0001181431-15-001890.txt : 20150203 0001181431-15-001890.hdr.sgml : 20150203 20150203175652 ACCESSION NUMBER: 0001181431-15-001890 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150203 FILED AS OF DATE: 20150203 DATE AS OF CHANGE: 20150203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 15572670 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd422071.xml DISPOSITION OF 3,978 SHARES FOR TAXES FOR AWARD PREVIOUSLY GRANTED ON 3/27/2014 X0306 4 2015-02-03 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 1 1 0 0 Chairman, President and CEO Common Stock 2015-02-03 4 F 0 3978 16.66 D 483705 D Common Stock 20470 I ProTechnics II Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 20000 D Stock Option 2.51 2009-02-16 2015-02-16 Common Stock 26668 46668 D Stock Option 1.02 2009-12-22 2015-12-22 Common Stock 400000 446668 D Stock Option 2.17 2010-11-10 2016-11-10 Common Stock 300000 746668 D Stock Option 9.19 2011-04-08 2017-04-08 Common stock 400000 1146668 D Disposition of 3,978 shares at $16.66/share for tax obligation relative to previously granted award vesting on 01/26/2015. /S/ John W. Chisholm 2015-02-03