0001144204-16-123064.txt : 20160907 0001144204-16-123064.hdr.sgml : 20160907 20160907160840 ACCESSION NUMBER: 0001144204-16-123064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160902 FILED AS OF DATE: 20160907 DATE AS OF CHANGE: 20160907 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSOLIDATED WATER CO LTD CENTRAL INDEX KEY: 0000928340 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 000000000 STATE OF INCORPORATION: E6 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TRAFALGAR PL STREET 2: WEST BAY RD CITY: GRAND CAYMAN BWI CAY STATE: E9 ZIP: 00000 BUSINESS PHONE: 8099474277 MAIL ADDRESS: STREET 1: TRAFALGAR PLACE, WEST BAY ROAD, P.O. BOX STREET 2: GRAND CAYMAN, CAYMAN ISLANDS, BWI FORMER COMPANY: FORMER CONFORMED NAME: CAYMAN WATER CO LTD DATE OF NAME CHANGE: 19941212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODIE BRENT CENTRAL INDEX KEY: 0001566524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25248 FILM NUMBER: 161873545 MAIL ADDRESS: STREET 1: 10936 PHOENIX WAY CITY: NAPLES STATE: FL ZIP: 34119 4 1 v448392_4.xml OWNERSHIP DOCUMENT X0306 4 2016-09-02 0 0000928340 CONSOLIDATED WATER CO LTD CWCO 0001566524 BRODIE BRENT PO BOX 1114 GRAND CAYMAN E9 KY1-1102 CAYMAN ISLANDS 0 1 0 0 VP OF SALES AND MARKETING COMMON STOCK 2016-09-02 4 M 0 1934 10.68 A 2596 D COMMON STOCK 2016-09-02 4 S 0 1934 12.471 D 662 D OPTION (RIGHT TO BUY) 10.68 2016-09-02 4 M 0 1934 0 D 2014-02-22 2017-02-21 COMMON STOCK 1934 0 D This transaction was executed in multiple trades at prices ranging from $12.47 to $12.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option vested as to 1,934 shares on February 22, 2014. The option was set to expire as to 1,934 shares on February 21, 2017; however, the option was exercised as to 1,934 shares prior to February 21, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant. /s/ Brent Brodie 2016-09-07