0001181431-14-032764.txt : 20140930
0001181431-14-032764.hdr.sgml : 20140930
20140930073747
ACCESSION NUMBER: 0001181431-14-032764
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140320
FILED AS OF DATE: 20140930
DATE AS OF CHANGE: 20140930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHISHOLM JOHN
CENTRAL INDEX KEY: 0001173236
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 141128155
MAIL ADDRESS:
STREET 1: C/O FLOTEK INDUSTRIES, INC.
STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd416657.xml
DISPOSITION OF 5,677 SHARES AT $27.05/SHARE FOR TAX OBLIGATION RELATIVE TO AWARDS VESTING ON 03/07/2014 AND 39,745 SHARES AT $26.23/SHARE FOR TAX OBLIGATION RELATIVE TO AWARDS VESTING ON 03/11/2014 RELATIVE TO AWARDS PREVIOUSLY GRANTED.
X0306
4
2014-03-20
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001173236
CHISHOLM JOHN
10603 W. SAM HOUSTON PARKWAY N.
SUITE 300
HOUSTON
TX
77064
1
1
0
0
Chairman, President and CEO
Common Stock
2014-03-07
4
F
0
5677
27.05
D
415214
D
Common Stock
2014-03-11
4
F
0
39745
26.23
D
375469
D
Common Stock
20470
I
ProTechnicsII
Stock Option
2.30
2004-12-23
2014-12-22
Common Stock
332
332
D
Stock Option
9.40
2005-12-22
2015-12-21
Common Stock
20000
20332
D
Stock Option
2.51
2009-02-16
2015-02-16
Common Stock
26668
47000
D
Stock Option
1.02
2009-12-22
2015-12-22
Common Stock
400000
447000
D
Stock Option
2.17
2010-11-10
2016-11-10
Common Stock
300000
747000
D
Stock Option
9.19
2011-04-08
2017-04-08
Common stock
400000
1147000
D
Shares for Taxes for Award granted 3/7/2012 vesting 3/7/2014
Shares for Taxes for Award granted 3/11/2012, vesting 3/11/2014
/S/ John W. Chisholm
2014-09-25