-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EDZ7Q6cA/TVONSDSTbBv5J2nbhl0KPyJLTSpqixtMbmocKwuZPaXLUMKCHYCfVTV MUpUDQRZjUlWRXZ5bO2aIQ== 0000950142-08-000616.txt : 20080313 0000950142-08-000616.hdr.sgml : 20080313 20080313171928 ACCESSION NUMBER: 0000950142-08-000616 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080311 FILED AS OF DATE: 20080313 DATE AS OF CHANGE: 20080313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Deerfield Capital Corp. CENTRAL INDEX KEY: 0001313918 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 202008622 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6250 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 773-380-1600 MAIL ADDRESS: STREET 1: 6250 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: Deerfield Triarc Capital Corp DATE OF NAME CHANGE: 20050110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PELTZ NELSON CENTRAL INDEX KEY: 0000928265 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32551 FILM NUMBER: 08686920 BUSINESS ADDRESS: BUSINESS PHONE: 212 451 3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: NELSON PELTZ DATE OF NAME CHANGE: 19940810 3 1 form3_peltz-dfrex.xml FORM 3 X0202 3 2008-03-11 0 0001313918 Deerfield Capital Corp. DFR 0000928265 PELTZ NELSON 280 PARK AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock 9835010 I By Subsidiaries. See footnote Common Stock 1500 I By Family. See footnote Common Stock 666667 D Such shares are held by Triarc Companies, Inc. ("Triarc"). Mr. Peltz is the Chairman of the board of directors, a director and a significant stockholder of Triarc, and may be deemed to beneficially own securities of the Issuer owned by Triarc and its subsidiaries. Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. All such shares are held by an adult child currently residing in the Reporting Person's household. Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Nelson Peltz 2008-03-13 -----END PRIVACY-ENHANCED MESSAGE-----