-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BM6O7mXmN8GeQc24/ogcmf4sswvGoOZ9XE/oAqol4WKtpuaorIOCRIM4GngslMnS cnqelwYhhRl1/ZNC0jerXw== 0000909654-07-002944.txt : 20071221 0000909654-07-002944.hdr.sgml : 20071221 20071221151136 ACCESSION NUMBER: 0000909654-07-002944 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071218 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing FILED AS OF DATE: 20071221 DATE AS OF CHANGE: 20071221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVF CAPITAL CORP CENTRAL INDEX KEY: 0000928592 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341659805 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-24948 FILM NUMBER: 071322767 BUSINESS ADDRESS: STREET 1: 30000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 BUSINESS PHONE: 4402487171 MAIL ADDRESS: STREET 1: 30000 AURORA ROAD CITY: SOLON STATE: OH ZIP: 44139 8-K 1 pvf8kdec20-07.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 18, 2007 PVF Capital Corp. ----------------------------------------------------- (Exact Name of Registrant as Specified in Charter) Ohio 0-24948 34-1659805 - -------------------------- ----------------------- --------------------- (State or Other Jurisdiction Commission File Number (I.R.S. Employer of Incorporation) Identification No.) 30000 Aurora Road, Solon, Ohio 44139 ------------------------------------------------------------------ (Address of Principal Executive Offices) (Zip Code) Registrant's Telephone Number, Including Area Code: (440) 248-7171 -------------- Not Applicable ----------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) ITEM 3.01 NOTICE OF DELISTING OR FAILURE TO SATISFY A CONTINUED LISTING RULE OR --------------------------------------------------------------------- STANDARD; TRANSFER OF LISTING ----------------------------- (b) On December 18, 2007, PVF Capital Corp. (the "Company") notified Nasdaq that on January 1, 2008, it will not be in compliance with Nasdaq Marketplace Rule 4350(l), which requires that on and after January 1, 2008, all securities listed on Nasdaq (except non-equity securities which are book-entry only) must be eligible for a Direct Registration Program operated by a clearing agency registered under Section 17A of the Securities Exchange Act of 1934, as amended. The Company is unable to cause its securities to be eligible for a Direct Registration Program by January 1, 2008 because its First Amended and Restated Code of Regulations ("Code of Regulations") currently provides that Company securities must be represented by certificates, and the issuance of uncertificated securities would constitute a violation of the Company's Code of Regulations. Amendment of the Company's Code of Regulations can be done only by the Company's stockholders, and the Company intends to submit to its stockholders at its upcoming annual meeting of stockholders scheduled for February 2008 a proposal to amend the Code of Regulations to allow the Company to issue uncertificated securities should the Board of Directors elect to do so. If this proposal is approved by the necessary vote of stockholders at the upcoming annual meeting of stockholders, the Company will be able to have its securities eligible for a Direct Registration Program shortly thereafter and thereby attain compliance with Nasdaq Marketplace Rule 4350(l). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized. PVF CAPITAL CORP. Date: December 21, 2007 By: /s/ C. Keith Swaney --------------------------------------- C. Keith Swaney President, Chief Operating Officer and Treasurer (Duly Authorized Representative) -----END PRIVACY-ENHANCED MESSAGE-----