-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RyDn1kvt+RNUwG5Iqreb6sOSeV/f7Z2KUsgKvalPRVIh87H0eR03MScn2YmCrFbo zuGct3ZrwI7BCTPQVN/wuA== 0001140361-10-029833.txt : 20100720 0001140361-10-029833.hdr.sgml : 20100720 20100720195845 ACCESSION NUMBER: 0001140361-10-029833 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100716 FILED AS OF DATE: 20100720 DATE AS OF CHANGE: 20100720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER JACQUELINE F CENTRAL INDEX KEY: 0001271324 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24960 FILM NUMBER: 10961370 MAIL ADDRESS: STREET 1: 400 BIRMINGHAM HGWY CITY: CHATTANOOGA STATE: TN ZIP: 37419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PARKER DAVID RAY CENTRAL INDEX KEY: 0001220829 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24960 FILM NUMBER: 10961371 MAIL ADDRESS: STREET 1: 400 BIRMINGHAM HIGHWAY CITY: CHATTANOOGA STATE: TN ZIP: 37419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COVENANT TRANSPORTATION GROUP INC CENTRAL INDEX KEY: 0000928658 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 880320154 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 BIRMINGHAM HIGHWAY CITY: CHATTANOOGA STATE: TN ZIP: 37419 BUSINESS PHONE: 4238211212 MAIL ADDRESS: STREET 1: 400 BIRMINGHAM HIGHWAY CITY: CHATTANOOGA STATE: TN ZIP: 37419 FORMER COMPANY: FORMER CONFORMED NAME: COVENANT TRANSPORT INC DATE OF NAME CHANGE: 19940818 4/A 1 doc1.xml FORM 4/A X0303 4/A 2010-07-16 2010-01-14 0 0000928658 COVENANT TRANSPORTATION GROUP INC CVTI 0001220829 PARKER DAVID RAY 400 BIRMINGHAM HIGHWAY CHATTANOOGA TN 37419 1 1 1 0 CHAIRMAN, PRESIDENT AND CEO 0001271324 PARKER JACQUELINE F 400 BIRMINGHAM HIGHWAY CHATTANOOGA TN 37419 0 0 1 0 Class A Common Stock 2010-07-16 4 M 0 36773 8.00 A 163226 D Class A Common Stock 2010-07-16 4 S 0 36773 8.5979 D 126453 D Class A Common Stock 2010-07-19 4 M 0 18698 8.00 A 145151 D Class A Common Stock 2010-07-19 4 S 0 18698 8.5626 D 126453 D Class A Common Stock 2010-07-20 4 M 0 2932 8.00 A 129385 D Class A Common Stock 2010-07-20 4 S 0 2932 8.53 D 126453 D Class A Common Stock 3238477 D Class A Common Stock 100000 I Fn Class A Common Stock 25121 I 401(k) Class B Common Stock 2350000 D Employee Stock Option (Right to Buy) Class A Common Stock 8.00 2010-07-16 4 M 0 36773 D 2010-07-27 Class A Common Stock 36773 73227 D Employee Stock Option (Right to Buy) Class A Common Stock 8.00 2010-07-19 4 M 0 18698 D 2010-07-27 Class A Common Stock 18698 54529 D Employee Stock Option (Right to Buy) Class A Common Stock 8.00 2010-07-20 4 M 0 2932 D 2010-07-27 Class A Common Stock 2932 51597 D Represents the exercise of an option to purchase shares of the issuer's Class A common stock in the amount of 36,773, plus (i) 109,560 shares owned by David Parker, and (ii) 16,893 restricted shares of the issuer's Class A common stock granted January 12, 2010, pursuant to a transaction previously reported by the reporting person (although the aggregate amount granted in the January 12, 2010, transaction was determined following the reporting deadline for the transaction as it was based upon the closing price of the issuer's Class A common stock two full trading days following the public release of the issuer's year end 2009 earnings). The reporting person previously reported that the share number was determined using the closing price two full trading days following public release of the issuer's first quarter 2010 earnings, when it should have been year end 2009 earnings. Shares owned by Mr. Parker. Shares owned jointly by Mr. Parker and his wife, Jacqueline F. Parker, as joint tenants with rights of survivorship. Shares are owned by the Parker Family Limited Partnership, of which Mr. and Mrs. Parker are the general partners. The number of shares beneficially owned following the reported transaction is equal to Mr. Parker's July 12, 2010 account balance in the employer stock fund under the issuer's 401(k) plan divided by the closing price on July 12, 2010. The plan is unitized and as such does not itself allocate a specific number of shares to each participant. Original grant was an option to purchase 110,000 shares of the issuer's Class A common stock, which vested 36,666, 36,666, and 36,668 on 07/27/01, 07/27/02, and 07/27/03, respectively. The amount reported in Column 9 of Table II reflects the remaining portion of this grant. Upon exercise, the derivative security converts on a one-for-one basis into the issuer's Class A common stock. /s/ David Ray Parker, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2010-07-20 /s/ Jacqueline F. Parker, by Heidi Hornung-Scherr, attorney-in-fact, pursuant to a POA previously filed with the SEC 2010-07-20 -----END PRIVACY-ENHANCED MESSAGE-----