0001181431-13-054107.txt : 20131016
0001181431-13-054107.hdr.sgml : 20131016
20131016205137
ACCESSION NUMBER: 0001181431-13-054107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131011
FILED AS OF DATE: 20131016
DATE AS OF CHANGE: 20131016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PVF CAPITAL CORP
CENTRAL INDEX KEY: 0000928592
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 341659805
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 30000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
BUSINESS PHONE: 4402487171
MAIL ADDRESS:
STREET 1: 30000 AURORA ROAD
CITY: SOLON
STATE: OH
ZIP: 44139
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KING ROBERT J JR
CENTRAL INDEX KEY: 0001200124
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24948
FILM NUMBER: 131155131
MAIL ADDRESS:
STREET 1: FIFTH THIRD BANCORP
STREET 2: 38 FOUNTAIN SQ PLZ
CITY: CINCINNATI
STATE: OH
ZIP: 45263
4
1
rrd392920.xml
MERGER
X0306
4
2013-10-11
1
0000928592
PVF CAPITAL CORP
PVFC
0001200124
KING ROBERT J JR
30000 AURORA ROAD
SOLON
OH
44139
1
1
0
0
President and CEO
Common Shares
2013-10-11
4
D
0
143900
D
0
D
Common Shares
2013-10-11
4
D
0
434382
D
0
I
By Trust
Warrants
1.75
2013-10-11
4
D
0
124471
2.37
D
2010-03-10
2015-03-10
Common Shares
124471
0
D
Stock Option (Right to Buy)
1.79
2013-10-11
4
D
0
75000
D
2020-12-29
Common Shares
75000
0
D
Stock Option (Right to Buy)
1.58
2013-10-11
4
D
0
35000
D
2021-11-30
Common Shares
35000
0
D
Stock Option Stock Appreciation Right
2.22
2013-10-11
4
D
0
85000
D
2022-12-10
Common Shares
85000
0
D
Disposed of pursuant to the merger agreement between the issuer and F.N.B. Corporation (FNB) in exchange for 48,997 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
Disposed of pursuant to the merger agreement between the issuer and FNB in exchange for 147,907 shares of common stock of FNB which had a market value of $12.40 per share on October 11, 2013.
Disposed of pursuant to the merger agreement between the issuer and FNB for a cash payment equal to $2.37 per common share underlying the warrant.
This option, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with an option to purchase 25,537 shares of common stock of FNB at $5.26 per share.
This option, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with an option to purchase 11,917 shares of common stock of FNB at $4.65 per share.
This stock option stock appreciation right, which vested on the first three anniversaries of its grant date, was assumed by FNB in the merger and replaced with a stock option stock appreciation right relating to 28,942 shares of common stock of FNB with a strike price of $6.52 per share.
/s/ M. Patricia Oliver, attorney in fact for Robert J. King, Jr.
2013-10-16