0001181431-13-054107.txt : 20131016 0001181431-13-054107.hdr.sgml : 20131016 20131016205137 ACCESSION NUMBER: 0001181431-13-054107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131011 FILED AS OF DATE: 20131016 DATE AS OF CHANGE: 20131016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PVF CAPITAL CORP CENTRAL INDEX KEY: 0000928592 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341659805 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 30000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4402487171 MAIL ADDRESS: STREET 1: 30000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KING ROBERT J JR CENTRAL INDEX KEY: 0001200124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24948 FILM NUMBER: 131155131 MAIL ADDRESS: STREET 1: FIFTH THIRD BANCORP STREET 2: 38 FOUNTAIN SQ PLZ CITY: CINCINNATI STATE: OH ZIP: 45263 4 1 rrd392920.xml MERGER X0306 4 2013-10-11 1 0000928592 PVF CAPITAL CORP PVFC 0001200124 KING ROBERT J JR 30000 AURORA ROAD SOLON OH 44139 1 1 0 0 President and CEO Common Shares 2013-10-11 4 D 0 143900 D 0 D Common Shares 2013-10-11 4 D 0 434382 D 0 I By Trust Warrants 1.75 2013-10-11 4 D 0 124471 2.37 D 2010-03-10 2015-03-10 Common Shares 124471 0 D Stock Option (Right to Buy) 1.79 2013-10-11 4 D 0 75000 D 2020-12-29 Common Shares 75000 0 D Stock Option (Right to Buy) 1.58 2013-10-11 4 D 0 35000 D 2021-11-30 Common Shares 35000 0 D Stock Option Stock Appreciation Right 2.22 2013-10-11 4 D 0 85000 D 2022-12-10 Common Shares 85000 0 D Disposed of pursuant to the merger agreement between the issuer and F.N.B. Corporation (FNB) in exchange for 48,997 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013. Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 147,907 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013. Disposed of pursuant to the merger agreement between the issuer and FNB for a cash payment equal to $2.37 per common share underlying the warrant. This option, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with an option to purchase 25,537 shares of common stock of FNB at $5.26 per share. This option, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with an option to purchase 11,917 shares of common stock of FNB at $4.65 per share. This stock option stock appreciation right, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with a stock option stock appreciation right relating to 28,942 shares of common stock of FNB with a strike price of $6.52 per share. /s/ M. Patricia Oliver, attorney in fact for Robert J. King, Jr. 2013-10-16