-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CSIrLJXAVpVRXwuenGlElFpuTrowAdrUQGrWa4vRrJM6msTRIPuU+dIXcmUvPFDL yd0TOc2AyFoc74nppHn9NA== 0000030697-07-000076.txt : 20070330 0000030697-07-000076.hdr.sgml : 20070330 20070330130051 ACCESSION NUMBER: 0000030697-07-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070328 FILED AS OF DATE: 20070330 DATE AS OF CHANGE: 20070330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Deerfield Triarc Capital Corp CENTRAL INDEX KEY: 0001313918 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 202008622 STATE OF INCORPORATION: MD BUSINESS ADDRESS: STREET 1: 6250 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 773-380-1600 MAIL ADDRESS: STREET 1: 6250 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PELTZ NELSON CENTRAL INDEX KEY: 0000928265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32551 FILM NUMBER: 07731045 BUSINESS ADDRESS: BUSINESS PHONE: 212 451 3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: NELSON PELTZ DATE OF NAME CHANGE: 19940810 4 1 pel8.xml X0202 4 2007-03-28 0 0001313918 Deerfield Triarc Capital Corp (DFR) 0000928265 PELTZ NELSON C/O TRIARC COMPANIES, INC. 280 PARK AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock 2007-03-28 4 J 0 163 15.186 A 1406441 I By Subsidiaries Common Stock 2007-03-28 4 J 0 97403 D 1309038 I By Subsidiaries Common Stock 1500 I By Immediate Family On March 28, 2007, 163 shares of the Issuer's common stock were issued to Deerfield Capital Management LLC (DCM) as incentive compensation pursuant to the terms of the Management Agreement between the Issuer and DCM. In accordance with the terms of the Management Agreement, the shares were valued at the average of the closing prices per share of the Issuer's common stock on the New York Stock Exchange over the 30 day period ending three days prior to the issuance of such shares. Mr. Peltz disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. 1,000,000 of such shares are owned by Triarc Deerfield Holdings, LLC, a subsidiary of Triarc Companies, Inc. (Triarc) and the remainder are shares held by DCM, an indirect subsidiary of Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. Represents the aggregate amount of awards by DCM of restricted shares of the Issuer's common stock to eight employees of DCM. All such shares are held by an adult child currently residing in the Reporting Person's household. The Reporting Person no longer has a reportable interest in 2,000 shares of the Issuer's common stock included in the Reporting Person's prior ownership reports, which shares are held by an adult child who no longer resides in the Reporting Person's household. /s/ Peltz, Nelson 2007-03-30 -----END PRIVACY-ENHANCED MESSAGE-----