0001104659-21-131076.txt : 20211028 0001104659-21-131076.hdr.sgml : 20211028 20211028162828 ACCESSION NUMBER: 0001104659-21-131076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211026 FILED AS OF DATE: 20211028 DATE AS OF CHANGE: 20211028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plummer Andrew Charles CENTRAL INDEX KEY: 0001358242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15589 FILM NUMBER: 211358709 MAIL ADDRESS: STREET 1: 18325 JEFFERSON ST CITY: OMAHA STATE: NE ZIP: 68135 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMCON DISTRIBUTING CO CENTRAL INDEX KEY: 0000928465 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141] IRS NUMBER: 470702918 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 7405 IRVINGTON ROAD STREET 2: POST OFFICE BOX 641940 (68164-7940) CITY: OMAHA STATE: NE ZIP: 68122 BUSINESS PHONE: 4023313727 MAIL ADDRESS: STREET 1: 7405 IRVINGTON ROAD STREET 2: POST OFFICE BOX 641940 (68164-7940) CITY: OMAHA STATE: NE ZIP: 68122 4 1 tm2130879-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-10-26 0 0000928465 AMCON DISTRIBUTING CO DIT 0001358242 Plummer Andrew Charles C/O AMCON DISTRIBUTING COMPANY 7405 IRVINGTON ROAD OMAHA NE 68122 1 1 0 0 President and COO Common Stock, par value $.01 per share 2021-10-26 4 A 0 2050 0 A 26325 D Common Stock, par value $.01 per share 2021-10-27 4 M 0 1666 A 27991 D Restricted Stock Units Common Stock 684 684 D Restricted Stock Units 2021-10-27 4 M 0 1666 0 D Common Stock 1666 3334 D Restricted Stock Awards ("RSAs") vest as to one-third of the total original 2,050 RSA award on October 26, 2022, October 26, 2023, and October 26, 2024, subject to earlier forfeiture under certain circumstances. Restricted Stock Units ("RSUs") give the reporting person the right to receive, subject to being employed on the applicable vesting date, (i) cash equal to the per share Fair Market Value of common stock on the vesting date times the number of shares underlying the RSUs then vesting or (ii) common stock equal to the number of shares underlying the RSUs then vesting, as elected by the reporting person. Subject to earlier forfeiture under certain circumstances, these RSUs vest as to one-third of the original 5,000 RSU award on October 27, 2021, October 27, 2022, and October 27, 2023. On the October 27, 2021 vesting date RSUs were settled for 1,666 shares of common stock. RSUs give the reporting person the right to receive, subject to being employed on the applicable vesting date, (i) cash equal to the per share Fair Market Value of common stock on the vesting date times the number of shares underlying the RSUs then vesting or (ii) common stock equal to the number of shares underlying the RSUs then vesting, as elected by the reporting person. Subject to earlier forfeiture under certain circumstances, these RSUs vest as to one-third of the total original 2,050 RSU award on October 22, 2020, October 22, 2021, and October 22, 2022. Andrew C. Plummer 2021-10-28