0001628280-15-001880.txt : 20150320 0001628280-15-001880.hdr.sgml : 20150320 20150320165312 ACCESSION NUMBER: 0001628280-15-001880 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140528 FILED AS OF DATE: 20150320 DATE AS OF CHANGE: 20150320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MATTSON TECHNOLOGY INC CENTRAL INDEX KEY: 0000928421 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 770208119 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47131 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 510 657 5900 MAIL ADDRESS: STREET 1: 47131 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KANNAPPAN S KENNETH CENTRAL INDEX KEY: 0001184940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24838 FILM NUMBER: 15716797 MAIL ADDRESS: STREET 1: 337 ENCINAL ST CITY: SANTA CRUZ STATE: CA ZIP: 95060 4 1 wf-form4_142688478270492.xml FORM 4 X0306 4 2014-05-28 0 0000928421 MATTSON TECHNOLOGY INC MTSN 0001184940 KANNAPPAN S KENNETH 47131 BAYSIDE PARKWAY FREMONT CA 94538 1 0 0 0 Restricted Stock Units (right to acquire) 2014-05-28 4 A 0 12500 0 A 128500 D Non-Qualified Stock Option (right to buy) 2.12 2014-05-28 4 A 0 12500 2.12 A 2021-05-28 Common Stock 12500.0 143500 D Shares issued under this grant vest in four equal annual installments from the vesting commencement date, so long as the awardee remains a Director of the Company. By: Tyler Purvis for S. Kenneth Kannappan 2015-03-20