0001181431-14-037094.txt : 20141124 0001181431-14-037094.hdr.sgml : 20141124 20141124124318 ACCESSION NUMBER: 0001181431-14-037094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141121 FILED AS OF DATE: 20141124 DATE AS OF CHANGE: 20141124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 141245693 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd419377.xml DISPOSITION OF 50,000 SHARES AT $23.0942/SHARE ON THE OPEN MARKET. X0306 4 2014-11-21 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 1 1 0 0 Chairman, President and CEO Common Stock 2014-11-21 4 S 0 50000 23.0942 D 325469 D Common Stock 20470 I ProTechnicsII Stock Option 2.30 2004-12-23 2014-12-22 Common Stock 332 332 D Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 20332 D Stock Option 2.51 2009-02-16 2015-02-16 Common Stock 26668 47000 D Stock Option 1.02 2009-12-22 2015-12-22 Common Stock 400000 447000 D Stock Option 2.17 2010-11-10 2016-11-10 Common Stock 300000 747000 D Stock Option 9.19 2011-04-08 2017-04-08 Common stock 400000 1147000 D Sale of 50,000 shares on the open market at an average price of $23.0942 per share. /S/ John W. Chisholm 2014-11-24