0001209191-22-021789.txt : 20220331
0001209191-22-021789.hdr.sgml : 20220331
20220331171251
ACCESSION NUMBER: 0001209191-22-021789
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220329
FILED AS OF DATE: 20220331
DATE AS OF CHANGE: 20220331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PELTZ NELSON
CENTRAL INDEX KEY: 0000928265
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38103
FILM NUMBER: 22794104
MAIL ADDRESS:
STREET 1: 223 SUNSET AVENUE
STREET 2: SUITE 223
CITY: PALM BEACH
STATE: FL
ZIP: 33480
FORMER NAME:
FORMER CONFORMED NAME: NELSON PELTZ
DATE OF NAME CHANGE: 19940810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRIAN FUND MANAGEMENT, L.P.
CENTRAL INDEX KEY: 0001345471
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38103
FILM NUMBER: 22794103
BUSINESS ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-451-3000
MAIL ADDRESS:
STREET 1: 280 PARK AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER NAME:
FORMER CONFORMED NAME: Trian Fund Management, L.P.
DATE OF NAME CHANGE: 20051128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JANUS HENDERSON GROUP PLC
CENTRAL INDEX KEY: 0001274173
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 000000000
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 201 BISHOPSGATE
CITY: LONDON
STATE: X0
ZIP: EC2M 3AE
BUSINESS PHONE: 442078181818
MAIL ADDRESS:
STREET 1: 201 BISHOPSGATE
CITY: LONDON
STATE: X0
ZIP: EC2M 3AE
FORMER COMPANY:
FORMER CONFORMED NAME: HENDERSON GROUP PLC
DATE OF NAME CHANGE: 20050511
FORMER COMPANY:
FORMER CONFORMED NAME: HHG PLC
DATE OF NAME CHANGE: 20031223
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-03-29
0
0001274173
JANUS HENDERSON GROUP PLC
JHG
0000928265
PELTZ NELSON
223 SUNSET AVENUE
SUITE 223
PALM BEACH
FL
33480
1
0
1
0
0001345471
TRIAN FUND MANAGEMENT, L.P.
280 PARK AVENUE
41ST FLOOR
NEW YORK
NY
10017
0
0
1
0
Common Stock
2022-03-29
4
P
0
16042
35.7705
A
31201328
I
Please see explanation below
Common Stock
2022-03-30
4
P
0
465467
35.5972
A
31666795
I
Please see explanation below
Common Stock
2022-03-31
4
P
0
201005
35.7101
A
31867800
I
Please see explanation below
The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.71 to $35.84. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners AM Holdco II, Ltd. ("Trian AM Holdco II") and as such determines the investment and voting decisions of Trian AM Holdco II with respect to the shares of the Issuer held by it. Mr. Peltz is a member of Trian Fund Management GP, LLC, which is the general partner of Trian Management, and therefore is in a position to determine the investment and voting decisions made by Trian Management on behalf of Trian AM Holdco II. Accordingly, Mr. Peltz and Trian Management may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) the shares beneficially owned by Trian AM Holdco II.
(FN 2, contd.) The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Peltz is a director of the Issuer.
The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.42 to $35.75. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
The price shown in Column 4 is a weighted average purchase price. The price range for the purchase is $35.42 to $35.95. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
The shares which are reported on this filing as being indirectly held by Mr. Peltz and Trian Management through their relationship with Trian AM Holdco II, and the transactions with respect to such shares, are also reported in the filings made by Mr. Garden and Trian Management, and represent the same shares and transactions.
/s/ Stuart I. Rosen, Attorney-in-Fact for Nelson Peltz
2022-03-31
/s/ Stuart I. Rosen, Attorney-In-Fact for Edward P. Garden member of the general partner of Trian Fund Management, L.P.
2022-03-31