-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KkhxCrEhQo2jM3tSZlv3mLhi918bUPx84TlQrUXapxJ/YVv8vq0g7lDCpBWanMKA wzluUIDaisMbdd8zlrqazw== 0000909654-09-000954.txt : 20091116 0000909654-09-000954.hdr.sgml : 20091116 20091116162204 ACCESSION NUMBER: 0000909654-09-000954 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091109 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVF CAPITAL CORP CENTRAL INDEX KEY: 0000928592 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341659805 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-24948 FILM NUMBER: 091187174 BUSINESS ADDRESS: STREET 1: 30000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4402487171 MAIL ADDRESS: STREET 1: 30000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 8-K 1 pvf8knov16-09.txt 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 9, 2009 PVF Capital Corp. ----------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Ohio 0-24948 34-1659805 - ---------------------------- ----------------------- ------------------- (State or Other Jurisdiction Commission File Number (I.R.S. Employer of Incorporation) Identification No.) 30000 Aurora Road, Solon, Ohio 44139 ----------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) Registrant's Telephone Number, Including Area Code: (440) 248-7171 -------------- Not Applicable ----------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c) 2 ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; ------------------------------------------------------------------ APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENT OF ------------------------------------------------------------ CERTAIN OFFICERS ---------------- (b) and (c) On November 9, 2009, James H. Nicholson was appointed Executive Vice President and Chief Financial Officer of PVF Capital Corp. (the "Company") and the Company's wholly owned subsidiary, Park View Federal Savings Bank (the "Bank") and, in such capacities, began serving as the Company's principal financial officer. In connection with his appointment as Executive Vice President and Chief Financial Officer of the Company and the Bank, Mr. Nicholson was granted options to purchase 30,000 shares of common stock of the Company at the market price on the grant date, November 9, 2009. Mr. Nicholson most recently served as Regional Chief Operating Officer of the Akron/Canton Region for Huntington Bank. Prior to Huntington Bank, Mr. Nicholson held the role of Executive Vice President and Chief Operating Officer of Unizan Financial Corp., and President/CEO and Chief Financial Officer of Unizan Bank, N.A. for four years until Unizan's acquisition by Huntington Bank in 2006. Mr. Nicholson is 47 years old. In connection with Mr. Nicholson's appointment on November 9, 2009, Mr. Edward B. Debevec, Treasurer of the Company and the Bank, ceased acting as principal financial officer of the Company but will continue to serve as principal accounting officer of the Company. ITEM 8.01 OTHER EVENTS ------------ On November 12, 2009, the Bank announced the appointments of Lonnie Shiffert to Executive Vice President of Lending, and Jane Grebenc to Executive Vice President of Retail Banking. For more information, reference is made to the Company's press release dated November 12, 2009, a copy of which is attached hereto as Exhibit 99.1 and incorporated herein by reference. For more information, reference is made to the Company's press release dated November 12, 2009, a copy of which is attached hereto as Exhibit 99.1 and incorporated herein by reference. ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS --------------------------------- (a) Not applicable. (b) Not applicable. (c) Not applicable. (d) The following exhibit is filed herewith: Exhibit 99.1 Press release dated November 12, 2009 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PVF CAPITAL CORP. Dated: November 13, 2009 By: /s/ Robert J. King, Jr. ------------------------------------- Robert J. King, Jr. President and Chief Executive Officer (Duly Authorized Representative) EX-99.1 2 pvf8knov16-09ex99.txt NEWS RELEASE FOR IMMEDIATE RELEASE CONTACT: Carol Porter 440-248-7171 PARK VIEW FEDERAL APPOINTS THREE NEW EXECUTIVES SOLON -- NOVEMBER 12, 2009 -- Park View Federal Savings Bank announces the appointments of James Nicholson to Chief Financial Officer, Lonnie Shiffert to Executive Vice President of Lending, and Jane Grebenc to Executive Vice President of Retail Banking. "I am delighted to announce the addition of these high quality professionals," said Robert J. King, Jr., Park View's President and Chief Executive Officer. "Jim, Jane and Lonnie add significant strength to our management team and will position Park View to deal with our current challenges as well as future growth opportunities. Their arrival bodes well for the future of Park View." Mr. Nicholson brings over 25 years of experience to Park View Federal and a unique combination of knowledge in both the financial and operational areas of banking. Most recently, he served as Regional Chief Operating Officer of the Akron/Canton Region for Huntington Bank. Prior to Huntington, Nicholson held the role of Executive Vice President and Chief Operating Officer of Unizan Financial Corp., and President/CEO and Chief Financial Officer of Unizan Bank, N.A. He held this position for four years until Unizan's acquisition by Huntington Bank in 2006. He then served as Regional President, Chief Operating Officer and Executive Vice President of the Eastern Ohio Region of Huntington Bank where he was responsible for general management of the region's 32 offices along with the integration of Unizan and Huntington. Mr. Shiffert joins Park View Federal with over 25 years of commercial real estate and mortgage banking experience, including more than 20 years in an executive lending role, having served as Senior Vice President of Commercial Real Estate at Sky Bank, Fifth Third Bank and Provident Bank. He also had experience with Bank One where he held the position of Vice President of Commercial Real Estate. He most recently served as Senior Vice President and Manager of Commercial Real Estate at Citizens Bank. Ms. Grebenc comes to Park View Federal with over 25 years of banking experience, most recently serving as Executive Vice President of KeyCorp's Wealth Segment. Prior to Key, Ms. Grebenc had a long career with National City, holding leadership positions in Retail Banking, Marketing, Loan Operations, and Private Client Group. In her new role at Park View Federal, Ms. Grebenc will oversee the bank's branch network and its consumer products and services. She will be responsible for researching and developing new market opportunities along with in-branch retail operations. PARK VIEW FEDERAL - PAGE 2 -------------------------- Mr. Nicholson holds a bachelor's degree in Accounting from Muskingum University and a CPA certificate in the State of Ohio. He serves his community as a member of the Fund Development and Planned Giving Committees for Mercy Medical Center and the Young Leaders Society for United Way of Stark County. He is the Investment Committee Chair and a member of the Finance and Endowment Committees for North Canton Faith United Methodist Church. Mr. Shiffert holds a bachelor's degree in Business Administration from the University of Toledo. He is a member of the National Association of Industrial/Office Providers (NAIOP) and the Home Builders Association of NE Ohio. He also serves as the Director of the Finance Committee at Strongsville United Methodist Church and is a member of the Strongsville Rotary Club. Ms. Grebenc received a bachelor's degree from John Carroll University and an MBA from Case Western Reserve University. She is a long-time Cleveland resident and is actively involved in the community serving on the Board of Trustees for several nonprofit organizations including the American Red Cross, The Cleveland Sight Center, The Gathering Place and the Holden Arboretum. Park View Federal is a wholly-owned subsidiary of PVF Capital Corp. and operates 17 full-service offices located throughout the Greater Cleveland area. For additional information, visit our web site at www.myparkview.com. This press release contains statements that are forward-looking, as that term is defined by the Private Securities Litigation Act of 1995 or the Securities and Exchange Commission in its rules, regulations and releases. The Company intends that such forward-looking statements be subject to the safe harbors created thereby. All forward-looking statements are based on current expectation regarding important risk factors including, but not limited to, real estate values and the impact of interest rates on financing. Accordingly, actual results may differ from those expressed in the forward-looking statements, and the making of such statements should not be regarded as a representation by the Company or any other person that results expressed therein will be achieved. PVF Capital Corp.'s common stock trades on the NASDAQ Capital Market under the symbol PVFC. Contact Carol Porter, Marketing Director, Park View Federal Savings Bank, 30000 Aurora Road, Solon, Ohio 44139. Ph: 440-248-7171. Fax: 440-914-3658. -----END PRIVACY-ENHANCED MESSAGE-----