0000902664-19-004406.txt : 20191121 0000902664-19-004406.hdr.sgml : 20191121 20191121161020 ACCESSION NUMBER: 0000902664-19-004406 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191121 DATE AS OF CHANGE: 20191121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON KEMPNER PARTNERS CENTRAL INDEX KEY: 0000928549 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237506 BUSINESS ADDRESS: STREET 1: C/O MHD MANAGEMENT CO. STREET 2: 520 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 446-4000 MAIL ADDRESS: STREET 1: C/O MHD MANAGEMENT CO. STREET 2: 520 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: M.H. DAVIDSON & CO. CENTRAL INDEX KEY: 0001336624 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237507 BUSINESS ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-446-4020 MAIL ADDRESS: STREET 1: 885 THIRD AVENUE STREET 2: SUITE 3300 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: M H Davidson & Co DATE OF NAME CHANGE: 20050819 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P. CENTRAL INDEX KEY: 0001247126 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237508 BUSINESS ADDRESS: STREET 1: C/O DAVIDSON KEMPNER ADVISERS INC. STREET 2: 520 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 446-4000 MAIL ADDRESS: STREET 1: C/O DAVIDSON KEMPNER ADVISERS INC. STREET 2: 520 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: DAVIDSON KEMPNER INSTITUTIONAL PARTNERS LP DATE OF NAME CHANGE: 20030625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON KEMPNER INTERNATIONAL, LTD. CENTRAL INDEX KEY: 0001247125 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237509 BUSINESS ADDRESS: STREET 1: C/O OFFSHORE INCORPORATION LTD, OFFSHORE STREET 2: INCORPORATION CENTRE, POBOX 957, RD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: (212) 446-4000 MAIL ADDRESS: STREET 1: C/O OFFSHORE INCORPORATION LTD, OFFSHORE STREET 2: INCORPORATION CENTRE, POBOX 957, RD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 FORMER NAME: FORMER CONFORMED NAME: DAVIDSON KEMPNER INTERNATIONAL LTD DATE OF NAME CHANGE: 20030625 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP CENTRAL INDEX KEY: 0001325301 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237510 BUSINESS ADDRESS: STREET 1: C/O DK GROUP LLC STREET 2: 520 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 446-4000 MAIL ADDRESS: STREET 1: C/O DK GROUP LLC STREET 2: 520 MADISON AVENUE, 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: Davidson Kempner Distressed Opportunities Fund LP DATE OF NAME CHANGE: 20100216 FORMER NAME: FORMER CONFORMED NAME: Davidson Kempner Distressed Opportunities Fund L P DATE OF NAME CHANGE: 20050428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INTERNATIONAL LTD. CENTRAL INDEX KEY: 0001362364 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237511 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LTD. STREET 2: CAYMAN CORP CENTRE, 27 HOSPITAL RD CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: (345) 945-3727 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LTD. STREET 2: CAYMAN CORP CENTRE, 27 HOSPITAL RD CITY: GEORGE TOWN STATE: E9 ZIP: KY1-9008 FORMER NAME: FORMER CONFORMED NAME: Davidson Kempner Distressed Opportunities International Ltd. DATE OF NAME CHANGE: 20060510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DKLDO IV Trading Subsidiary LP CENTRAL INDEX KEY: 0001794506 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38735 FILM NUMBER: 191237512 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD. CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 BUSINESS PHONE: (212) 446-4000 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE LIMITED STREET 2: CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD. CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1-9008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Contura Energy, Inc. CENTRAL INDEX KEY: 0001704715 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 340 MARTIN LUTHER KING JR. BLVD. CITY: BRISTOL STATE: TN ZIP: 37620 BUSINESS PHONE: (423) 573-0300 MAIL ADDRESS: STREET 1: 340 MARTIN LUTHER KING JR. BLVD. CITY: BRISTOL STATE: TN ZIP: 37620 3 1 ownership.xml X0206 3 2019-11-14 0 0001704715 Contura Energy, Inc. CTRA 0000928549 DAVIDSON KEMPNER PARTNERS 520 MADISON AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001336624 M.H. DAVIDSON & CO. 520 MADISON AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001247126 DAVIDSON KEMPNER INSTITUTIONAL PARTNERS, L.P. C/O DAVIDSON KEMPNER ADVISERS INC. 520 MADISON AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001247125 DAVIDSON KEMPNER INTERNATIONAL, LTD. VISTRA (BVI) LTD, VISTRA CORP SVCS CTR WICKHAMS CAY II, ROAD TOWN TORTOLA D8 VG1110 VIRGIN ISLANDS, BRITISH 0 0 1 0 0001325301 DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES FUND LP C/O DK GROUP LLC 520 MADISON AVENUE, 30TH FLOOR NEW YORK NY 10022 0 0 1 0 0001362364 DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INTERNATIONAL LTD. C/O WALKERS CORPORATE LTD. CAYMAN CORP CENTRE, 27 HOSPITAL RD GEORGE TOWN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 0001794506 DKLDO IV Trading Subsidiary LP C/O WALKERS CORPORATE LIMITED CAYMAN CORPORATE CENTRE, 27 HOSPITAL RD. GEORGE TOWN, GRAND CAYMAN E9 KY1-9008 CAYMAN ISLANDS 0 0 1 0 Common Stock, par value $0.01 ("Common Stock") 1876285 I See footnotes Equity Swaps (obligation to buy) 52.4762 2021-04-29 Common Stock 35490 I See footnotes Equity Swaps (obligation to buy) 52.6602 2021-04-29 Common Stock 14337 I See footnotes Equity Swaps (obligation to buy) 52.7 2021-04-29 Common Stock 159 I See footnotes Equity Swaps (obligation to buy) 52.7048 2021-04-29 Common Stock 10062 I See footnotes Equity Swaps (obligation to buy) 52.7235 2021-04-29 Common Stock 20341 I See footnotes Equity Swaps (obligation to buy) 52.7379 2021-04-29 Common Stock 31822 I See footnotes Equity Swaps (obligation to buy) 52.7508 2021-04-29 Common Stock 48830 I See footnotes Equity Swaps (obligation to buy) 52.7546 2021-04-29 Common Stock 4201 I See footnotes Equity Swaps (obligation to buy) 52.7553 2021-04-29 Common Stock 19774 I See footnotes Equity Swaps (obligation to buy) 52.762 2021-04-29 Common Stock 14992 I See footnotes Equity Swaps (obligation to buy) 52.77 2021-04-29 Common Stock 1 I See footnotes Equity Swaps (obligation to buy) 52.7729 2021-04-29 Common Stock 2419 I See footnotes Equity Swaps (obligation to buy) 54.0691 2021-04-29 Common Stock 22786 I See footnotes Equity Swaps (obligation to buy) 54.1933 2021-04-29 Common Stock 32448 I See footnotes Equity Swaps (obligation to buy) 54.5797 2021-04-29 Common Stock 11841 I See footnotes Equity Swaps (obligation to buy) 54.895 2021-04-29 Common Stock 200 I See footnotes Equity Swaps (obligation to buy) 55.4219 2021-04-29 Common Stock 1805 I See footnotes Equity Swaps (obligation to buy) 55.4786 2021-04-29 Common Stock 22861 I See footnotes Equity Swaps (obligation to buy) 55.4871 2021-04-29 Common Stock 13388 I See footnotes Equity Swaps (obligation to buy) 55.5297 2021-04-29 Common Stock 1908 I See footnotes Equity Swaps (obligation to buy) 55.53 2021-04-29 Common Stock 100 I See footnotes Equity Swaps (obligation to buy) 55.9528 2021-04-29 Common Stock 15000 I See footnotes Equity Swaps (obligation to buy) 56.4894 2021-04-29 Common Stock 22022 I See footnotes Equity Swaps (obligation to buy) 56.6081 2021-04-29 Common Stock 3399 I See footnotes Equity Swaps (obligation to buy) 56.7211 2021-04-29 Common Stock 49514 I See footnotes Equity Swaps (obligation to buy) 57.2533 2021-04-29 Common Stock 300 I See footnotes Equity Swaps (obligation to buy) 72.95 2020-05-11 Common Stock 375000 I See footnotes The securities reported on this line are held directly by (i) M. H. Davidson & Co., a New York limited partnership ("CO"), (ii) Davidson Kempner Partners, a New York limited partnership ("DKP"), (iii) Davidson Kempner Institutional Partners, L.P., a Delaware limited partnership ("DKIP"), (iv) Davidson Kempner International, Ltd., a British Virgin Islands business company ("DKIL"), (v) Davidson Kempner Distressed Opportunities Fund LP, a Delaware limited partnership ("DKDOF"), (vi) Davidson Kempner Distressed Opportunities International Ltd., a Cayman Islands exempted company ("DKDOI") and (vii) DKLDO IV Trading Subsidiary LP, a Cayman Islands exempted limited partnership ("DKLDO"). M.H. Davidson & Co. GP, L.L.C., a Delaware limited liability company, is the general partner of CO. MHD Management Co., a New York limited partnership ("MHD"), is the general partner of DKP and MHD Management Co. GP, L.L.C., a Delaware limited liability company is the general partner of MHD. Davidson Kempner Advisers Inc., a New York corporation, is the general partner of DKIP. Davidson Kempner Capital Management LP, a Delaware limited partnership, is the investment manager of DKIL. DK Group LLC, a Delaware limited liability company, is the general partner of DKDOF. DK Management Partners LP, a Delaware limited partnership, is the investment manager of DKDOI. Davidson Kempner Long-Term Distressed Opportunities GP IV LLC, a Delaware limited liability company, is the general partner of DKLDO. Davidson Kempner Capital Management LP, a Delaware limited partnership and a registered investment adviser with the U.S. Securities and Exchange Commission ("DKCM") acts as investment manager to each of CO, DKP, DKIP, DKIL, DKDOF, DKDOI and DKLDO either directly or by virtue of a sub-advisory agreement with the investment manager of the relevant fund. DKCM GP LLC, a Delaware limited liability company, is the general partner of DKCM. The managing members of DKCM are Thomas L. Kempner, Jr., Anthony A. Yoseloff, Eric P. Epstein, Avram Z. Friedman, Conor Bastable, Shulamit Leviant, Morgan Blackwell, Patrick W. Dennis, Gabriel T. Schwartz, Zachary Z. Altschuler and Joshua D. Morris. Thomas L. Kempner, Jr., Anthony A. Yoseloff, Conor Bastable and Avram Z. Friedman through DKCM, are responsible for the voting and investment decisions relating to the securities held by CO, DKP, DKIP, DKIL, DKDOF, DKDOI and DKLDO reported herein. The filing of this statement shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein. The securities reported on this line are held directly by DKLDO. The securities reported on this line are held directly by (i) CO, (ii) DKP, (iii) DKIP, (iv) DKIL, (v) DKDOF and (vi) DKDOI. These cash-settled equity swaps can be settled at any time at any time prior to the expiration date. Upon settlement of the various swap agreements, either (i) the counterparty will pay to the Reporting Persons in cash an amount determined in part by reference to any increase between the initial reference price set forth in column 4 of Table II and the market value of the reference shares of Common Stock set forth in column 3 of Table II on the applicable expiration date set forth in column 2 of Table II or (ii) the Reporting Persons will pay to the counterparty in cash an amount determined in part by reference to any decrease between the initial reference price set forth in column 4 of Table II and the market value of the reference shares of Common Stock set forth in column 3 of Table II on the applicable expiration date set forth in column 2 of Table II. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission. /s/ M.H. Davidson & Co., By: M.H. Davidson & Co. GP, L.L.C., its General Partner, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member 2019-11-21 /s/ Davidson Kempner Partners, By: MHD Management Co., its General Partner, By: MHD Management Co. GP L.L.C., its General Partner, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member 2019-11-21 /s/ Davidson Kempner Institutional Partners, L.P., By: Davidson Kempner Advisers Inc., its General Partner, By: Thomas L. Kempner, Jr., its Co-President 2019-11-21 /s/ Davidson Kempner International Ltd., By: Davidson Kempner Capital Management LP, its Investment Manager, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member 2019-11-21 /s/ Davidson Kempner Distressed Opportunities Fund LP, By: DK Group LLC, its General Partner, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member 2019-11-21 /s/ Davidson Kempner Distressed Opportunities International Ltd, By: DK Management Partners LP, its Investment Manager, By: DK Stillwater GP LLC, its General Partner, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member 2019-11-21 /s/ DKLDO IV Trading Subsidiary LP, By: Davidson Kempner Long-Term Distressed Opportunities GP IV LLC, its General Partner, By: Thomas L. Kempner, Jr., its Co-Executive Managing Member 2019-11-21