15.06; b) 300 shares @ $15.07; c) 100 shares @ $15.0764; d) 1,000 shares @ $15.08; e) 400 shares @ $15.09; f) 1,200 shares @ $15.10; g) 200 shares @ $15.12; h) 400 shares @ $15.13; i) 100 shares @ $15.14; j) 600 shares @ $15.15; k) 300 shares @ $15.16; l) 500 shares @ $15.18; m) 200 shares @ $15.19; n) 700 shares @ $15.20; o) 200 shares @ $15.21; p) 500 shares @ $15.22; and q) 100 shares @ $15.28. The weighted-average price of these transactions is $15.1301. Consists of restricted stock issued under the Company's Omnibus Plan. /s/ John A. Marazza, as Attorney-In-Fact 2009-04-03 -----END PRIVACY-ENHANCED MESSAGE-----