0001209191-14-068828.txt : 20141114 0001209191-14-068828.hdr.sgml : 20141114 20141114160516 ACCESSION NUMBER: 0001209191-14-068828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141112 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Regulus Therapeutics Inc. CENTRAL INDEX KEY: 0001505512 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 264738379 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3545 JOHN HOPKINS COURT STREET 2: SUITE 210 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-202-6300 MAIL ADDRESS: STREET 1: 3545 JOHN HOPKINS COURT STREET 2: SUITE 210 CITY: SAN DIEGO STATE: CA ZIP: 92121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASTRAZENECA AB CENTRAL INDEX KEY: 0000928966 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35670 FILM NUMBER: 141224016 BUSINESS ADDRESS: STREET 1: V?STRA M?LAREHAMNEN 9 CITY: S?DERT?LJE STATE: V7 ZIP: SE-151 85 BUSINESS PHONE: 0044 (0) 20 7604 800 MAIL ADDRESS: STREET 1: V?STRA M?LAREHAMNEN 9 CITY: S?DERT?LJE STATE: V7 ZIP: SE-151 85 FORMER NAME: FORMER CONFORMED NAME: ASTRA AB DATE OF NAME CHANGE: 19981116 FORMER NAME: FORMER CONFORMED NAME: ASTRA AKTIEBOLAG DATE OF NAME CHANGE: 19960718 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASTRAZENECA PLC CENTRAL INDEX KEY: 0000901832 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35670 FILM NUMBER: 141224017 BUSINESS ADDRESS: STREET 1: 2 KINGDOM STREET - LEGAL DEPARTMENT CITY: LONDON STATE: X0 ZIP: W2 6BD BUSINESS PHONE: 011 44 20 7304 5000 MAIL ADDRESS: STREET 1: 2 KINGDOM STREET - LEGAL DEPARTMENT CITY: LONDON STATE: X0 ZIP: W2 6BD FORMER NAME: FORMER CONFORMED NAME: ZENECA GROUP PLC DATE OF NAME CHANGE: 19930422 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-11-12 0 0001505512 Regulus Therapeutics Inc. RGLS 0000901832 ASTRAZENECA PLC 2 KINGDOM STREET LONDON X0 W2 6BD UNITED KINGDOM 0 0 1 0 0000928966 ASTRAZENECA AB 85 SODERTALJE V7 SE-151 SWEDEN 0 0 1 0 COMMON STOCK 2014-11-12 4 S 0 2000000 17.00 D 4250000 I See footnote The securities are owned directly by AstraZeneca AB, a wholly-owned, indirect subsidiary of AstraZeneca PLC. AstraZeneca PLC is an indirect beneficial owner of the reported securities. /s/ A C N Kemp, Authorized Signatory 2014-11-14