0001181431-14-032765.txt : 20140930 0001181431-14-032765.hdr.sgml : 20140930 20140930073924 ACCESSION NUMBER: 0001181431-14-032765 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140320 FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 141128160 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 4 1 rrd416652.xml DISPOSITION OF 2,427 SHARES AT $27.05/SHARE FOR TAX OBLIGATION RELATIVE TO AWARDS VESTING ON 03/07/2014 AND 16,994 SHARES AT $26.23/SHARE FOR TAX OBLIGATION RELATIVE TO AWARDS VESTING ON 03/11/2014 RELATIVE TO AWARDS PREVIOUSLY GRANTED. X0306 4 2014-03-20 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 10603 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77064 0 1 0 0 Exec. VP, Operations Common Stock 2014-03-07 4 F 0 2427 27.05 D 259849 D Common Stock 2014-03-11 4 F 0 16994 26.23 D 242855 D Common Stock 21087 I Flotek 401K Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000 200000 D Shares for Taxes for Award granted 3/7/2012 vesting 3/7/2014 Shares for Taxes for Award granted 3/11/2012 vesting 3/11/2014 /S/ Steven A. Reeves 2014-09-25