-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Obmo82wa0Vi3A3JziowtUvXgUzukCEev+oGsYCqA1SjXxiQkRoXkcCbRfqKYpqyc ypTJMyjLzSSIS3KZmLs00A== 0000030697-03-000190.txt : 20031020 0000030697-03-000190.hdr.sgml : 20031020 20031020160901 ACCESSION NUMBER: 0000030697-03-000190 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031016 FILED AS OF DATE: 20031020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENCORE CAPITAL GROUP INC CENTRAL INDEX KEY: 0001084961 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 481090909 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5775 ROSECOE COURT CITY: SAN DIEGO STATE: CA ZIP: 92123 BUSINESS PHONE: 8007590327 MAIL ADDRESS: STREET 1: 5775 ROSCOE COURT CITY: SAN DIEGO STATE: CA ZIP: 92123 FORMER COMPANY: FORMER CONFORMED NAME: MCM CAPITAL GROUP INC DATE OF NAME CHANGE: 19990430 FORMER COMPANY: FORMER CONFORMED NAME: MIDLAND CORP OF KANSAS DATE OF NAME CHANGE: 19990423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAY PETER W CENTRAL INDEX KEY: 0000928264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26489 FILM NUMBER: 03947932 BUSINESS ADDRESS: STREET 1: 900 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122303000 MAIL ADDRESS: STREET 1: 900 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 may9.xml X0201 4 2003-10-16 0 0001084961 ENCORE CAPITAL GROUP INC (ECPG) 0000928264 MAY PETER W C/O TRIARC COMPANIES, INC. 280 PARK AVENUE NEW YORK NY 10017 1 0 1 0 Common Stock 2003-10-16 4 S 0 59128 11.00 D 959588 I By JM and LM Trusts Common Stock 2003-10-16 4 S 0 123409 11.00 D 1901590 I By Madison West Common Stock 101275 I By Triarc Common Stock 15000 D In connection with an underwritten public offering of the Issuer's common stock that closed on October 1, 2003 (the Offering), the Jonathan P. May 1998 Trust (JM Trust) and the Leslie A. May 1998 Trust (LM Trust) each granted to the underwriters an overallotment option to acquire up to 29,564 shares of the Issuer's common stock from the JM Trust and the LM Trust, respectively, exercisable at any time within 30 days of the closing. On October 16, 2003, the underwriters exercised that overallotment option and agreed to acquire all of such shares. The closing of such sale is scheduled for October 21, 2003. All such shares are held equally in the JM Trust and the LM Trust, entities in which Mr. May is a trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. In connection with the Offering, Madison West Associates (Madison West), a wholly-owned subsidiary of Triarc Companies, Inc. (Triarc), granted to the underwriters an overallotment option to acquire up to 123,409 shares of the Issuer's common stock from Madison West, exercisable at any time within 30 days of the closing. On October 16, 2003, the underwriters exercised that overallotment option and agreed to acquire all of such shares. The closing of such sale is scheduled for October 21, 2003. All such shares are held by Madison West, a wholly-owned subsidiary of Triarc. Mr. May is an officer, director and significant stockholder of Triarc. All such securites are held by Triarc. Mr. May is an officer, director and significant stockholder of Triarc. /s/ May, Peter W. 2003-10-20 -----END PRIVACY-ENHANCED MESSAGE-----