0001181431-15-002508.txt : 20150213
0001181431-15-002508.hdr.sgml : 20150213
20150213163904
ACCESSION NUMBER: 0001181431-15-002508
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SNIVELY JOSHUA A
CENTRAL INDEX KEY: 0001548622
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 15615422
MAIL ADDRESS:
STREET 1: 42745 U.S. HIGHWAY 27
CITY: DAVENPORT
STATE: FL
ZIP: 33837
5
1
rrd422359.xml
ADJUSTMENT FOR GRAT TO IRREVOCABLE TRUST GIFT, AND SHARE CORRECTIONS
X0306
5
2014-12-31
0
0
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001548622
SNIVELY JOSHUA A
10603 W. SAM HOUSTON PKWY N.
SUITE 300
HOUSTON
TX
77064
0
1
0
0
EVP Chemistry Research
Common Stock
2014-11-28
5
G
0
143916
0
D
0
I
By Joshua A. Snively, Sr. Grantor Retained Trust
Common Stock
2014-11-28
5
G
0
143916
0
A
143916
I
By Joshua A. Snively, Sr. Irrevocable Trust
Common Stock
102796
I
By Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust
Common Stock
68758
D
Mr. Snively, Sr. is a trustee and beneficiary of the named trusts. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.
Includes the addition of 966 shares purchased through the Employee Stock Purchase Program at an average price of $24.7980/share.
Adjusted for 2,786 shares withheld for tax obligation on 2/14/2014 that were incorrectly reported on Form 4 as Direct ownership instead of Indirect Ownership (understating the Direct ownership ending balance and overstating the Joshua A. Snively, Sr and Heather B. Snively Revocable Trust ending balance).
Balance corrected for overstatement of 28 shares, 10 shares attributable to the Joshua A. Snively, Sr. and Heather B. Snively Revocable Trust and 18 shares attributable to the Joshua A. Snively, Sr. Granto Retained Annuity Trust.
Mr. Snively, Sr.'s spouse is a trustee and beneficiary of the named trust. Mr. Snively, Sr. disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.
/s/ Joshua A. Snively, Sr.
2015-02-13