0001181431-14-032473.txt : 20140922 0001181431-14-032473.hdr.sgml : 20140922 20140922150405 ACCESSION NUMBER: 0001181431-14-032473 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140806 FILED AS OF DATE: 20140922 DATE AS OF CHANGE: 20140922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/ CENTRAL INDEX KEY: 0000928054 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 900023731 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 7138499911 MAIL ADDRESS: STREET 1: 2930 W. SAM HOUSTON PARKWAY N STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REEVES STEVEN A CENTRAL INDEX KEY: 0001434793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13270 FILM NUMBER: 141113939 MAIL ADDRESS: STREET 1: C/O FLOTEK INDUSTRIES, INC. STREET 2: 2930 W. SAM HOUSTON PARKWAY N., STE. 300 CITY: HOUSTON, STATE: TX ZIP: 77043 4 1 rrd416553.xml EXERCISE OF STOCK OPTIONS GRANT @$22.75 PER SHARE, PURSUANT TO PREVIOUSLY AWARDED STOCK OPTION GRANT. X0306 4 2014-08-06 0 0000928054 FLOTEK INDUSTRIES INC/CN/ FTK 0001434793 REEVES STEVEN A 10603 W. SAM HOUSTON PKWY. N STE. 300 HOUSTON TX 77064 0 1 0 0 Exec. VP, Operations Common Stock 2014-08-06 4 M 0 7724 22.75 A 268567 D Common Stock 2014-08-06 4 F 0 6291 27.93 D 262276 D Common Stock 21087 I Flotek 401K Common Stock 22.75 2014-08-06 4 M 0 7724 0 D 2009-08-09 2014-08-08 Common Stock 7724 0 D Common Stock 9.19 2012-04-08 2017-04-07 Common Stock 200000 200000 D Exercise of stock options grant @$22.75 per share, pursuant to previously awarded stock option grant. /S/ Steven A. Reeves 2014-09-22