-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NOoFOl9iTEw7Y5GW1TGxNIek5JSHs5JgVFqEFH/3LYBI7hSK/f1Z+Nb7RU0FcSty ldyIp46arm+EtzJ5guAbSA== 0001179110-10-004916.txt : 20100310 0001179110-10-004916.hdr.sgml : 20100310 20100310171110 ACCESSION NUMBER: 0001179110-10-004916 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100308 FILED AS OF DATE: 20100310 DATE AS OF CHANGE: 20100310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Richard H CENTRAL INDEX KEY: 0001378132 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33077 FILM NUMBER: 10671359 MAIL ADDRESS: STREET 1: 29621 NORTHWESTERN HIGHWAY CITY: SOUTHFIELD STATE: MI ZIP: 48034 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MERCURY FINANCIAL CORP CENTRAL INDEX KEY: 0000929186 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383164336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 29621 NORTHWESTERN HWY STREET 2: PO BOX 5096 CITY: SOUTHFIELD STATE: MI ZIP: 48034 BUSINESS PHONE: 8103584010 MAIL ADDRESS: STREET 1: 29621 NORTHWESTERN HGWY STREET 2: PO BOX 5096 CITY: SOUTHFIELD STATE: MI ZIP: 48086 4 1 edgar.xml FORM 4 - X0303 4 2010-03-08 0 0000929186 FIRST MERCURY FINANCIAL CORP FMR 0001378132 Smith Richard H 29110 INKSTER ROAD, SUITE 100 SOUTHFIELD MI 48034 1 1 0 0 Chairman, President and CEO Common Stock 2010-03-08 4 S 0 20977 15.03 D 823371 D Common Stock 2010-03-09 4 S 0 10023 15.00 D 813348 D Common Stock 2010-03-09 4 M 0 45880 1.73 A 859228 D Common Stock 2010-03-09 4 M 0 48840 1.62 A 908068 D Common Stock 2010-03-09 4 M 0 52540 1.51 A 960608 D Commo nStock 2010-03-09 4 M 0 40700 1.95 A 1001308 D Common Stock 1500 I By spouse Stock Option (right to buy) 1.73 2010-03-09 4 M 0 45880 1.73 D 2013-07-14 Common Stock 45880 0 D Stock Option (right to buy) 1.62 2010-03-09 4 M 0 48840 1.62 D 2013-07-14 Common Stock 48840 0 D Stock Option (right to buy) 1.51 2010-03-09 4 M 0 52540 1.51 D 2013-07-14 Common Stock 52540 0 D Stock Option (right to buy) 1.95 2010-03-09 4 M 0 40700 1.95 D 2013-07-14 Common Stock 40700 0 D Consists of 97 transactions with prices ranging from $15.00 to $15.16. Consists of 69 transactions priced at $15.00. Shares sold to raise proceeds to fund the exercise of the options reflected in this Form 4. All options fully vested as of October 17, 2006. /s/ John A. Marazza, as Attorney-In-Fact 2010-03-10 -----END PRIVACY-ENHANCED MESSAGE-----