0001628280-16-016186.txt : 20160511
0001628280-16-016186.hdr.sgml : 20160511
20160511195455
ACCESSION NUMBER: 0001628280-16-016186
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160511
FILED AS OF DATE: 20160511
DATE AS OF CHANGE: 20160511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MATTSON TECHNOLOGY INC
CENTRAL INDEX KEY: 0000928421
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559]
IRS NUMBER: 770208119
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 47131 BAYSIDE PARKWAY
CITY: FREMONT
STATE: CA
ZIP: 94538
BUSINESS PHONE: 510 657 5900
MAIL ADDRESS:
STREET 1: 47131 BAYSIDE PARKWAY
CITY: FREMONT
STATE: CA
ZIP: 94538
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KANNAPPAN S KENNETH
CENTRAL INDEX KEY: 0001184940
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24838
FILM NUMBER: 161641376
MAIL ADDRESS:
STREET 1: 337 ENCINAL ST
CITY: SANTA CRUZ
STATE: CA
ZIP: 95060
4
1
wf-form4_146301088203252.xml
FORM 4
X0306
4
2016-05-11
1
0000928421
MATTSON TECHNOLOGY INC
MTSN
0001184940
KANNAPPAN S KENNETH
47131 BAYSIDE PARKWAY
FREMONT
CA
94538
1
0
0
0
Restricted Stock Units (right to acquire)
2016-05-11
4
D
0
25875
3.80
D
115125
D
Common Stock
2016-05-11
4
D
0
115125
3.80
D
0
D
Non-Qualified Stock Option (right to buy)
2.12
2016-05-11
4
D
0
12500
3.80
D
2015-05-28
2021-05-28
Common Stock
12500.0
98000
D
Non-Qualified Stock Option (right to buy)
2.14
2016-05-11
4
D
0
20000
3.80
D
2014-07-29
2020-07-29
Common Stock
20000.0
78000
D
Non-Qualified Stock Option (right to buy)
0.88
2016-05-11
4
D
0
18000
3.80
D
2013-07-31
2019-07-31
Common Stock
18000.0
60000
D
Non-Qualified Stock Option (right to buy)
1.77
2016-05-11
4
D
0
20000
3.80
D
2012-08-01
2018-08-01
Common Stock
20000.0
40000
D
Non-Qualified Stock Option (right to buy)
3.09
2016-05-11
4
D
0
20000
3.80
D
2011-07-26
2017-07-26
Common Stock
20000.0
20000
D
Non-Qualified Stock Option (right to buy)
1.29
2016-05-11
4
D
0
20000
3.80
D
2010-06-08
2017-06-08
Common Stock
20000.0
0
D
Pursuant to the Merger Agreement, each restricted stock unit was converted into the right to receive cash, without interest, equal to $3.80.
Pursuant to the Agreement and Plan of Merger providing for the merger of Dragon Acquisition Sub, Inc., an indirect subsidiary of Beijing E-town Dragon Semiconductor Industry Investment Center (Limited Partnership), with and into Mattson Technology, Inc., each share of Mattson's common stock will be cancelled and converted into the right to receive $3.80 in cash, without interest.
Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash, without interest, equal to $3.80, less the per share exercise price.
By: Tyler Purvis for S. Kenneth Kannappan
2016-05-11