0001181431-15-002441.txt : 20150213
0001181431-15-002441.hdr.sgml : 20150213
20150213142310
ACCESSION NUMBER: 0001181431-15-002441
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150213
DATE AS OF CHANGE: 20150213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hardy Carla S.
CENTRAL INDEX KEY: 0001576961
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 15612754
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PKWY N.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
5
1
rrd422356.xml
ADJUSTMENTS FOR GRAT TO IRREVOCABLE TRUST GIFTS, CHARITABLE GIFT AND SHARE CORRECTION
X0306
5
2014-12-31
0
0
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001576961
Hardy Carla S.
10603 W. SAM HOUSTON PKWY N.
SUITE 300
HOUSTON
TX
77064
1
0
0
0
Common Stock
2014-12-10
5
G
0
12400
0
D
229404
I
By Carla Shulz Hardy Revocable Trust
Common Stock
2014-12-08
5
G
0
200021
0
D
0
I
By Carla S. Hardy Grantor Retained Annuity Trust
Common Stock
2014-12-08
5
G
0
66674
0
A
66674
I
By William M. Hardy V Irrevocable Trust
Common Stock
2014-12-08
5
G
0
66674
0
A
66674
I
By Helen G. Hardy Irrevocable Trust
Common Stock
2014-12-08
5
G
0
66673
0
A
66673
I
By Sutton N. Hardy Irrevocable Trust
Common Stock
4380
D
Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Ms. Hardy is neither the trustee nor the beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Adjusted for 6,864 shares, vested on 6/10/2014 that were incorrectly reported on Form 4 as Direct ownership instead of Indirect ownership (overstating the Direct ownership ending balance and understating the Carla Shulz Hardy Revocable Trust ending balance)
/s/Carla Schulz Hardy
2015-02-13