0001181431-14-038958.txt : 20141216 0001181431-14-038958.hdr.sgml : 20141216 20141216161411 ACCESSION NUMBER: 0001181431-14-038958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141212 FILED AS OF DATE: 20141216 DATE AS OF CHANGE: 20141216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 141289788 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd420454.xml EXERCISE OF STOCK OPTIONS @ $2.30 PER SHARE, PURSUANT TO PREVIOUSLY AWARDED STOCK OPTION GRANT. X0306 4 2014-12-12 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 1 1 0 0 Chairman, President and CEO Common Stock 2014-12-12 4 M 0 332 2.30 A 325801 D Common Stock 20470 I ProTechnics II Stock Option 2.30 2014-12-12 4 M 0 332 2.30 D 2004-12-23 2014-12-22 Common Stock 332 0 D Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 20000 D Stock Option 2.51 2009-02-16 2015-02-16 Common Stock 26668 46668 D Stock Option 1.02 2009-12-22 2015-12-22 Common Stock 400000 446668 D Stock Option 2.17 2010-11-10 2016-11-10 Common Stock 300000 746668 D Stock Option 9.19 2011-04-08 2017-04-08 Common stock 400000 1146668 D Exercise of stock options @ $2.30 per share, pursuant to previously awarded stock option grant. /S/ John W. Chisholm 2014-12-16