0001144204-16-139217.txt : 20161213
0001144204-16-139217.hdr.sgml : 20161213
20161213172545
ACCESSION NUMBER: 0001144204-16-139217
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161209
FILED AS OF DATE: 20161213
DATE AS OF CHANGE: 20161213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSOLIDATED WATER CO LTD
CENTRAL INDEX KEY: 0000928340
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRAFALGAR PL
STREET 2: WEST BAY RD
CITY: GRAND CAYMAN BWI CAY
STATE: E9
ZIP: 00000
BUSINESS PHONE: 8099474277
MAIL ADDRESS:
STREET 1: TRAFALGAR PLACE, WEST BAY ROAD, P.O. BOX
STREET 2: GRAND CAYMAN, CAYMAN ISLANDS, BWI
FORMER COMPANY:
FORMER CONFORMED NAME: CAYMAN WATER CO LTD
DATE OF NAME CHANGE: 19941212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCTAGGART FREDERICK W.
CENTRAL INDEX KEY: 0001566233
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25248
FILM NUMBER: 162049750
MAIL ADDRESS:
STREET 1: PO BOX 1114
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1102
4
1
v454875_4.xml
FORM 4
X0306
4
2016-12-09
0
0000928340
CONSOLIDATED WATER CO LTD
CWCO
0001566233
MCTAGGART FREDERICK W.
PO BOX 1114
GRAND CAYMAN
E9
KY1-1102
CAYMAN ISLANDS
1
1
0
0
President and CEO
COMMON STOCK
2016-12-09
4
M
0
6214
10.68
A
128177
D
COMMON STOCK
2016-12-09
4
S
0
6012
11.1081
D
122165
D
OPTION (RIGHT TO BUY
10.68
2016-12-09
4
M
0
6214
0
D
2014-02-22
2017-02-21
COMMON STOCK
6214
0
D
This transaction was executed in multiple trades at prices ranging from $11.10 to $11.15. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option vested as to 11,666 shares on February 22, 2014, and if not exercised would have expired as to 6,214 shares at the end of the day on February 21, 2017. The exercise price of the option equals the market price of the Company's common stock as of the close of business on the date of grant.
/s/ Frederick W. McTaggart
2016-12-13