0001181431-14-032764.txt : 20140930 0001181431-14-032764.hdr.sgml : 20140930 20140930073747 ACCESSION NUMBER: 0001181431-14-032764 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140320 FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHISHOLM JOHN CENTRAL INDEX KEY: 0001173236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 141128155 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON STATE: TX ZIP: 77043 4 1 rrd416657.xml DISPOSITION OF 5,677 SHARES AT $27.05/SHARE FOR TAX OBLIGATION RELATIVE TO AWARDS VESTING ON 03/07/2014 AND 39,745 SHARES AT $26.23/SHARE FOR TAX OBLIGATION RELATIVE TO AWARDS VESTING ON 03/11/2014 RELATIVE TO AWARDS PREVIOUSLY GRANTED. X0306 4 2014-03-20 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001173236 CHISHOLM JOHN 10603 W. SAM HOUSTON PARKWAY N. SUITE 300 HOUSTON TX 77064 1 1 0 0 Chairman, President and CEO Common Stock 2014-03-07 4 F 0 5677 27.05 D 415214 D Common Stock 2014-03-11 4 F 0 39745 26.23 D 375469 D Common Stock 20470 I ProTechnicsII Stock Option 2.30 2004-12-23 2014-12-22 Common Stock 332 332 D Stock Option 9.40 2005-12-22 2015-12-21 Common Stock 20000 20332 D Stock Option 2.51 2009-02-16 2015-02-16 Common Stock 26668 47000 D Stock Option 1.02 2009-12-22 2015-12-22 Common Stock 400000 447000 D Stock Option 2.17 2010-11-10 2016-11-10 Common Stock 300000 747000 D Stock Option 9.19 2011-04-08 2017-04-08 Common stock 400000 1147000 D Shares for Taxes for Award granted 3/7/2012 vesting 3/7/2014 Shares for Taxes for Award granted 3/11/2012, vesting 3/11/2014 /S/ John W. Chisholm 2014-09-25