0001181431-14-021490.txt : 20140528
0001181431-14-021490.hdr.sgml : 20140528
20140528173822
ACCESSION NUMBER: 0001181431-14-021490
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140527
FILED AS OF DATE: 20140528
DATE AS OF CHANGE: 20140528
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLOTEK INDUSTRIES INC/CN/
CENTRAL INDEX KEY: 0000928054
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890]
IRS NUMBER: 900023731
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
BUSINESS PHONE: 7138499911
MAIL ADDRESS:
STREET 1: 2930 W. SAM HOUSTON PARKWAY N
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hardy Carla S.
CENTRAL INDEX KEY: 0001576961
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13270
FILM NUMBER: 14873706
MAIL ADDRESS:
STREET 1: 10603 W. SAM HOUSTON PKWY N.
STREET 2: SUITE 300
CITY: HOUSTON
STATE: TX
ZIP: 77043
4
1
rrd410435.xml
DISPOSITION OF 37,500 COMMON SHARES IN REV. TRUST AND 27,500 COMMON SHARES IN GRAT PURSUANT TO A RULE 10B5-1 TRADING PLAN, AT AVERAGE PRICES OF $27.7381 AND $27.7350, RESPECTIVELY.
X0306
4
2014-05-27
0
0000928054
FLOTEK INDUSTRIES INC/CN/
FTK
0001576961
Hardy Carla S.
10603 W. SAM HOUSTON PKWY N.
SUITE 300
HOUSTON
TX
77064
1
0
0
0
Common Stock
2014-05-27
4
S
0
37500
27.7381
D
307639
I
By Carla Schulz Hardy Revocable Trust
Common Stock
2014-05-27
4
S
0
27500
27.7350
D
249021
I
By Carla S. Hardy Grantor Retained Annuity Trust
Common Stock
11244
D
Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
Disposition of 37,500 common shares in Rev. Trust and 27,500 common shares in GRAT pursuant to a Rule 10b5-1 Trading Plan, at average prices of $27.7381 and $27.7350, respectively.
/s/Carla Schultz Hardy
2014-05-28