0001209191-14-068828.txt : 20141114
0001209191-14-068828.hdr.sgml : 20141114
20141114160516
ACCESSION NUMBER: 0001209191-14-068828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141112
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Regulus Therapeutics Inc.
CENTRAL INDEX KEY: 0001505512
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 264738379
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3545 JOHN HOPKINS COURT
STREET 2: SUITE 210
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-202-6300
MAIL ADDRESS:
STREET 1: 3545 JOHN HOPKINS COURT
STREET 2: SUITE 210
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASTRAZENECA AB
CENTRAL INDEX KEY: 0000928966
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35670
FILM NUMBER: 141224016
BUSINESS ADDRESS:
STREET 1: V?STRA M?LAREHAMNEN 9
CITY: S?DERT?LJE
STATE: V7
ZIP: SE-151 85
BUSINESS PHONE: 0044 (0) 20 7604 800
MAIL ADDRESS:
STREET 1: V?STRA M?LAREHAMNEN 9
CITY: S?DERT?LJE
STATE: V7
ZIP: SE-151 85
FORMER NAME:
FORMER CONFORMED NAME: ASTRA AB
DATE OF NAME CHANGE: 19981116
FORMER NAME:
FORMER CONFORMED NAME: ASTRA AKTIEBOLAG
DATE OF NAME CHANGE: 19960718
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASTRAZENECA PLC
CENTRAL INDEX KEY: 0000901832
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35670
FILM NUMBER: 141224017
BUSINESS ADDRESS:
STREET 1: 2 KINGDOM STREET - LEGAL DEPARTMENT
CITY: LONDON
STATE: X0
ZIP: W2 6BD
BUSINESS PHONE: 011 44 20 7304 5000
MAIL ADDRESS:
STREET 1: 2 KINGDOM STREET - LEGAL DEPARTMENT
CITY: LONDON
STATE: X0
ZIP: W2 6BD
FORMER NAME:
FORMER CONFORMED NAME: ZENECA GROUP PLC
DATE OF NAME CHANGE: 19930422
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-11-12
0
0001505512
Regulus Therapeutics Inc.
RGLS
0000901832
ASTRAZENECA PLC
2 KINGDOM STREET
LONDON
X0
W2 6BD
UNITED KINGDOM
0
0
1
0
0000928966
ASTRAZENECA AB
85
SODERTALJE
V7
SE-151
SWEDEN
0
0
1
0
COMMON STOCK
2014-11-12
4
S
0
2000000
17.00
D
4250000
I
See footnote
The securities are owned directly by AstraZeneca AB, a wholly-owned, indirect subsidiary of AstraZeneca PLC. AstraZeneca PLC is an indirect beneficial owner of the reported securities.
/s/ A C N Kemp, Authorized Signatory
2014-11-14