-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhjbNe6zTsbIM15V6yQ1Rw499ramW3BXFaKVKX1QYYwEqhTnw33eiyE0IvORjVhK voTplyuEbcR2CQ9puzCXXQ== 0000030697-03-000191.txt : 20031020 0000030697-03-000191.hdr.sgml : 20031020 20031020160904 ACCESSION NUMBER: 0000030697-03-000191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031016 FILED AS OF DATE: 20031020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENCORE CAPITAL GROUP INC CENTRAL INDEX KEY: 0001084961 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 481090909 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5775 ROSECOE COURT CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 8007590327 MAIL ADDRESS: STREET 1: 5775 ROSCOE COURT CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MCM CAPITAL GROUP INC DATE OF NAME CHANGE: 19990430 FORMER COMPANY: FORMER CONFORMED NAME: MIDLAND CORP OF KANSAS DATE OF NAME CHANGE: 19990423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELSON PELTZ CENTRAL INDEX KEY: 0000928265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26489 FILM NUMBER: 03947934 BUSINESS ADDRESS: STREET 1: 900 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122303000 MAIL ADDRESS: STREET 1: 900 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 pel10.xml X0201 4 2003-10-16 0 0001084961 ENCORE CAPITAL GROUP INC (ECPG) 0000928265 NELSON PELTZ C/O TRIARC COMPANIES, INC. 280 PARK AVENUE NEW YORK NY 10017 1 0 1 0 Common Stock 2003-10-16 4 S 0 128120 11.00 D 1497988 I By Ltd Partnership Common Stock 2003-10-16 4 S 0 123409 11.00 D 1901590 I By Madison West Common Stock 581310 I By Nelson Peltz Children's Trust Common Stock 101275 I By Triarc In connection with an underwritten public offering of the Issuer's common stock that closed on October 1, 2003 (the Offering), the Peltz Family Limited Partnership (the Limited Partnership) granted to the underwriters an overallotment option to acquire up to 128,120 shares of the Issuer's common stock from the Limited Partnership, exercisable at any time within 30 days of the closing. On October 16, 2003, the underwriters exercised that overallotment option and agreed to acquire all of such shares. The closing of such sale is scheduled for October 21, 2003. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. All such shares are held by the Limited Partnership, an entity in which Mr. Peltz is a general partner. In connection with the Offering, Madison West Associates (Madison West), a wholly-owned subsidiary of Triarc Companies, Inc. (Triarc), granted to the underwriters an overallotment option to acquire up to 123,409 shares of the Issuer's common stock from Madison West, exercisable at any time within 30 days of the closing. On October 16, 2003, the underwriters exercised that overallotment option and agreed to acquire all of such shares. The closing of such sale is scheduled for October 21, 2003. All such shares are held by Madison West, a wholly-owned subsidiary of Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. All such shares are held by the Nelson Peltz Children's Trust, an entity in which Mr. Peltz is a trustee. All such shares are held by Triarc. Mr. Peltz is an officer, director and significant stockholder of Triarc. /s/ Peltz, Nelson 2003-10-13 -----END PRIVACY-ENHANCED MESSAGE-----