0001628280-15-004566.txt : 20150529 0001628280-15-004566.hdr.sgml : 20150529 20150529160351 ACCESSION NUMBER: 0001628280-15-004566 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150528 FILED AS OF DATE: 20150529 DATE AS OF CHANGE: 20150529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTSON TECHNOLOGY INC CENTRAL INDEX KEY: 0000928421 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770208119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47131 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510 657 5900 MAIL ADDRESS: STREET 1: 47131 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANNAPPAN S KENNETH CENTRAL INDEX KEY: 0001184940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24838 FILM NUMBER: 15899505 MAIL ADDRESS: STREET 1: 337 ENCINAL ST CITY: SANTA CRUZ STATE: CA ZIP: 95060 4 1 wf-form4_143292981149916.xml FORM 4 X0306 4 2015-05-28 0 0000928421 MATTSON TECHNOLOGY INC MTSN 0001184940 KANNAPPAN S KENNETH 47131 BAYSIDE PARKWAY FREMONT CA 94538 1 0 0 0 Restricted Stock Units (right to acquire) 2015-05-28 4 A 0 12500 0 A 141000 D Non-Qualified Stock Option (right to buy) 3.85 2015-05-28 4 A 0 12500 3.85 A 2022-05-28 Common Stock 12500.0 156000 D Shares issued under this grant vest in four equal annual installments from the vesting commencement date, so long as the awardee remains a Director of the Company. By: Tyler Purvis for S. Kenneth Kannappan 2015-05-29