0000921895-15-002895.txt : 20151230
0000921895-15-002895.hdr.sgml : 20151230
20151230164232
ACCESSION NUMBER: 0000921895-15-002895
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150929
FILED AS OF DATE: 20151230
DATE AS OF CHANGE: 20151230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GRANDPARENTS.COM, INC.
CENTRAL INDEX KEY: 0001020475
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 931211114
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 589 EIGHTH AVENUE, 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 646-839-8800
MAIL ADDRESS:
STREET 1: 589 EIGHTH AVENUE, 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: NorWesTech, Inc.
DATE OF NAME CHANGE: 20110913
FORMER COMPANY:
FORMER CONFORMED NAME: Pacific Biomarkers, Inc.
DATE OF NAME CHANGE: 20100212
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC BIOMETRICS INC
DATE OF NAME CHANGE: 19960813
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARRIS MEL
CENTRAL INDEX KEY: 0000928584
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21537
FILM NUMBER: 151313959
MAIL ADDRESS:
STREET 1: 10800 BISCAYNE BLVD
CITY: MIAMI
STATE: FL
ZIP: 33161
4
1
form409400001_12302015.xml
OWNERSHIP DOCUMENT
X0306
4
2015-09-29
0
0001020475
GRANDPARENTS.COM, INC.
GPCM
0000928584
HARRIS MEL
C/O GRANDPARENTS.COM, INC.
589 EIGHTH AVENUE, 6TH FLOOR
NEW YORK
NY
10018
1
0
0
0
Common Stock, $.01 par value per share
2015-12-30
4
P
0
338
0.095
A
2000338
D
Common Stock, $.01 par value per share
2015-12-30
4
P
0
7662
0.095
A
2008000
D
Common Stock, $.01 par value per share
2015-12-30
4
P
0
12000
0.0945
A
2020000
D
Common Stock, $.01 par value per share
105000
I
See footnote
Common Stock, $.01 par value per share
274000
I
See footnote
Series C Redeemable Convertible 7.5% Preferred Stock
0.20
2015-09-29
4
P
0
225000
A
Common Stock
2250000
225000
D
Common Stock Warrant (Right to Buy)
0.30
2015-09-29
4
P
0
1225000
A
2015-09-29
2025-09-29
Common Stock
1225000
1225000
I
See footnote
The reported securities are held by the Mel Harris Declaration of Trust Dated June 6, 2002.
The reported securities are held by the reporting person's spouse.
Grandparents.com, Inc. (the "Issuer") may redeem the Series C Redeemable Convertible 7.5% Preferred Stock (the "Series C Preferred Stock") at any time, at a price equal to the Stated Value per share plus any unpaid dividends. Alternatively, upon the election of Mr. Harris, the Issuer will convert shares of the Series C Preferred Stock into shares of the Issuer's common stock. In addition, the Issuer is required to redeem all remaining Series C Preferred Stock on September 29, 2025, the tenth anniversary of the original issue date.
On September 29, 2015, Mr. Harris converted the $450,000 principal amount of his convertible note issued on April 28, 2015 into 225,000 shares of Series C Preferred Stock and warrants to purchase 1,225,000 shares of the Issuer's common stock.
/s/ Mel Harris
2015-12-30