0000902664-19-004406.txt : 20191121
0000902664-19-004406.hdr.sgml : 20191121
20191121161020
ACCESSION NUMBER: 0000902664-19-004406
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191114
FILED AS OF DATE: 20191121
DATE AS OF CHANGE: 20191121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON KEMPNER PARTNERS
CENTRAL INDEX KEY: 0000928549
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237506
BUSINESS ADDRESS:
STREET 1: C/O MHD MANAGEMENT CO.
STREET 2: 520 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 446-4000
MAIL ADDRESS:
STREET 1: C/O MHD MANAGEMENT CO.
STREET 2: 520 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: M.H. DAVIDSON & CO.
CENTRAL INDEX KEY: 0001336624
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237507
BUSINESS ADDRESS:
STREET 1: 885 THIRD AVENUE
STREET 2: SUITE 3300
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-446-4020
MAIL ADDRESS:
STREET 1: 885 THIRD AVENUE
STREET 2: SUITE 3300
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: M H Davidson & Co
DATE OF NAME CHANGE: 20050819
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P.
CENTRAL INDEX KEY: 0001247126
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237508
BUSINESS ADDRESS:
STREET 1: C/O DAVIDSON KEMPNER ADVISERS INC.
STREET 2: 520 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 446-4000
MAIL ADDRESS:
STREET 1: C/O DAVIDSON KEMPNER ADVISERS INC.
STREET 2: 520 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: DAVIDSON KEMPNER INSTITUTIONAL PARTNERS LP
DATE OF NAME CHANGE: 20030625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON KEMPNER INTERNATIONAL, LTD.
CENTRAL INDEX KEY: 0001247125
STATE OF INCORPORATION: D8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237509
BUSINESS ADDRESS:
STREET 1: C/O OFFSHORE INCORPORATION LTD, OFFSHORE
STREET 2: INCORPORATION CENTRE, POBOX 957, RD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
BUSINESS PHONE: (212) 446-4000
MAIL ADDRESS:
STREET 1: C/O OFFSHORE INCORPORATION LTD, OFFSHORE
STREET 2: INCORPORATION CENTRE, POBOX 957, RD TOWN
CITY: TORTOLA
STATE: D8
ZIP: 00000
FORMER NAME:
FORMER CONFORMED NAME: DAVIDSON KEMPNER INTERNATIONAL LTD
DATE OF NAME CHANGE: 20030625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP
CENTRAL INDEX KEY: 0001325301
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237510
BUSINESS ADDRESS:
STREET 1: C/O DK GROUP LLC
STREET 2: 520 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 446-4000
MAIL ADDRESS:
STREET 1: C/O DK GROUP LLC
STREET 2: 520 MADISON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Davidson Kempner Distressed Opportunities Fund LP
DATE OF NAME CHANGE: 20100216
FORMER NAME:
FORMER CONFORMED NAME: Davidson Kempner Distressed Opportunities Fund L P
DATE OF NAME CHANGE: 20050428
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INTERNATIONAL LTD.
CENTRAL INDEX KEY: 0001362364
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237511
BUSINESS ADDRESS:
STREET 1: C/O WALKERS CORPORATE LTD.
STREET 2: CAYMAN CORP CENTRE, 27 HOSPITAL RD
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-9008
BUSINESS PHONE: (345) 945-3727
MAIL ADDRESS:
STREET 1: C/O WALKERS CORPORATE LTD.
STREET 2: CAYMAN CORP CENTRE, 27 HOSPITAL RD
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1-9008
FORMER NAME:
FORMER CONFORMED NAME: Davidson Kempner Distressed Opportunities International Ltd.
DATE OF NAME CHANGE: 20060510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DKLDO IV Trading Subsidiary LP
CENTRAL INDEX KEY: 0001794506
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38735
FILM NUMBER: 191237512
BUSINESS ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9008
BUSINESS PHONE: (212) 446-4000
MAIL ADDRESS:
STREET 1: C/O WALKERS CORPORATE LIMITED
STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
CITY: GEORGE TOWN, GRAND CAYMAN
STATE: E9
ZIP: KY1-9008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Contura Energy, Inc.
CENTRAL INDEX KEY: 0001704715
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 340 MARTIN LUTHER KING JR. BLVD.
CITY: BRISTOL
STATE: TN
ZIP: 37620
BUSINESS PHONE: (423) 573-0300
MAIL ADDRESS:
STREET 1: 340 MARTIN LUTHER KING JR. BLVD.
CITY: BRISTOL
STATE: TN
ZIP: 37620
3
1
ownership.xml
X0206
3
2019-11-14
0
0001704715
Contura Energy, Inc.
CTRA
0000928549
DAVIDSON KEMPNER PARTNERS
520 MADISON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001336624
M.H. DAVIDSON & CO.
520 MADISON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001247126
DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P.
C/O DAVIDSON KEMPNER ADVISERS INC.
520 MADISON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001247125
DAVIDSON KEMPNER INTERNATIONAL, LTD.
VISTRA (BVI) LTD, VISTRA CORP SVCS CTR
WICKHAMS CAY II, ROAD TOWN
TORTOLA
D8
VG1110
VIRGIN ISLANDS, BRITISH
0
0
1
0
0001325301
DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP
C/O DK GROUP LLC
520 MADISON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
0
0
1
0
0001362364
DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INTERNATIONAL LTD.
C/O WALKERS CORPORATE LTD.
CAYMAN CORP CENTRE, 27 HOSPITAL RD
GEORGE TOWN
E9
KY1-9008
CAYMAN ISLANDS
0
0
1
0
0001794506
DKLDO IV Trading Subsidiary LP
C/O WALKERS CORPORATE LIMITED
CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD.
GEORGE TOWN, GRAND CAYMAN
E9
KY1-9008
CAYMAN ISLANDS
0
0
1
0
Common Stock, par value $0.01 ("Common Stock")
1876285
I
See footnotes
Equity Swaps (obligation to buy)
52.4762
2021-04-29
Common Stock
35490
I
See footnotes
Equity Swaps (obligation to buy)
52.6602
2021-04-29
Common Stock
14337
I
See footnotes
Equity Swaps (obligation to buy)
52.7
2021-04-29
Common Stock
159
I
See footnotes
Equity Swaps (obligation to buy)
52.7048
2021-04-29
Common Stock
10062
I
See footnotes
Equity Swaps (obligation to buy)
52.7235
2021-04-29
Common Stock
20341
I
See footnotes
Equity Swaps (obligation to buy)
52.7379
2021-04-29
Common Stock
31822
I
See footnotes
Equity Swaps (obligation to buy)
52.7508
2021-04-29
Common Stock
48830
I
See footnotes
Equity Swaps (obligation to buy)
52.7546
2021-04-29
Common Stock
4201
I
See footnotes
Equity Swaps (obligation to buy)
52.7553
2021-04-29
Common Stock
19774
I
See footnotes
Equity Swaps (obligation to buy)
52.762
2021-04-29
Common Stock
14992
I
See footnotes
Equity Swaps (obligation to buy)
52.77
2021-04-29
Common Stock
1
I
See footnotes
Equity Swaps (obligation to buy)
52.7729
2021-04-29
Common Stock
2419
I
See footnotes
Equity Swaps (obligation to buy)
54.0691
2021-04-29
Common Stock
22786
I
See footnotes
Equity Swaps (obligation to buy)
54.1933
2021-04-29
Common Stock
32448
I
See footnotes
Equity Swaps (obligation to buy)
54.5797
2021-04-29
Common Stock
11841
I
See footnotes
Equity Swaps (obligation to buy)
54.895
2021-04-29
Common Stock
200
I
See footnotes
Equity Swaps (obligation to buy)
55.4219
2021-04-29
Common Stock
1805
I
See footnotes
Equity Swaps (obligation to buy)
55.4786
2021-04-29
Common Stock
22861
I
See footnotes
Equity Swaps (obligation to buy)
55.4871
2021-04-29
Common Stock
13388
I
See footnotes
Equity Swaps (obligation to buy)
55.5297
2021-04-29
Common Stock
1908
I
See footnotes
Equity Swaps (obligation to buy)
55.53
2021-04-29
Common Stock
100
I
See footnotes
Equity Swaps (obligation to buy)
55.9528
2021-04-29
Common Stock
15000
I
See footnotes
Equity Swaps (obligation to buy)
56.4894
2021-04-29
Common Stock
22022
I
See footnotes
Equity Swaps (obligation to buy)
56.6081
2021-04-29
Common Stock
3399
I
See footnotes
Equity Swaps (obligation to buy)
56.7211
2021-04-29
Common Stock
49514
I
See footnotes
Equity Swaps (obligation to buy)
57.2533
2021-04-29
Common Stock
300
I
See footnotes
Equity Swaps (obligation to buy)
72.95
2020-05-11
Common Stock
375000
I
See footnotes
The securities reported on this line are held directly by (i) M. H. Davidson & Co., a New York limited partnership ("CO"), (ii) Davidson Kempner Partners, a New York limited partnership ("DKP"), (iii) Davidson Kempner Institutional Partners, L.P., a Delaware limited partnership ("DKIP"), (iv) Davidson Kempner International, Ltd., a British Virgin Islands business company ("DKIL"), (v) Davidson Kempner Distressed Opportunities Fund LP, a Delaware limited partnership ("DKDOF"), (vi) Davidson Kempner Distressed Opportunities International Ltd., a Cayman Islands exempted company ("DKDOI") and (vii) DKLDO IV Trading Subsidiary LP, a Cayman Islands exempted limited partnership ("DKLDO").
M.H. Davidson & Co. GP, L.L.C., a Delaware limited liability company, is the general partner of CO. MHD Management Co., a New York limited partnership ("MHD"), is the general partner of DKP and MHD Management Co. GP, L.L.C., a Delaware limited liability company is the general partner of MHD. Davidson Kempner Advisers Inc., a New York corporation, is the general partner of DKIP. Davidson Kempner Capital Management LP, a Delaware limited partnership, is the investment manager of DKIL. DK Group LLC, a Delaware limited liability company, is the general partner of DKDOF. DK Management Partners LP, a Delaware limited partnership, is the investment manager of DKDOI. Davidson Kempner Long-Term Distressed Opportunities GP IV LLC, a Delaware limited liability company, is the general partner of DKLDO.
Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to each of CO, DKP, DKIP, DKIL, DKDOF, DKDOI and DKLDO either directly or by virtue of a sub-advisory agreement with the investment manager of the relevant fund. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Thomas L. Kempner, Jr., Anthony A. Yoseloff, Eric P. Epstein, Avram Z. Friedman, Conor Bastable, Shulamit Leviant, Morgan Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler and Joshua D. Morris. Thomas L. Kempner, Jr., Anthony A. Yoseloff, Conor Bastable and Avram Z. Friedman through DKCM, are responsible for the voting and investment decisions relating to the securities held by CO, DKP, DKIP, DKIL, DKDOF, DKDOI and DKLDO reported herein.
The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.
The securities reported on this line are held directly by DKLDO.
The securities reported on this line are held directly by (i) CO, (ii) DKP, (iii) DKIP, (iv) DKIL, (v) DKDOF and (vi) DKDOI.
These cash-settled equity swaps can be settled at any time at any time prior to the expiration date.
Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Persons in cash an amount determined in part by reference to any increase between the initial reference price set forth in column 4 of Table II and the market value of the reference shares of Common Stock set forth in column 3 of Table II on the applicable expiration date set forth in column 2 of Table II or (ii) the Reporting Persons will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price set forth in column 4 of Table II and the market value of the reference shares of Common Stock set forth in column 3 of Table II on the applicable expiration date set forth in column 2 of Table II.
To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.
/s/ M.H. Davidson & Co., By: M.H. Davidson & Co. GP, L.L.C., its General Partner, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member
2019-11-21
/s/ Davidson Kempner Partners, By: MHD Management Co., its General Partner, By: MHD Management Co. GP L.L.C., its General Partner, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member
2019-11-21
/s/ Davidson Kempner Institutional Partners, L.P., By: Davidson Kempner Advisers Inc., its General Partner, By: Thomas L. Kempner, Jr., its Co-President
2019-11-21
/s/ Davidson Kempner International Ltd., By: Davidson Kempner Capital Management LP, its Investment Manager, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member
2019-11-21
/s/ Davidson Kempner Distressed Opportunities Fund LP, By: DK Group LLC, its General Partner, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member
2019-11-21
/s/ Davidson Kempner Distressed Opportunities International Ltd, By: DK Management Partners LP, its Investment Manager, By: DK Stillwater GP LLC, its General Partner, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member
2019-11-21
/s/ DKLDO IV Trading Subsidiary LP, By: Davidson Kempner Long-Term Distressed Opportunities GP IV LLC, its General Partner, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member
2019-11-21