0000928204-15-000005.txt : 20151104 0000928204-15-000005.hdr.sgml : 20151104 20151104090243 ACCESSION NUMBER: 0000928204-15-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151104 DATE AS OF CHANGE: 20151104 EFFECTIVENESS DATE: 20151104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAM HARRIS INVESTORS INC CENTRAL INDEX KEY: 0000928204 IRS NUMBER: 363488341 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04436 FILM NUMBER: 151195668 BUSINESS ADDRESS: STREET 1: 191 NORTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126210590 MAIL ADDRESS: STREET 1: 191 NORTH WACKER DRIVE STREET 2: SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS WILLIAM INVESTORS INC DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000928204 XXXXXXXX 09-30-2015 09-30-2015 WILLIAM HARRIS INVESTORS INC

191 NORTH WACKER DRIVE SUITE 1500 CHICAGO IL 60606

13F HOLDINGS REPORT 028-04436 N Marc Bassewitz 312-604-1998 /s/ Marc Bassewitz Chicago IL 11-03-2015 1 161 386970 false 1 0001502631 028-15243 Orinda Asset Management LLC INFORMATION TABLE 2 filing13f-0915.xml 3M COMPANY COM 88579Y101 121 850 SH SOLE 0 850 0 3M COMPANY COM 88579Y101 195 1374 SH DFND 0 1200 174 ADVANCE AUTO PARTS, INC COM 00751Y106 3500 18466 SH SOLE 18466 0 0 ADVANCE AUTO PARTS, INC COM 00751Y106 98 519 SH DFND 01 519 0 0 AMERISOURCEBERGEN CORP COM 03073E105 10582 111403 SH SOLE 111118 285 0 AMERISOURCEBERGEN CORP COM 03073E105 296 3117 SH DFND 01 3117 0 0 ANTARES PHARMA, INC COM 036642106 2726 1603730 SH SOLE 1563730 40000 0 ANTARES PHARMA, INC COM 036642106 75 43862 SH DFND 01 43862 0 0 APOLLO RESIDENTIAL MTG, INC COM 03763V102 492 38900 SH SOLE 0 38900 0 APTARGROUP, INC COM 038336103 1624 24622 SH SOLE 0 24622 0 AT&T, INC COM 00206R102 161 4931 SH SOLE 0 4931 0 AT&T, INC COM 00206R102 65 2000 SH DFND 0 2000 0 AVID TECH, INC COM 05367P100 389 48930 SH SOLE 0 48930 0 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