0001140361-15-004911.txt : 20150209 0001140361-15-004911.hdr.sgml : 20150209 20150209180129 ACCESSION NUMBER: 0001140361-15-004911 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111230 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COVENANT TRANSPORTATION GROUP INC CENTRAL INDEX KEY: 0000928658 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 880320154 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 BIRMINGHAM HIGHWAY CITY: CHATTANOOGA STATE: TN ZIP: 37419 BUSINESS PHONE: 4238211212 MAIL ADDRESS: STREET 1: 400 BIRMINGHAM HIGHWAY CITY: CHATTANOOGA STATE: TN ZIP: 37419 FORMER COMPANY: FORMER CONFORMED NAME: COVENANT TRANSPORT INC DATE OF NAME CHANGE: 19940818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH TONY CENTRAL INDEX KEY: 0001220025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24960 FILM NUMBER: 15589774 4 1 doc1.xml FORM 4 X0306 4 2011-12-30 0 0000928658 COVENANT TRANSPORTATION GROUP INC CVTI 0001220025 SMITH TONY 400 BIRMINGHAM HIGHWAY CHATTANOOGA TN 37419 0 1 0 0 President of Subsidiary Class A Common Stock 2011-12-30 4 S 0 10000 2.9813 D 0 D Class A Common Stock 2015-02-05 4 M 0 2076 21.43 A 99278 D Class A Common Stock 2015-02-05 4 M 0 10000 13.64 A 109278 D Class A Common Stock 2015-02-05 4 S 0 12076 29.2472 D 97202 D Employee Stock Option (Right-to-Buy) Class A Common Stock 21.43 2015-02-05 4 M 0 2076 0 D 2005-02-16 2015-02-16 Class A Common Stock 2076 0 D Employee Stock Option (Right-to-Buy) Class A Common Stock 13.64 2015-02-05 4 M 0 10000 0 D 2005-05-10 2015-05-10 Class A Common Stock 10000 0 D Shares were owned jointly by Mr. Smith and his wife as joint tenants with rights of survivorship. Represents exercise of employee stock option scheduled to expire on February 16, 2015, which avoided forfeiture by the reporting person of such option on such date. Represents exercise of employee stock option scheduled to expire on May 10, 2015, which avoided forfeiture by the reporting person of such option on such date. Price reflects a weighted average sale price for multiple transactions ranging from $29.10 to $29.52 per share, inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a stockholder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Tony Smith, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2015-02-09