0000928465-15-000005.txt : 20151023
0000928465-15-000005.hdr.sgml : 20151023
20151023170301
ACCESSION NUMBER: 0000928465-15-000005
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151021
FILED AS OF DATE: 20151023
DATE AS OF CHANGE: 20151023
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMCON DISTRIBUTING CO
CENTRAL INDEX KEY: 0000928465
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-GROCERIES & GENERAL LINE [5141]
IRS NUMBER: 470702918
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 7405 IRVINGTON ROAD
STREET 2: POST OFFICE BOX 641940 (68164-7940)
CITY: OMAHA
STATE: NE
ZIP: 68122
BUSINESS PHONE: 4023313727
MAIL ADDRESS:
STREET 1: 7405 IRVINGTON ROAD
STREET 2: POST OFFICE BOX 641940 (68164-7940)
CITY: OMAHA
STATE: NE
ZIP: 68122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ATAYAN CHRISTOPHER H
CENTRAL INDEX KEY: 0001307899
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15589
FILM NUMBER: 151173338
MAIL ADDRESS:
STREET 1: C/O SLUSSER ASSOCIATES, INC.
STREET 2: 153 EAST 53RD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-10-21
0
0000928465
AMCON DISTRIBUTING CO
DIT
0001307899
ATAYAN CHRISTOPHER H
C/O AMCON DISTRIBUTING COMPANY
7405 IRVINGTON RD
OMAHA
NE
68122
1
1
1
0
CEO and Chairman
Common Stock, par value $.01 per share
2015-10-21
4
M
0
3300
A
206719
D
Common Stock, par value $.01 per share
2015-10-22
4
M
0
3300
A
210019
D
Common Stock, par value $.01 per share
2015-10-23
4
M
0
3700
A
213719
D
Restricted Stock Units
Common Stock
9900
9900
D
Restricted Stock Units
2015-10-21
4
M
0
3300
0
D
Common Stock
6600
6600
D
Restricted Stock Units
2015-10-22
4
M
0
3300
0
D
Common Stock
3300
3300
D
Restricted Stock Units
2015-10-23
4
M
0
3700
0
D
Common Stock
0
0
D
Series A Conv Pfd Stk,
30.31
2004-08-05
Common Stock
82481
100000
D
Series B Conv Pfd Stk, par value $.01 per share
24.65
2004-10-08
Common Stock
8113.5
8000
D
Restricted Stock Units ("RSUs") give the reporting person the right to receive, subject to being employed on the applicable vesting date, (i) cash equal to the per share Fair Market Value of common stock on the vesting date times the number of shares underlying the RSUs then vesting or (ii) common stock equal to the number of shares underlying the RSUs then vesting, as elected by the reporting person. Subject to earlier forfeiture under certain circumstances, these RSUs vest as to one-third of the total original 9,900 RSU award on October 20, 2016, October 20, 2017, and October 20, 2018.
Restricted Stock Units ("RSUs") give the reporting person the right to receive, subject to being employed on the applicable vesting date, (i) cash equal to the per share Fair Market Value of common stock on the vesting date times the number of shares underlying the RSUs then vesting or (ii) common stock equal to the number of shares underlying the RSUs then vesting, as elected by the reporting person. Subject to earlier forfeiture under certain circumstances, these RSUs vest as to one-third of the total original 9,900 RSU award (3,771 RSUs awarded on October 21, 2014 and 6,129 RSUs awarded on December 19, 2014) on October 21, 2015, October 21, 2016, and October 21, 2017. On the October 21, 2015 vesting date RSUs were settled for 3,300 shares of common stock.
Restricted Stock Units ("RSUs") give the reporting person the right to receive, subject to being employed on the applicable vesting date, (i) cash equal to the per share Fair Market Value of common stock on the vesting date times the number of shares underlying the RSUs then vesting or (ii) common stock equal to the number of shares underlying the RSUs then vesting, as elected by the reporting person. Subject to earlier forfeiture under certain circumstances, these RSUs vest as to one-third of the original 9,900 RSU award on October 22, 2014, October 22, 2015, and October 22, 2016. On the October 22, 2015 vesting date RSUs were settled for 3,300 shares of common stock.
Restricted Stock Units ("RSUs") give the reporting person the right to receive, subject to being employed on the applicable vesting date, (i) cash equal to the per share Fair Market Value of common stock on the vesting date times the number of shares underlying the RSUs then vesting or (ii) common stock equal to the number of shares underlying the RSUs then vesting, as elected by the reporting person. Subject to earlier forfeiture under certain circumstances, these RSUs vest as to one-third of the original 11,100 RSU award on October 23, 2013, October 23, 2014, and October 23, 2015. On the October 23, 2015 vesting date RSUs were settled for 3,700 shares of common stock.
Series A Convertible Preferred Stock may be redeemed by the Issuer, at its option, and must be redeemed, at the option of the holder, upon a change of control, as defined in the Series A Convertible Preferred Stock. Series A Convertible Preferred Stock does not have an expiration date and will remain outstanding and convertible at the option of the holder until converted or redeemed.
Series B Convertible Preferred Stock may be redeemed by the Issuer, at its option, and must be redeemed, at the option of the holder, upon a change of control, as defined in the Series B Convertible Preferred Stock. Series B Convertible Preferred Stock does not have an expiration date and will remain outstanding and convertible at the option of the holder until converted or redeemed.
Andrew C Plummer, atty in fact for Christopher H Atayan
2015-10-23