0001144204-16-123064.txt : 20160907
0001144204-16-123064.hdr.sgml : 20160907
20160907160840
ACCESSION NUMBER: 0001144204-16-123064
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160902
FILED AS OF DATE: 20160907
DATE AS OF CHANGE: 20160907
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSOLIDATED WATER CO LTD
CENTRAL INDEX KEY: 0000928340
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 000000000
STATE OF INCORPORATION: E6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TRAFALGAR PL
STREET 2: WEST BAY RD
CITY: GRAND CAYMAN BWI CAY
STATE: E9
ZIP: 00000
BUSINESS PHONE: 8099474277
MAIL ADDRESS:
STREET 1: TRAFALGAR PLACE, WEST BAY ROAD, P.O. BOX
STREET 2: GRAND CAYMAN, CAYMAN ISLANDS, BWI
FORMER COMPANY:
FORMER CONFORMED NAME: CAYMAN WATER CO LTD
DATE OF NAME CHANGE: 19941212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRODIE BRENT
CENTRAL INDEX KEY: 0001566524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25248
FILM NUMBER: 161873545
MAIL ADDRESS:
STREET 1: 10936 PHOENIX WAY
CITY: NAPLES
STATE: FL
ZIP: 34119
4
1
v448392_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-09-02
0
0000928340
CONSOLIDATED WATER CO LTD
CWCO
0001566524
BRODIE BRENT
PO BOX 1114
GRAND CAYMAN
E9
KY1-1102
CAYMAN ISLANDS
0
1
0
0
VP OF SALES AND MARKETING
COMMON STOCK
2016-09-02
4
M
0
1934
10.68
A
2596
D
COMMON STOCK
2016-09-02
4
S
0
1934
12.471
D
662
D
OPTION (RIGHT TO BUY)
10.68
2016-09-02
4
M
0
1934
0
D
2014-02-22
2017-02-21
COMMON STOCK
1934
0
D
This transaction was executed in multiple trades at prices ranging from $12.47 to $12.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option vested as to 1,934 shares on February 22, 2014. The option was set to expire as to 1,934 shares on February 21, 2017; however, the option was exercised as to 1,934 shares prior to February 21, 2017. The exercise price of the option equals the market price of the issuer's common stock as of the close of business on the date of grant.
/s/ Brent Brodie
2016-09-07