0000921895-15-002895.txt : 20151230 0000921895-15-002895.hdr.sgml : 20151230 20151230164232 ACCESSION NUMBER: 0000921895-15-002895 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150929 FILED AS OF DATE: 20151230 DATE AS OF CHANGE: 20151230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GRANDPARENTS.COM, INC. CENTRAL INDEX KEY: 0001020475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 931211114 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 589 EIGHTH AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-839-8800 MAIL ADDRESS: STREET 1: 589 EIGHTH AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NorWesTech, Inc. DATE OF NAME CHANGE: 20110913 FORMER COMPANY: FORMER CONFORMED NAME: Pacific Biomarkers, Inc. DATE OF NAME CHANGE: 20100212 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC BIOMETRICS INC DATE OF NAME CHANGE: 19960813 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS MEL CENTRAL INDEX KEY: 0000928584 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21537 FILM NUMBER: 151313959 MAIL ADDRESS: STREET 1: 10800 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33161 4 1 form409400001_12302015.xml OWNERSHIP DOCUMENT X0306 4 2015-09-29 0 0001020475 GRANDPARENTS.COM, INC. GPCM 0000928584 HARRIS MEL C/O GRANDPARENTS.COM, INC. 589 EIGHTH AVENUE, 6TH FLOOR NEW YORK NY 10018 1 0 0 0 Common Stock, $.01 par value per share 2015-12-30 4 P 0 338 0.095 A 2000338 D Common Stock, $.01 par value per share 2015-12-30 4 P 0 7662 0.095 A 2008000 D Common Stock, $.01 par value per share 2015-12-30 4 P 0 12000 0.0945 A 2020000 D Common Stock, $.01 par value per share 105000 I See footnote Common Stock, $.01 par value per share 274000 I See footnote Series C Redeemable Convertible 7.5% Preferred Stock 0.20 2015-09-29 4 P 0 225000 A Common Stock 2250000 225000 D Common Stock Warrant (Right to Buy) 0.30 2015-09-29 4 P 0 1225000 A 2015-09-29 2025-09-29 Common Stock 1225000 1225000 I See footnote The reported securities are held by the Mel Harris Declaration of Trust Dated June 6, 2002. The reported securities are held by the reporting person's spouse. Grandparents.com, Inc. (the "Issuer") may redeem the Series C Redeemable Convertible 7.5% Preferred Stock (the "Series C Preferred Stock") at any time, at a price equal to the Stated Value per share plus any unpaid dividends. Alternatively, upon the election of Mr. Harris, the Issuer will convert shares of the Series C Preferred Stock into shares of the Issuer's common stock. In addition, the Issuer is required to redeem all remaining Series C Preferred Stock on September 29, 2025, the tenth anniversary of the original issue date. On September 29, 2015, Mr. Harris converted the $450,000 principal amount of his convertible note issued on April 28, 2015 into 225,000 shares of Series C Preferred Stock and warrants to purchase 1,225,000 shares of the Issuer's common stock. /s/ Mel Harris 2015-12-30