0001144204-16-139217.txt : 20161213 0001144204-16-139217.hdr.sgml : 20161213 20161213172545 ACCESSION NUMBER: 0001144204-16-139217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161213 DATE AS OF CHANGE: 20161213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSOLIDATED WATER CO LTD CENTRAL INDEX KEY: 0000928340 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: E6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRAFALGAR PL STREET 2: WEST BAY RD CITY: GRAND CAYMAN BWI CAY STATE: E9 ZIP: 00000 BUSINESS PHONE: 8099474277 MAIL ADDRESS: STREET 1: TRAFALGAR PLACE, WEST BAY ROAD, P.O. BOX STREET 2: GRAND CAYMAN, CAYMAN ISLANDS, BWI FORMER COMPANY: FORMER CONFORMED NAME: CAYMAN WATER CO LTD DATE OF NAME CHANGE: 19941212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCTAGGART FREDERICK W. CENTRAL INDEX KEY: 0001566233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25248 FILM NUMBER: 162049750 MAIL ADDRESS: STREET 1: PO BOX 1114 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1102 4 1 v454875_4.xml FORM 4 X0306 4 2016-12-09 0 0000928340 CONSOLIDATED WATER CO LTD CWCO 0001566233 MCTAGGART FREDERICK W. PO BOX 1114 GRAND CAYMAN E9 KY1-1102 CAYMAN ISLANDS 1 1 0 0 President and CEO COMMON STOCK 2016-12-09 4 M 0 6214 10.68 A 128177 D COMMON STOCK 2016-12-09 4 S 0 6012 11.1081 D 122165 D OPTION (RIGHT TO BUY 10.68 2016-12-09 4 M 0 6214 0 D 2014-02-22 2017-02-21 COMMON STOCK 6214 0 D This transaction was executed in multiple trades at prices ranging from $11.10 to $11.15. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option vested as to 11,666 shares on February 22, 2014, and if not exercised would have expired as to 6,214 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant. /s/ Frederick W. McTaggart 2016-12-13