-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VxKhsk7/NbBnp3O+68VxB3KnAgCU+CmNGMF89z4l0jPzdUdLij3NyPRzvbuTg5XL stWUOO1q8T7szekZDltYwQ== 0000950142-08-000226.txt : 20080129 0000950142-08-000226.hdr.sgml : 20080129 20080129164030 ACCESSION NUMBER: 0000950142-08-000226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080129 FILED AS OF DATE: 20080129 DATE AS OF CHANGE: 20080129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIAN ACQUISITION I CORP. CENTRAL INDEX KEY: 0001415581 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 261252336 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE, 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE, 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PELTZ NELSON CENTRAL INDEX KEY: 0000928265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33920 FILM NUMBER: 08558468 BUSINESS ADDRESS: BUSINESS PHONE: 212 451 3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: NELSON PELTZ DATE OF NAME CHANGE: 19940810 4 1 form4_peltz012908ex.xml FORM 4 X0202 4 2008-01-29 0 0001415581 TRIAN ACQUISITION I CORP. TUX 0000928265 PELTZ NELSON C/O TRIAN FUND MANAGEMENT, L.P. 280 PARK AVENUE, 41ST FLOOR NEW YORK NY 10017 1 1 1 0 Chairman Warrant (right to buy) 7.00 2008-01-29 4 A 0 10000000 1.00 A 2013-01-23 Common Stock 10000000 33000000 I Held by Trian Acquisition I, LLC The 10,000,000 warrants reported as purchased by the Reporting Person are identical to the warrants included in the units offered in the Issuer's initial public offering, except for those differences set forth in the Issuer's Form S-1 (File No. 333-147094), as amended. In addition, these warrants generally are not transferable, assignable or salable until after the consummation of the Issuer's business combination and will expire worthless if the Issuer does not consummate a business combination within 24 months (or up to 30 months if the Issuer's stockholders approve an extension) from the date of the Issuer's initial public offering. These warrants will become exercisable on the later of (i) the consummation of the Issuer's business combination with one or more target businesses or (ii) January 23, 2009. These warrants may be exercised on a cash or cashless basis As reported on Trian Acquisition I, LLC's ("Trian") Form 3, Trian owns 19,787,500 units (comprised of an equal number of shares of common stock and warrants to purchase common stock) and separately owned 1,775,000 warrants, for a total of 21,562,500 warrants. The Issuer subsequently issued a stock dividend of 0.06667 shares of common stock for each issued and outstanding share and made a corresponding adjustment to the outstanding units and warrants. As a result, Trian received an additional 1,319,167 units and an additional 118,333 warrants, for a total of an additional 1,437,500 warrants The 10,000,000 warrants reported as purchased by the Reporting Person were purchased by Trian from the Issuer in a private placement completed immediately prior to the consummation of the Issuer's initial public offering. Mr. Peltz is a member of Trian and may be deemed to be the beneficial owner of all the Issuer's outstanding securities held by Trian. Mr. Peltz disclaims beneficial ownership of any securities of the Issuer in which he does not have a pecuniary interest. /s/ Nelson Peltz 2008-01-29 -----END PRIVACY-ENHANCED MESSAGE-----