0001140361-15-006085.txt : 20150212 0001140361-15-006085.hdr.sgml : 20150212 20150212181340 ACCESSION NUMBER: 0001140361-15-006085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150210 FILED AS OF DATE: 20150212 DATE AS OF CHANGE: 20150212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COVENANT TRANSPORTATION GROUP INC CENTRAL INDEX KEY: 0000928658 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 880320154 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 BIRMINGHAM HIGHWAY CITY: CHATTANOOGA STATE: TN ZIP: 37419 BUSINESS PHONE: 4238211212 MAIL ADDRESS: STREET 1: 400 BIRMINGHAM HIGHWAY CITY: CHATTANOOGA STATE: TN ZIP: 37419 FORMER COMPANY: FORMER CONFORMED NAME: COVENANT TRANSPORT INC DATE OF NAME CHANGE: 19940818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER JACQUELINE F CENTRAL INDEX KEY: 0001271324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24960 FILM NUMBER: 15608092 MAIL ADDRESS: STREET 1: 400 BIRMINGHAM HGWY CITY: CHATTANOOGA STATE: TN ZIP: 37419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER DAVID RAY CENTRAL INDEX KEY: 0001220829 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24960 FILM NUMBER: 15608093 MAIL ADDRESS: STREET 1: 400 BIRMINGHAM HIGHWAY CITY: CHATTANOOGA STATE: TN ZIP: 37419 4 1 doc1.xml FORM 4 X0306 4 2015-02-10 0 0000928658 COVENANT TRANSPORTATION GROUP INC CVTI 0001220829 PARKER DAVID RAY 400 BIRMINGHAM HIGHWAY CHATTANOOGA TN 37419 1 1 1 0 CHAIRMAN, PRESIDENT AND CEO 0001271324 PARKER JACQUELINE F 400 BIRMINGHAM HIGHWAY CHATTANOOGA TN 37419 0 0 1 0 Class A Common Stock 2015-02-10 4 M 0 5690 21.43 A 143742 D Class A Common Stock 2015-02-10 4 S 0 5690 27.501 D 138052 D Class A Common Stock 3238477 D Class A Common Stock 100000 I Fn Class A Common Stock 27543 I 401(k) Class B Common Stock 2350000 D Employee Stock Option (Right-to-Buy) Class A Common Stock 21.43 2015-02-10 4 M 0 5690 0 D 2005-02-16 2015-02-16 Class A Common Stock 5690 0 D Represents exercise of employee stock option scheduled to expire on February 16, 2015, which avoided forfeiture by the reporting person of such option on such date. Price reflects a weighted average sale price for multiple transactions ranging from $27.30 to $27.75 per share, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price. Shares owned jointly by Mr. Parker and his wife, Jacqueline F. Parker, as joint tenants with rights of survivorship. Shares are owned by the Parker Family Limited Partnership, of which Mr. and Mrs. Parker are the general partners. The number of shares beneficially owned following the reported transaction is equal to the reporting person's February 2, 2015, account balance in the employer stock fund under the issuer's 401(k) plan, divided by the closing price on February 2, 2015. The plan is unitized and as such does not itself allocate a specific number of shares to each participant. /s/ David R. Parker, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2015-02-12 /s/ Jacqueline F. Parker, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2015-02-12