-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JV2TsC0GUgK7IMsyViKkyQvwck8byQwjZS7lUbbSTnqRV67rcrcR2VJQkSJpcQ6C Ld/oCvsccApqDvqd8BSqPw== 0001209191-09-049257.txt : 20091020 0001209191-09-049257.hdr.sgml : 20091020 20091020163848 ACCESSION NUMBER: 0001209191-09-049257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091016 FILED AS OF DATE: 20091020 DATE AS OF CHANGE: 20091020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Deerfield Capital Corp. CENTRAL INDEX KEY: 0001313918 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 202008622 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6250 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 BUSINESS PHONE: 773-380-1600 MAIL ADDRESS: STREET 1: 6250 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: Deerfield Triarc Capital Corp DATE OF NAME CHANGE: 20050110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAY PETER W CENTRAL INDEX KEY: 0000928264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32551 FILM NUMBER: 091128270 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-10-16 0 0001313918 Deerfield Capital Corp. DFR 0000928264 MAY PETER W 280 PARK AVENUE, 41ST FLOOR NEW YORK NY 10017 1 0 0 0 Common Stock 2009-10-16 4 S 0 1600 7.0081 D 119862 D Common Stock 2009-10-19 4 S 0 6600 7.00 D 113262 D Common Stock 2009-10-19 4 S 0 100 7.02 D 113162 D Common Stock 2155 I By Family Foundation The price shown in Column 4 is a weighted average price. The price range for the sales is $7.00 to $7.04. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. All such shares are owned by the The Leni & Peter May Family Foundation. Mr. May disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Peter W. May 2009-10-20 -----END PRIVACY-ENHANCED MESSAGE-----